Title 17

PART 205

Part 205 - Standards Of Professional Conduct For Attorneys Appearing And Practicing Before The Commission In The Representation Of An Issuer

PART 205 - STANDARDS OF PROFESSIONAL CONDUCT FOR ATTORNEYS APPEARING AND PRACTICING BEFORE THE COMMISSION IN THE REPRESENTATION OF AN ISSUER Authority:15 U.S.C. 77s, 78d-3, 78w, 80a-37, 80a-38, 80b-11, 7202, 7245, and 7262. Source:68 FR 6320, Feb. 6, 2003, unless otherwise noted.

• Authority: 15 U.S.C. 77s, 78d-3, 78w, 80a-37, 80a-38, 80b-11, 7202, 7245, and 7262.
• Source: 68 FR 6320, Feb. 6, 2003, unless otherwise noted.

17:3.0.1.1.6.0.17.1	SECTION 205.1	205.1 Purpose and scope.
17:3.0.1.1.6.0.17.2	SECTION 205.2	205.2 Definitions.
17:3.0.1.1.6.0.17.3	SECTION 205.3	205.3 Issuer as client.
17:3.0.1.1.6.0.17.4	SECTION 205.4	205.4 Responsibilities of supervisory attorneys.
17:3.0.1.1.6.0.17.5	SECTION 205.5	205.5 Responsibilities of a subordinate attorney.
17:3.0.1.1.6.0.17.6	SECTION 205.6	205.6 Sanctions and discipline.
17:3.0.1.1.6.0.17.7	SECTION 205.7	205.7 No private right of action.

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