Title 17

CHAPTER II

Chapter Ii - Securities And Exchange Commission

CHAPTER II - SECURITIES AND EXCHANGE COMMISSION

17:3.0.1.1.1PART 200
   PART 200 - ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS
17:3.0.1.1.1.1.2SUBJGRP 2
      General Organization
17:3.0.1.1.2PART 201
   PART 201 - RULES OF PRACTICE
17:3.0.1.1.2.4.10SUBJGRP 10
      General Rules
17:3.0.1.1.2.4.11SUBJGRP 11
      Initiation of Proceedings and Prehearing Rules
17:3.0.1.1.2.4.12SUBJGRP 12
      Rules Regarding Hearings
17:3.0.1.1.2.4.13SUBJGRP 13
      Appeal to the Commission and Commission Review
17:3.0.1.1.2.4.14SUBJGRP 14
      Rules Relating to Temporary Orders and Suspensions
17:3.0.1.1.2.4.15SUBJGRP 15
      Rules Regarding Disgorgement and Penalty Payments
17:3.0.1.1.2.4.16SUBJGRP 16
      Informal Procedures and Supplementary Information Concerning Adjudicatory Proceedings
17:3.0.1.1.3PART 202
   PART 202 - INFORMAL AND OTHER PROCEDURES
17:3.0.1.1.4PART 203
   PART 203 - RULES RELATING TO INVESTIGATIONS
17:3.0.1.1.5PART 204
   PART 204 - RULES RELATING TO DEBT COLLECTION
17:3.0.1.1.6PART 205
   PART 205 - STANDARDS OF PROFESSIONAL CONDUCT FOR ATTORNEYS APPEARING AND PRACTICING BEFORE THE COMMISSION IN THE REPRESENTATION OF AN ISSUER
17:3.0.1.1.7PART 209
   PART 209 - FORMS PRESCRIBED UNDER THE COMMISSION'S RULES OF PRACTICE
17:3.0.1.1.8PART 210
   PART 210 - FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975
17:3.0.1.1.8.0.17SUBJGRP 17
      Application of Regulation S-X (17 CFR Part 210)
17:3.0.1.1.8.0.18SUBJGRP 18
      Qualifications and Reports of Accountants
17:3.0.1.1.8.0.19SUBJGRP 19
      General Instructions as to Financial Statements
17:3.0.1.1.8.0.20SUBJGRP 20
      Consolidated and Combined Financial Statements
17:3.0.1.1.8.0.21SUBJGRP 21
      Rules of General Application
17:3.0.1.1.8.0.22SUBJGRP 22
      Commercial and Industrial Companies
17:3.0.1.1.8.0.23SUBJGRP 23
      Registered Investment Companies and Business Development Companies
17:3.0.1.1.8.0.24SUBJGRP 24
      Employee Stock Purchase, Savings and Similar Plans
17:3.0.1.1.8.0.25SUBJGRP 25
      Insurance Companies
17:3.0.1.1.8.0.26SUBJGRP 26
      Article 8 Financial Statements of Smaller Reporting Companies
17:3.0.1.1.8.0.27SUBJGRP 27
      Bank Holding Companies
17:3.0.1.1.8.0.28SUBJGRP 28
      Interim Financial Statements
17:3.0.1.1.8.0.29SUBJGRP 29
      Pro Forma Financial Information
17:3.0.1.1.8.0.30SUBJGRP 30
      Form and Content of Schedules
17:3.0.1.1.8.0.31SUBJGRP 31
      general
17:3.0.1.1.8.0.32SUBJGRP 32
      For Management Investment Companies
17:3.0.1.1.8.0.33SUBJGRP 33
      for face-amount certificate investment companies
17:3.0.1.1.8.0.34SUBJGRP 34
      for certain real estate companies
17:3.0.1.1.8.0.35SUBJGRP 35
      Financial and Non-Financial Disclosures for Certain Securities Registered or Being Registered
17:3.0.1.1.9PART 211
   PART 211 - INTERPRETATIONS RELATING TO FINANCIAL REPORTING MATTERS
17:3.0.1.1.10PART 227
   PART 227 - REGULATION CROWDFUNDING, GENERAL RULES AND REGULATIONS
17:3.0.1.1.11PART 228
   PART 228 [RESERVED]
17:3.0.1.1.12PART 229
   PART 229 - STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975 - REGULATION S-K
17:3.0.1.1.13PART 230
   PART 230 - GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933
17:3.0.1.1.13.0.36SUBJGRP 36
      General
17:3.0.1.1.13.0.37SUBJGRP 37
      Regulation A-R - Special Exemptions
17:3.0.1.1.13.0.38SUBJGRP 38
      Regulation A - Conditional Small Issues Exemption
17:3.0.1.1.13.0.39SUBJGRP 39
      Regulation C - Registration
17:3.0.1.1.13.0.40SUBJGRP 40
      general requirements
17:3.0.1.1.13.0.41SUBJGRP 41
      form and content of prospectuses
17:3.0.1.1.13.0.42SUBJGRP 42
      written consents
17:3.0.1.1.13.0.43SUBJGRP 43
      filings; fees; effective date
17:3.0.1.1.13.0.44SUBJGRP 44
      amendments; withdrawals
17:3.0.1.1.13.0.45SUBJGRP 45
      investment companies; business development companies
17:3.0.1.1.13.0.46SUBJGRP 46
      registration by foreign governments or political subdivisions thereof
17:3.0.1.1.13.0.47SUBJGRP 47
      Regulation D - Rules Governing the Limited Offer and Sale of Securities Without Registration Under the Securities Act of 1933
17:3.0.1.1.13.0.48SUBJGRP 48
      Regulation E - Exemption for Securities of Small Business Investment Companies
17:3.0.1.1.13.0.49SUBJGRP 49
      Exemptions for Cross-Border Rights Offerings, Exchange Offers and Business Combinations
17:3.0.1.1.13.0.50SUBJGRP 50
      Regulation S - Rules Governing Offers and Sales Made Outside the United States Without Registration Under the Securities Act of 1933
17:3.0.1.1.13.0.51SUBJGRP 51
      Regulation CE - Coordinated Exemptions for Certain Issues of Securities Exempt Under State Law
17:3.0.1.1.14PART 231
   PART 231 - INTERPRETATIVE RELEASES RELATING TO THE SECURITIES ACT OF 1933 AND GENERAL RULES AND REGULATIONS THEREUNDER
17:3.0.1.1.15PART 232
   PART 232 - REGULATION S-T - GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS
17:3.0.1.1.15.0.52SUBJGRP 52
      General
17:3.0.1.1.15.0.53SUBJGRP 53
      Electronic Filing Requirements
17:3.0.1.1.15.0.54SUBJGRP 54
      Hardship Exemptions
17:3.0.1.1.15.0.55SUBJGRP 55
      Preparation of Electronic Submissions
17:3.0.1.1.15.0.56SUBJGRP 56
      Interactive Data
17:3.0.1.1.15.0.57SUBJGRP 57
      EDGAR Functions
17:3.0.1.1.15.0.58SUBJGRP 58
      Foreign Private Issuers and Foreign Governments
17:3.0.1.1.16PART 239
   PART 239 - FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933