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Part 242—Regulations M, Sho, ATS, AC, NMS, SE, and SBSR, and Customer Margin Requirements for Security Futures

Regulations M, Sho, ATS, AC, NMS, SE, and SBSR, and Customer Margin Requirements for Security Futures

ContainsSubject group Customer Margin Requirements for Security Futures; Subpart ECFRe106e84e67e2bc9; Subject groups Regulation AC—Analyst Certification–Regulation SHO—Regulation of Short Sales
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Displayed edition2026-04-23
Last updated2026-04-23

PART 242—REGULATIONS M, SHO, ATS, AC, NMS, SE, AND SBSR, AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES

Contents

Authority15 U.S.C. 77g, 77q(a), 77s(a), 78b, 78c, 78c-4, 78g(c)(2), 78i(a), 78j, 78k-1(c), 78l, 78m, 78n, 78o(b), 78o(c), 78o(g), 78q(a), 78q(b), 78q(h), 78w(a), 78dd-1, 78mm, 80a-23, 80a-29, 80a-37, and 8343.
Source62 FR 544, Jan. 3, 1997, unless otherwise noted.