Part 49—Swap Data Repositories

1. CFR
2. ›
3. Title 17
4. ›
5. Chapter I
6. ›
7. Part 49

Contents

• 49.1
  § 49.1 Scope.
• 49.2
  § 49.2 Definitions.
• 49.3
  § 49.3 Procedures for registration.
• 49.4
  § 49.4 Withdrawal from registration.
• 49.5
  § 49.5 Equity interest transfers.
• 49.6
  § 49.6 Request for transfer of registration.
• 49.7
  § 49.7 Swap data repositories located in foreign jurisdictions.
• 49.8
  § 49.8 Procedures for implementing swap data repository rules.
• 49.9
  § 49.9 Open swaps reports provided to the Commission.
• 49.10
  § 49.10 Acceptance and validation of data.
• 49.11
  § 49.11 Verification of swap data accuracy.
• 49.12
  § 49.12 Swap data repository recordkeeping requirements.
• 49.13
  § 49.13 Monitoring, screening and analyzing swap data.
• 49.14
  § 49.14 Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities.
• 49.15
  § 49.15 Real-time public reporting by swap data repositories.
• 49.16
  § 49.16 Privacy and confidentiality requirements of swap data repositories.
• 49.17
  § 49.17 Access to SDR data.
• 49.18
  § 49.18 Confidentiality arrangement.
• 49.19
  § 49.19 Core principles applicable to swap data repositories.
• 49.20
  § 49.20 Governance arrangements (Core Principle 2).
• 49.21
  § 49.21 Conflicts of interest (Core Principle 3).
• 49.22
  § 49.22 Chief compliance officer.
• 49.23
  § 49.23 Emergency authority policies and procedures.
• 49.24
  § 49.24 System safeguards.
• 49.25
  § 49.25 Financial resources.
• 49.26
  § 49.26 Disclosure requirements of swap data repositories.
• 49.27
  § 49.27 Access and fees.
• 49.28
  § 49.28 Operating hours of swap data repositories.
• 49.29
  § 49.29 Information relating to swap data repository compliance.
• 49.30
  § 49.30 Form and manner of reporting and submitting information to the Commission.
• 49.31
  § 49.31 Delegation of authority to the Directors of the Division of Market Oversight and Division of Data relating to certain part 49 matters.
• Appendix A to Part 49
  Appendix A to Part 49—Form SDR
• Appendix B to Part 49
  Appendix B to Part 49—Confidentiality Arrangement for Appropriate Domestic Regulators and Appropriate Foreign Regulators to Obtain Access to Swap Data Maintained by Swap Data Respositories Pursuant to §§ 49.17(<span class="standard">d</span>)(6) and 49.18(<span class="standard">a</span>)