Part 279—Forms Prescribed Under the Investment Advisers Act of 1940

1. CFR
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3. Title 17
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5. Chapter II
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7. Part 279

Sections

• 279.0-1
  § 279.0-1 Availability of forms.
• 279.1
  § 279.1 Form ADV, for application for registration of investment adviser and for amendments to such registration statement.
• 279.2
  § 279.2 Form ADV-W, notice of withdrawal from registration as investment adviser.
• 279.3
  § 279.3 Form ADV-H, application for a temporary or continuing hardship exemption.
• 279.4
  § 279.4 Form ADV-NR, appointment of agent for service of process by non-resident general partner and non-resident managing agent of an investment adviser.
• 279.5-279.7
  §§ 279.5-279.7 [Reserved]
• 279.8
  § 279.8 Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.
• 279.9
  § 279.9 Form PF, reporting by investment advisers to private funds.