Parts
-
200
Part 200—Organization; Conduct and Ethics; and Information and Requests Subparts A–N -
201
Part 201—Rules of Practice Subparts A–F -
202
Part 202—Informal and Other Procedures Sections 202.1–202.14; Subpart A -
203
Part 203—Rules Relating to Investigations Subparts A–B -
204
Part 204—Rules Relating to Debt Collection Subparts A–E -
205
Part 205—Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer Sections 205.1–205.7 -
209
Part 209—Forms Prescribed Under the Commission's Rules of Practice Sections 209.0-1–209.1 -
210
Part 210—Form and Content of and Requirements for Financial Statements, Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, and Energy Policy and Conservation Act of 1975 Subject groups —XXX–Registered Investment Companies and Business Development Companies -
211
Part 211—Interpretations Relating to Financial Reporting Matters Subparts A–C -
227
Part 227—Regulation Crowdfunding, General Rules and Regulations Subparts A–E -
228
Part 228 [Reserved] -
229
Part 229—Standard Instructions for Filing Forms Under Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975—Regulation S-K Subparts 229.1–1500 -
230
Part 230—General Rules and Regulations, Securities Act of 1933 Sections 230.100–230.905; Subject groups Amendments; Withdrawals–Written Consents -
231
Part 231—Interpretative Releases Relating to the Securities Act of 1933 and General Rules and Regulations Thereunder -
232
Part 232—Regulation S-T—General Rules and Regulations for Electronic Filings Subject groups EDGAR Functions–Preparation of Electronic Submissions -
239
Part 239—Forms Prescribed Under the Securities Act of 1933 Section 239.0-1; Subparts A–B -
240
Part 240—General Rules and Regulations, Securities Exchange Act of 1934 Section 240.14f-1; Subpart A; Subject groups Annual Reports–Arbitrage Transactions; Subpart B; Subject groups Capital, Margin and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants–Unlisted Trading -
241
Part 241—Interpretative Releases Relating to the Securities Exchange Act of 1934 and General Rules and Regulations Thereunder -
242
Part 242—Regulations M, Sho, ATS, AC, NMS, SE, and SBSR, and Customer Margin Requirements for Security Futures Subject group Customer Margin Requirements for Security Futures; Subpart ECFRe106e84e67e2bc9; Subject groups Regulation AC—Analyst Certification–Regulation SHO—Regulation of Short Sales -
243
Part 243—Regulation FD Sections 243.100–243.103 -
244
Part 244—Regulation G Sections 244.100–244.102 -
245
Part 245—Regulation Blackout Trading Restriction Sections 245.100–245.104 -
246
Part 246—Credit Risk Retention Subparts A–D -
247
Part 247—Regulation R—Exemptions and Definitions Related to the Exceptions for Banks from the Definition of Broker Sections 247.100–247.781 -
248
Part 248—Regulations S-P, S-AM, and S-ID Subparts A–C -
249
Part 249—Forms, Securities Exchange Act of 1934 Section 249.0-1; Subparts A–U -
249a
Part 249a—Forms, Securities Investor Protection Act of 1970 [Reserved] -
249b
Part 249b—Further Forms, Securities Exchange Act of 1934 Sections 249b.1–249b.400 -
250
Part 250—Cross-Border Antifraud Law-Enforcement Authority Section 250.1 -
251-254
Parts 251-254 [Reserved] -
255
Part 255—Proprietary Trading and Certain Interests in and Relationships with Covered Funds Subpart A; Appendix A; Subparts B–D -
256
Part 256—Financial Data Transparency Sections 256.1–256.2 -
257-259
Parts 257-259 [Reserved] -
260
Part 260—General Rules and Regulations, Trust Indenture Act of 1939 Subject groups Amendments–Terms Used in the Rules and Regulations -
261
Part 261—Interpretative Releases Relating to the Trust Indenture Act of 1939 and General Rules and Regulations Thereunder -
269
Part 269—Forms Prescribed Under the Trust Indenture Act of 1939 Sections 269.0-1–269.10 -
270
Part 270—Rules and Regulations, Investment Company Act of 1940 Sections 270.0-1–270.60a-1 -
271
Part 271—Interpretative Releases Relating to the Investment Company Act of 1940 and General Rules and Regulations Thereunder -
274
Part 274—Forms Prescribed Under the Investment Company Act of 1940 Section 274.0-1; Subparts A–E -
275
Part 275—Rules and Regulations, Investment Advisers Act of 1940 Sections 275.0-2–275.222-2 -
276
Part 276—Interpretative Releases Relating to the Investment Advisers Act of 1940 and General Rules and Regulations Thereunder -
279
Part 279—Forms Prescribed Under the Investment Advisers Act of 1940 Sections 279.0-1–279.9 -
281
Part 281—Interpretative Releases Relating to Corporate Reorganizations Under Chapter X of the Bankruptcy Act -
285
Part 285—Rules and Regulations Pursuant to Section 15(a) of the Bretton Woods Agreements Act Sections 285.1–285.4 -
286
Part 286—General Rules and Regulations Pursuant to Section 11(a) of the Inter-American Development Bank Act Sections 286.1–286.4; Appendix Schedule A to Part 286 -
287
Part 287—General Rules and Regulations Pursuant to Section 11(a) of the Asian Development Bank Act Sections 287.1–287.101 -
288
Part 288—General Rules and Regulations Pursuant to Section 9(a) of the African Development Bank Act Sections 288.1–288.101 -
289
Part 289—General Rules and Regulations Pursuant to Section 13(a) of the International Finance Corporation Act Sections 289.1–289.101 -
290
Part 290—General Rules and Regulations Pursuant to Section 9(a) of the European Bank for Reconstruction and Development Act Sections 290.1–290.101 -
300
Part 300—Rules of the Securities Investor Protection Corporation Subject groups Accounts Introduced by Other Brokers or Dealers–Rules Relating to Supplemental Report on SIPC Membership -
301
Part 301—Forms, Securities Investor Protection Corporation Section 301.0-1; Subject group Forms for Closeout or Completion of Open Contractual Commitments -
302
Part 302—Orderly Liquidation of Covered Brokers or Dealers Sections 302.100–302.107 -
303-399
Parts 303-399 [Reserved]