Title 17

PART 279 Part 279 - Forms Prescribed Under The Investment Advisers Act Of 1940

PART 279 - FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940 Authority:The Investment Advisers Act of 1940, 15 U.S.C. 80b-1, et seq., Pub. L. 111-203, 124 Stat. 1376. Source:33 FR 19005, Dec. 20, 1968, unless otherwise noted.

Authority: The Investment Advisers Act of 1940, 15 U.S.C. 80b-1, et seq., Pub. L. 111-203, 124 Stat. 1376.
Source: 33 FR 19005, Dec. 20, 1968, unless otherwise noted.

17:4.0.1.1.25.0.147.1	SECTION 279.0-1	279.0-1 Availability of forms.
17:4.0.1.1.25.0.147.2	SECTION 279.1	279.1 Form ADV, for application for registration of investment adviser and for amendments to such registration statement.
17:4.0.1.1.25.0.147.3	SECTION 279.2	279.2 Form ADV-W, notice of withdrawal from registration as investment adviser.
17:4.0.1.1.25.0.147.4	SECTION 279.3	279.3 Form ADV-H, application for a temporary or continuing hardship exemption.
17:4.0.1.1.25.0.147.5	SECTION 279.4	279.4 Form ADV-NR, appointment of agent for service of process by non-resident general partner and non-resident managing agent of an investment adviser.
17:4.0.1.1.25.0.147.6	SECTION 279.5-279.7	279.5-279.7 [Reserved]
17:4.0.1.1.25.0.147.7	SECTION 279.8	279.8 Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.
17:4.0.1.1.25.0.147.8	SECTION 279.9	279.9 Form PF, reporting by investment advisers to private funds.