Part 247—Regulation R—Exemptions and Definitions Related to the Exceptions for Banks from the Definition of Broker

1. CFR
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3. Title 17
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5. Chapter II
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7. Part 247

Sections

Section numbering in the official eCFR can be non-consecutive. Omitted section numbers are not treated here as reserved unless the source explicitly labels them that way.

• 247.100
  § 247.100 Definition.
• 247.700
  § 247.700 Defined terms relating to the networking exception from the definition of “broker.”
• 247.701
  § 247.701 Exemption from the definition of “broker” for certain institutional referrals.
• 247.721
  § 247.721 Defined terms relating to the trust and fiduciary activities exception from the definition of “broker.”
• 247.722
  § 247.722 Exemption allowing banks to calculate trust and fiduciary compensation on a bank-wide basis.
• 247.723
  § 247.723 Exemptions for special accounts, transferred accounts, foreign branches and a de minimis number of accounts.
• 247.740
  § 247.740 Defined terms relating to the sweep accounts exception from the definition of “broker.”
• 247.741
  § 247.741 Exemption for banks effecting transactions in money market funds.
• 247.760
  § 247.760 Exemption from definition of “broker” for banks accepting orders to effect transactions in securities from or on behalf of custody accounts.
• 247.771
  § 247.771 Exemption from the definition of “broker” for banks effecting transactions in securities issued pursuant to Regulation S.
• 247.772
  § 247.772 Exemption from the definition of “broker” for banks engaging in securities lending transactions.
• 247.775
  § 247.775 Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in investment company securities.
• 247.776
  § 247.776 Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in a company's securities for its employee benefit plans.
• 247.780
  § 247.780 Exemption for banks from liability under section 29 of the Securities Exchange Act of 1934.
• 247.781
  § 247.781 Exemption from the definition of “broker” for banks for a limited period of time.