PART 37—SWAP EXECUTION FACILITIES
Contents
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A
Subpart A—General Provisions Sections 37.1–37.12 -
Appendix A to Part 37
Appendix A to Part 37—Form SEF -
Appendix B to Part 37
Appendix B to Part 37—Guidance on, and Acceptable Practices in, Compliance with Core Principles -
B
Subpart B—Compliance With Core Principles Section 37.100 -
I
Subpart I—Emergency Authority Sections 37.800–37.801 -
L
Subpart L—Antitrust Considerations Sections 37.1100–37.1101 -
C
Subpart C—Compliance With Rules Sections 37.200–37.206 -
D
Subpart D—Swaps Not Readily Susceptible to Manipulation Sections 37.300–37.301 -
E
Subpart E—Monitoring of Trading and Trade Processing Sections 37.400–37.408 -
F
Subpart F—Ability to Obtain Information Sections 37.500–37.504 -
G
Subpart G—Position Limits or Accountability Sections 37.600–37.601 -
H
Subpart H—Financial Integrity of Transactions Sections 37.700–37.703 -
J
Subpart J—Timely Publication of Trading Information Sections 37.900–37.901 -
K
Subpart K—Recordkeeping and Reporting Sections 37.1000–37.1001 -
M
Subpart M—Conflicts of Interest Section 37.1200 -
N
Subpart N—Financial Resources Sections 37.1300–37.1307 -
O
Subpart O—System Safeguards Sections 37.1400–37.1401 -
P
Subpart P—Designation of Chief Compliance Officer Sections 37.1500–37.1501