PART 242—REGULATIONS M, SHO, ATS, AC, NMS, SE, AND SBSR, AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES
Contents
-
Customer Margin Requirements for Security Futures
Customer Margin Requirements for Security Futures Sections 242.400–242.406 -
ECFRe106e84e67e2bc9
Regulation SCI—Systems Compliance and Integrity Sections 242.1000–242.1007 -
Regulation AC—Analyst Certification
Regulation AC—Analyst Certification Sections 242.500–242.505 -
Regulation ATS—Alternative Trading Systems
Regulation ATS—Alternative Trading Systems Sections 242.300–242.304 -
Regulation M
Regulation M Sections 242.100–242.105 -
Regulation NMS—Regulation of the National Market System
Regulation NMS—Regulation of the National Market System Sections 242.600–242.614 -
Regulation SBSR—Regulatory Reporting and Public Dissemination of Security-Based Swap Information
Regulation SBSR—Regulatory Reporting and Public Dissemination of Security-Based Swap Information Sections 242.900–242.909 -
Regulation SE—Registration and Regulation of Security-Based Swap Execution Facilities
Regulation SE—Registration and Regulation of Security-Based Swap Execution Facilities Sections 242.800–242.835 -
Regulation SHO—Regulation of Short Sales
Regulation SHO—Regulation of Short Sales Sections 242.200–242.204