Chapter I—Commodity Futures Trading Commission

1. CFR
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3. Title 17
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5. Chapter I

Parts

• 1
  Part 1—General Regulations Under the Commodity Exchange Act Subject groups Customers' Money, Securities, and Property–Recordkeeping
• 2
  Part 2—Official Seal Sections 2.1–2.4
• 3
  Part 3—Registration Subpart A; Appendices A–C; Subparts B–E
• 4
  Part 4—Commodity Pool Operators and Commodity Trading Advisors Subpart A; Appendices A–C; Subparts B–D
• 5
  Part 5—Off-Exchange Foreign Currency Transactions Sections 5.1–5.25
• 7
  Part 7—Registered Entity Rules Altered or Supplemented by the Commission Subparts A–C
• 8
  Part 8 [Reserved]
• 9
  Part 9—Rules Relating to Review of Exchange Disciplinary, Access Denial or Other Adverse Actions Subparts A–D
• 10
  Part 10—Rules of Practice Subpart A; Appendix A; Subparts B–H
• 11
  Part 11—Rules Relating to Investigations Sections 11.1–11.8; Appendix A
• 12
  Part 12—Rules Relating to Reparations Subparts A–F
• 13
  Part 13—Procedures for Petitions for Rulemaking Sections 13.1–13.2
• 14
  Part 14—Rules Relating to Suspension or Disbarment from Appearance and Practice Sections 14.1–14.10
• 15
  Part 15—Reports—General Provisions Sections 15.00–15.06
• 16
  Part 16—Reports by Contract Markets and Swap Execution Facilities Sections 16.00–16.07
• 17
  Part 17—Reports by Reporting Markets, Futures Commission Merchants, Clearing Members, and Foreign Brokers Sections 17.00–17.04; Appendices A–C
• 18
  Part 18—Reports by Traders Sections 18.00–18.06; Appendix A
• 19
  Part 19—Reports by Persons Holding Reportable Positions in Excess of Position Limits, and by Merchants and Dealers in Cotton Sections 19.00–19.10; Appendix A
• 20
  Part 20—Large Trader Reporting for Physical Commodity Swaps Sections 20.1–20.11; Appendices A–B
• 21
  Part 21—Special Calls Sections 21.00–21.06
• 22
  Part 22—Cleared Swaps Sections 22.1–22.17
• 23
  Part 23—Swap Dealers and Major Swap Participants Section 23.1; Subparts A–L
• 30
  Part 30—Foreign Futures and Foreign Options Transactions Sections 30.1–30.13; Appendices A–F
• 31
  Part 31—Leverage Transactions Sections 31.1–31.29; Appendix A
• 32
  Part 32—Regulation of Commodity Option Transactions Sections 32.1–32.5
• 33
  Part 33—Regulation of Commodity Option Transactions That Are Options on Contracts of Sale of a Commodity for Future Delivery Sections 33.1–33.11
• 34
  Part 34—Regulation of Hybrid Instruments Sections 34.1–34.3
• 35
  Part 35—Swaps in an Agricultural Commodity (Agricultural Swaps) Section 35.1
• 36
  Part 36—Trade Execution Requirement Section 36.1
• 37
  Part 37—Swap Execution Facilities Subpart A; Appendices A–B; Subparts B–P
• 38
  Part 38—Designated Contract Markets Subpart A; Appendices A–C; Subparts B–X
• 39
  Part 39—Derivatives Clearing Organizations Subpart A; Appendices A–C; Subparts B–D
• 40
  Part 40—Provisions Common to Registered Entities Sections 40.1–40.12; Appendices A–Appendixes B-C to Part 40
• 41
  Part 41—Security Futures Products Subparts A–E
• 42
  Part 42—Anti-Money Laundering, Terrorist Financing Subpart A
• 43
  Part 43—Real-Time Public Reporting Sections 43.1–43.7; Appendices A–F
• 44
  Part 44—Interim Final Rule for Pre-Enactment Swap Transactions Sections 44.00–44.03
• 45
  Part 45—Swap Data Recordkeeping and Reporting Requirements Sections 45.1–45.15; Appendix 1
• 46
  Part 46—Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps Sections 46.1–46.11; Appendix 1
• 48
  Part 48—Registration of Foreign Boards of Trade Sections 48.1–48.11; Appendix to
• 49
  Part 49—Swap Data Repositories Sections 49.1–49.31; Appendices A–B
• 50
  Part 50—Clearing Requirement and Related Rules Subparts A–D
• 75
  Part 75—Proprietary Trading and Certain Interests in and Relationships with Covered Funds Subpart A; Appendix A; Subparts B–D
• 100
  Part 100—Delivery Period Required Section 100.1
• 140
  Part 140—Organization, Functions, and Procedures of the Commission Subparts A–C
• 141
  Part 141—Salary Offset Sections 141.1–141.12
• 142
  Part 142—Indemnification of CFTC Employees Sections 142.1–142.2
• 143
  Part 143—Collection of Claims Owed the United States Arising from Activities Under the Commission's Jurisdiction Section 143.1; Subparts A–B
• 144
  Part 144—Procedures Regarding the Disclosure of Information and the Testimony of Present or Former Officers and Employees in Response to Subpoenas or Other Demands of a Court Sections 144.0–144.6
• 145
  Part 145—Commission Records and Information Sections 145.0–145.9; Appendices A–C
• 146
  Part 146—Records Maintained on Individuals Sections 146.1–146.12; Appendix A
• 147
  Part 147—Open Commission Meetings Sections 147.1–147.10
• 148
  Part 148—Implementation of the Equal Access to Justice Act in Covered Adjudicatory Proceedings Before the Commission Subparts A–C
• 149
  Part 149—Enforcement of Nondiscrimination on the Basis of Handicap in Programs or Activities Conducted by the Commodity Futures Trading Commission Sections 149.101–149.170
• 150
  Part 150—Limits on Positions Sections 150.1–150.9; Appendices A–G
• 151
  Part 151 [Reserved]
• 155
  Part 155—Trading Standards Sections 155.1–155.10
• 156
  Part 156—Broker Associations Sections 156.1–156.4
• 160
  Part 160—Privacy of Consumer Financial Information Under Title V of the Gramm-Leach-Bliley Act Sections 160.1–160.3; Subpart A; Appendices A–B; Subparts B–D
• 162
  Part 162—Protection of Consumer Information Under the Fair Credit Reporting Act Sections 162.1–162.2; Subpart A; Appendices A–B; Subparts B–C
• 165
  Part 165—Whistleblower Rules Sections 165.1–165.20; Appendices A–B
• 166
  Part 166—Customer Protection Rules Sections 166.1–166.5
• 170
  Part 170—Registered Futures Associations Subparts A–C
• 171
  Part 171—Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions Subparts A–E
• 180
  Part 180—Prohibition Against Manipulation Sections 180.1–180.2
• 190
  Part 190—Bankruptcy Rules Subpart A; Appendices A–B; Subparts B–C
• 191-199
  Parts 191-199 [Reserved]