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Part 301—Forms, Securities Investor Protection Corporation

Forms, Securities Investor Protection Corporation

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ContainsSection 301.0-1; Subject group Forms for Closeout or Completion of Open Contractual Commitments
CorpusDaily eCFR
Displayed edition2026-04-23
Last updated2026-04-23

PART 301—FORMS, SECURITIES INVESTOR PROTECTION CORPORATION

Note:

Pursuant to section 3(e)(2)(D) of the Securities Investor Protection Act of 1970 (the “Act”), the Securities and Exchange Commission (“Commission”) shall approve a proposed rule change submitted by the Securities Investor Protection Corporation (“SIPC”) if the Commission finds the rule change is in the public interest and is consistent with the purposes of the Act. Any rule change so approved shall be given force and effect as if promulgated by the Commission. The forms described in this part have been so approved.

Contents

AuthoritySec. 3, 84 Stat. 1636 (15 U.S.C. 78ccc), as amended by sec. 3, Pub. L. 95-283, 92 Stat. 249.
Source44 FR 21213, Apr. 9, 1979, unless otherwise noted.