PART 49—SWAP DATA REPOSITORIES
Editorial Note:
Nomenclature changes to part 49 appear at 85 FR 75672, Nov. 25, 2020.
Contents
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49.1
§ 49.1 Scope. -
49.2
§ 49.2 Definitions. -
49.3
§ 49.3 Procedures for registration. -
49.4
§ 49.4 Withdrawal from registration. -
49.5
§ 49.5 Equity interest transfers. -
49.6
§ 49.6 Request for transfer of registration. -
49.7
§ 49.7 Swap data repositories located in foreign jurisdictions. -
49.8
§ 49.8 Procedures for implementing swap data repository rules. -
49.9
§ 49.9 Open swaps reports provided to the Commission. -
49.10
§ 49.10 Acceptance and validation of data. -
49.11
§ 49.11 Verification of swap data accuracy. -
49.12
§ 49.12 Swap data repository recordkeeping requirements. -
49.13
§ 49.13 Monitoring, screening and analyzing swap data. -
49.14
§ 49.14 Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities. -
49.15
§ 49.15 Real-time public reporting by swap data repositories. -
49.16
§ 49.16 Privacy and confidentiality requirements of swap data repositories. -
49.17
§ 49.17 Access to SDR data. -
49.18
§ 49.18 Confidentiality arrangement. -
49.19
§ 49.19 Core principles applicable to swap data repositories. -
49.20
§ 49.20 Governance arrangements (Core Principle 2). -
49.21
§ 49.21 Conflicts of interest (Core Principle 3). -
49.22
§ 49.22 Chief compliance officer. -
49.23
§ 49.23 Emergency authority policies and procedures. -
49.24
§ 49.24 System safeguards. -
49.25
§ 49.25 Financial resources. -
49.26
§ 49.26 Disclosure requirements of swap data repositories. -
49.27
§ 49.27 Access and fees. -
49.28
§ 49.28 Operating hours of swap data repositories. -
49.29
§ 49.29 Information relating to swap data repository compliance. -
49.30
§ 49.30 Form and manner of reporting and submitting information to the Commission. -
49.31
§ 49.31 Delegation of authority to the Directors of the Division of Market Oversight and Division of Data relating to certain part 49 matters. -
Appendix A to Part 49
Appendix A to Part 49—Form SDR -
Appendix B to Part 49
Appendix B to Part 49—Confidentiality Arrangement for Appropriate Domestic Regulators and Appropriate Foreign Regulators to Obtain Access to Swap Data Maintained by Swap Data Respositories Pursuant to §§ 49.17(<span class="standard">d</span>)(6) and 49.18(<span class="standard">a</span>)