Part 249b—Further Forms, Securities Exchange Act of 1934

1. CFR
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3. Title 17
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5. Chapter II
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7. Part 249b

Sections

• 249b.1-249b.99
  §§ 249b.1-249b.99 [Reserved]
• 249b.100
  § 249b.100 Form TA-1, uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934.
• 249b.101
  § 249b.101 Form TA-W, notice of withdrawal from registration as transfer agent.
• 249b.102
  § 249b.102 Form TA-2, form to be used by transfer agents registered pursuant to section 17A of the Securities Exchange Act of 1934 for the annual report of transfer agent activities.
• 249b.200
  § 249b.200 Form CA-1, form for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934.
• 249b.300
  § 249b.300 FORM NRSRO, application for registration as a nationally recognized statistical rating organization pursuant to section 15E of the Securities Exchange Act of 1934 and § 240.17g-1 of this chapter.
• 249b.400
  § 249b.400 Form SD, specialized disclosure report.