| 17:4.0.1.1.22.0.147.1 | SECTION 274.0-1
| 274.0-1 Availability of forms. | |
| 17:4.0.1.1.22.1 | SUBPART A
| Subpart A - Registration Statements | |
| 17:4.0.1.1.22.1.147.1 | SECTION 274.5
| 274.5 Form N-5, for registration statement of small business investment company under the Securities Act of 1933 and the Investment Company Act of 1940. | |
| 17:4.0.1.1.22.1.147.2 | SECTION 274.10
| 274.10 Form N-8A, for notification of registration. | |
| 17:4.0.1.1.22.1.147.3 | SECTION 274.11
| 274.11 [Reserved] | |
| 17:4.0.1.1.22.1.147.4 | SECTION 274.11A
| 274.11A Form N-1A, registration statement of open-end management investment companies. | |
| 17:4.0.1.1.22.1.147.5 | SECTION 274.11a-1
| 274.11a-1 Form N-2, registration statement of closed end management investment companies. | |
| 17:4.0.1.1.22.1.147.6 | SECTION 274.11b
| 274.11b Form N-3, registration statement of separate accounts organized as management investment companies. | |
| 17:4.0.1.1.22.1.147.7 | SECTION 274.11c
| 274.11c Form N-4, registration statement of separate accounts organized as unit investment trusts. | |
| 17:4.0.1.1.22.1.147.8 | SECTION 274.11d
| 274.11d Form N-6, registration statement of separate accounts organized as unit investment trusts that offer variable life insurance policies. | |
| 17:4.0.1.1.22.1.147.9 | SECTION 274.12
| 274.12 Form N-8B-2, registration statement of unit investment trusts that are currently issuing securities. | |
| 17:4.0.1.1.22.1.147.10 | SECTION 274.13
| 274.13 Form N-8B-3, registration statement of unincorporated management investment companies currently issuing periodic payment plan certificates. | |
| 17:4.0.1.1.22.1.147.11 | SECTION 274.14
| 274.14 Form N-8B-4, registration statements of face-amount certificate companies. | |
| 17:4.0.1.1.22.1.147.12 | SECTION 274.15
| 274.15 Form N-6F, notice of intent to elect to be subject to sections 55 through 65 of the Investment Company Act of 1940. | |
| 17:4.0.1.1.22.1.147.13 | SECTION 274.24
| 274.24 Form 24F-2, annual filing of securities sold pursuant to registration of certain investment company securities. | |
| 17:4.0.1.1.22.1.147.14 | SECTION 274.51
| 274.51 Form N-18F-1, for notification of election pursuant to § 270.18f-1 of this chapter. | |
| 17:4.0.1.1.22.1.147.15 | SECTION 274.53
| 274.53 Form N-54A, notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940 filed pursuant to section 54(a) of the Act. | |
| 17:4.0.1.1.22.1.147.16 | SECTION 274.54
| 274.54 Form N-54C, notification of withdrawal of election to be subject to sections 55 through 65 of the Investment Company Act of 1940 filed pursuant to section 54(c) of the Investment Company Act of 1940. | |
| 17:4.0.1.1.22.2 | SUBPART B
| Subpart B - Forms for Reports | |
| 17:4.0.1.1.22.2.147.1 | SECTION 274.101
| 274.101 Form N-CEN, annual report of registered investment companies. | |
| 17:4.0.1.1.22.2.147.2 | SECTION 274.102-274.126
| 274.102-274.126 [Reserved] | |
| 17:4.0.1.1.22.2.147.3 | SECTION 274.127d-1
| 274.127d-1 Form N-27D-1 accounting of segregated trust account. | |
| 17:4.0.1.1.22.2.147.4 | SECTION 274.128
| 274.128 Form N-CSR, certified shareholder report. | |
| 17:4.0.1.1.22.2.147.5 | SECTION 274.129
| 274.129 Form N-PX, annual report of proxy voting record of registered management investment company. | |
| 17:4.0.1.1.22.2.147.6 | SECTION 274.130
| 274.130 [Reserved] | |
| 17:4.0.1.1.22.2.147.7 | SECTION 274.150
| 274.150 Form N-PORT, Monthly portfolio holdings report. | |
| 17:4.0.1.1.22.2.147.8 | SECTION 274.200
| 274.200 Form N-17D-1, report filed by small business investment company (SBIC) registered under the Investment Company Act of 1940 and an affiliated bank, with respect to investments by the SBIC and the bank, submitted pursuant to paragraph (d)(3) of § 270.17d-1 of this chapter. | |
| 17:4.0.1.1.22.3 | SUBPART C
| Subpart C - Forms for Other Statements | |
| 17:4.0.1.1.22.3.147.1 | SECTION 274.201
| 274.201 Form N-MFP, portfolio holdings of money market funds. | |
| 17:4.0.1.1.22.3.147.2 | SECTION 274.202
| 274.202 Form 3, initial statement of beneficial ownership of securities. | |
| 17:4.0.1.1.22.3.147.3 | SECTION 274.203
| 274.203 Form 4, statement of changes in beneficial ownership of securities. | |
| 17:4.0.1.1.22.3.147.4 | SECTION 274.218
| 274.218 Form N-8F, application for deregistration of certain registered investment companies. | |
| 17:4.0.1.1.22.3.147.5 | SECTION 274.219
| 274.219 Form N-17f-1, cover page for each certificate of accounting of securities and similar investments of a management investment company in the custody of a member of a national securities exchange, filed pursuant to rule 17f-1. | |
| 17:4.0.1.1.22.3.147.6 | SECTION 274.220
| 274.220 Form N-17f-2, cover page for each certificate of accounting of securities and similar investments in the custody of a registered management investment company, filed pursuant to rule 17f-2. | |
| 17:4.0.1.1.22.3.147.7 | SECTION 274.221
| 274.221 Form N-23c-3, Notification of repurchase offer. | |
| 17:4.0.1.1.22.3.147.8 | SECTION 274.222
| 274.222 Form N-CR, Current report of money market fund material events. | |
| 17:4.0.1.1.22.3.147.9 | SECTION 274.223
| 274.223 Form N-RN, Current report, open- and closed-end investment company reporting. | |
| 17:4.0.1.1.22.4 | SUBPART D
| Subpart D - Forms for Exemptions | |
| 17:4.0.1.1.22.4.147.1 | SECTION 274.301
| 274.301 Notification of claim of exemption pursuant to Rule 6e-2 or Rule 6e-3(T) under the Investment Company Act. | |
| 17:4.0.1.1.22.5 | SUBPART E
| Subpart E - Forms for Electronic Filing | |
| 17:4.0.1.1.22.5.147.1 | SECTION 274.401
| 274.401 [Reserved] | |
| 17:4.0.1.1.22.5.147.2 | SECTION 274.402
| 274.402 Form ID, uniform application for access codes to file on EDGAR. | |
| 17:4.0.1.1.22.5.147.3 | SECTION 274.403
| 274.403 Form SE, form for submission of paper format exhibits by electronic filers. | |
| 17:4.0.1.1.22.5.147.4 | SECTION 274.404
| 274.404 Form TH - Notification of reliance on temporary hardship exemption. | |