Part 3—Registration

1. CFR
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3. Title 17
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5. Chapter I
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7. Part 3

Contents

• A
  Subpart A—Registration Sections 3.1–3.33
• Appendix A to Part 3
  Appendix A to Part 3—Interpretative Statement With Respect to Section 8<span class="standard">a</span>(2)(C) and (E) and Section 8<span class="standard">a</span>(3)(J) and (M) of the Commodity Exchange Act
• Appendix B to Part 3
  Appendix B to Part 3—Statement of Acceptable Practices With Respect to Ethics Training
• Appendix C to Part 3
  Appendix C to Part 3—Guidance on the Application of § 3.3(e), Chief Compliance Officer Annual Report Form and Content
• B
  Subpart B—Temporary Licenses Sections 3.40–3.47
• C
  Subpart C—Denial, Suspension or Revocation of Registration Sections 3.50–3.64
• D
  Subpart D—Notice Under Section 4k(5) of the Act Section 3.70
• E
  Subpart E—Delegation and Reservation of Authority Section 3.75