Title 17

PART 227

Part 227 - Regulation Crowdfunding, General Rules And Regulations

PART 227 - REGULATION CROWDFUNDING, GENERAL RULES AND REGULATIONS Authority:15 U.S.C. 77d, 77d-1, 77s, 77z-3, 78c, 78o, 78q, 78w, 78mm, and Pub. L. 112-106, secs. 301-305, 126 Stat. 306 (2012). Source:80 FR 71537, Nov. 16, 2015, unless otherwise noted.

• Authority: 15 U.S.C. 77d, 77d-1, 77s, 77z-3, 78c, 78o, 78q, 78w, 78mm, and Pub. L. 112-106, secs. 301-305, 126 Stat. 306 (2012).
• Source: 80 FR 71537, Nov. 16, 2015, unless otherwise noted.

17:3.0.1.1.10.1	SUBPART A	Subpart A - General
17:3.0.1.1.10.1.36.1	SECTION 227.100	227.100 Crowdfunding exemption and requirements.
17:3.0.1.1.10.2	SUBPART B	Subpart B - Requirements for Issuers
17:3.0.1.1.10.2.36.1	SECTION 227.201	227.201 Disclosure requirements.
17:3.0.1.1.10.2.36.2	SECTION 227.202	227.202 Ongoing reporting requirements.
17:3.0.1.1.10.2.36.3	SECTION 227.203	227.203 Filing requirements and form.
17:3.0.1.1.10.2.36.4	SECTION 227.204	227.204 Advertising.
17:3.0.1.1.10.2.36.5	SECTION 227.205	227.205 Promoter compensation.
17:3.0.1.1.10.2.36.6	SECTION 227.206	227.206 xxx
17:3.0.1.1.10.3	SUBPART C	Subpart C - Requirements for Intermediaries
17:3.0.1.1.10.3.36.1	SECTION 227.300	227.300 Intermediaries.
17:3.0.1.1.10.3.36.2	SECTION 227.301	227.301 Measures to reduce risk of fraud.
17:3.0.1.1.10.3.36.3	SECTION 227.302	227.302 Account opening.
17:3.0.1.1.10.3.36.4	SECTION 227.303	227.303 Requirements with respect to transactions.
17:3.0.1.1.10.3.36.5	SECTION 227.304	227.304 Completion of offerings, cancellations and reconfirmations.
17:3.0.1.1.10.3.36.6	SECTION 227.305	227.305 Payments to third parties.
17:3.0.1.1.10.3.36.7	SECTION 227.306	227.306 xxx
17:3.0.1.1.10.4	SUBPART D	Subpart D - Funding Portal Regulation
17:3.0.1.1.10.4.36.1	SECTION 227.400	227.400 Registration of funding portals.
17:3.0.1.1.10.4.36.2	SECTION 227.401	227.401 Exemption.
17:3.0.1.1.10.4.36.3	SECTION 227.402	227.402 Conditional safe harbor.
17:3.0.1.1.10.4.36.4	SECTION 227.403	227.403 Compliance.
17:3.0.1.1.10.4.36.5	SECTION 227.404	227.404 Records to be made and kept by funding portals.
17:3.0.1.1.10.5	SUBPART E	Subpart E - Miscellaneous Provisions
17:3.0.1.1.10.5.36.1	SECTION 227.501	227.501 Restrictions on resales.
17:3.0.1.1.10.5.36.2	SECTION 227.502	227.502 Insignificant deviations from a term, condition or requirement of this part (Regulation Crowdfunding).
17:3.0.1.1.10.5.36.3	SECTION 227.503	227.503 Disqualification provisions.
17:3.0.1.1.10.5.36.4	SECTION 227.504	227.504 xxx

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