Parts
-
400
Part 400—Rules of General Application Sections 400.1–400.6 -
401
Part 401—Exemptions Sections 401.1–401.7 -
402
Part 402—Financial Responsibility Sections 402.1–402.2d -
403
Part 403—Protection of Customer Securities and Balances Sections 403.1–403.7 -
404
Part 404—Recordkeeping and Preservation of Records Sections 404.1–404.5 -
405
Part 405—Reports and Audit Sections 405.1–405.5 -
420
Part 420—Large Position Reporting Sections 420.1–420.5; Appendices A–B -
449
Part 449—Forms, Section 15C of the Securities Exchange Act of 1934 Sections 449.1–449.5 -
450
Part 450—Custodial Holdings of Government Securities by Depository Institutions Sections 450.1–450.5 -
451-499
Parts 451-499 [Reserved]