Title 17

PART 171

Part 171 - Rules Relating To Review Of National Futures Association Decisions In Disciplinary, Membership Denial, Registration And Member Responsibility Actions

PART 171 - RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS Authority:7 U.S.C. 4a, 12a and 21, unless otherwise noted. Source:55 FR 41068, Oct. 9, 1990, unless otherwise noted.

• Authority: 7 U.S.C. 4a, 12a and 21, unless otherwise noted.
• Source: 55 FR 41068, Oct. 9, 1990, unless otherwise noted.

17:2.0.1.1.31.1	SUBPART A	Subpart A - General Provisions
17:2.0.1.1.31.1.1.1	SECTION 171.1	171.1 Scope of rules.
17:2.0.1.1.31.1.1.2	SECTION 171.2	171.2 Definitions.
17:2.0.1.1.31.1.1.3	SECTION 171.3	171.3 Business address; hours.
17:2.0.1.1.31.1.1.4	SECTION 171.4	171.4 Computation of time.
17:2.0.1.1.31.1.1.5	SECTION 171.5	171.5 Extension of time.
17:2.0.1.1.31.1.1.6	SECTION 171.6	171.6 Ex parte communications.
17:2.0.1.1.31.1.1.7	SECTION 171.7	171.7 [Reserved]
17:2.0.1.1.31.1.1.8	SECTION 171.8	171.8 Filing with the Proceedings Clerk.
17:2.0.1.1.31.1.1.9	SECTION 171.9	171.9 Service.
17:2.0.1.1.31.1.1.10	SECTION 171.10	171.10 Motions.
17:2.0.1.1.31.1.1.11	SECTION 171.11	171.11 Sanctions.
17:2.0.1.1.31.1.1.12	SECTION 171.12	171.12 Settlement.
17:2.0.1.1.31.1.1.13	SECTION 171.13	171.13 Practice before the Commission.
17:2.0.1.1.31.1.1.14	SECTION 171.14	171.14 Waiver of rules.
17:2.0.1.1.31.2	SUBPART B	Subpart B - Notice and Effective Date of Final Decisions in Disciplinary, Membership Denial and Registration Actions
17:2.0.1.1.31.2.1.1	SECTION 171.20	171.20 [Reserved]
17:2.0.1.1.31.2.1.2	SECTION 171.21	171.21 Notice of final decision.
17:2.0.1.1.31.2.1.3	SECTION 171.22	171.22 Effective date of final decisions in disciplinary, membership denial and registration actions.
17:2.0.1.1.31.2.1.4	SECTION 171.23	171.23 Notice of appeal.
17:2.0.1.1.31.2.1.5	SECTION 171.24	171.24 Submission of the record.
17:2.0.1.1.31.2.1.6	SECTION 171.25	171.25 Appeal brief.
17:2.0.1.1.31.2.1.7	SECTION 171.26	171.26 Answering brief.
17:2.0.1.1.31.2.1.8	SECTION 171.27	171.27 Limited participation by interested persons.
17:2.0.1.1.31.2.1.9	SECTION 171.28	171.28 Participation by Commission staff.
17:2.0.1.1.31.3	SUBPART C	Subpart C - Commission Review of Final Decisions in Disciplinary, Membership Denial and Registration Actions
17:2.0.1.1.31.3.1.1	SECTION 171.30	171.30 Scope of review.
17:2.0.1.1.31.3.1.2	SECTION 171.31	171.31 Commission review in the absence of an appeal.
17:2.0.1.1.31.3.1.3	SECTION 171.32	171.32 Oral argument.
17:2.0.1.1.31.3.1.4	SECTION 171.33	171.33 Final decision by the Commission.
17:2.0.1.1.31.3.1.5	SECTION 171.34	171.34 Standards of review.
17:2.0.1.1.31.4	SUBPART D	Subpart D - Commission Review of Decisions by the National Futures Association In Member Responsibility Actions
17:2.0.1.1.31.4.1.1	SECTION 171.40	171.40 Notice of the commencement of a member responsibility action.
17:2.0.1.1.31.4.1.2	SECTION 171.41	171.41 Petition for a stay of effective date of a member responsibility action pending a hearing by the National Futures Association.
17:2.0.1.1.31.4.1.3	SECTION 171.42	171.42 Notice of a final decision of the National Futures Association in a member responsibility action.
17:2.0.1.1.31.4.1.4	SECTION 171.43	171.43 Petition for a stay of the effective date of a final decision of the National Futures Association in a member responsibility action.
17:2.0.1.1.31.4.1.5	SECTION 171.44	171.44 Notice of appeal.
17:2.0.1.1.31.4.1.6	SECTION 171.45	171.45 General procedures.
17:2.0.1.1.31.4.1.7	SECTION 171.46	171.46 Standards of review.
17:2.0.1.1.31.5	SUBPART E	Subpart E - Delegation of Functions
17:2.0.1.1.31.5.1.1	SECTION 171.50	171.50 Delegation to the General Counsel.

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