Part 37—Swap Execution Facilities

Contents

• Appendix A to Part 37
  Appendix A to Part 37—Form SEF
• Appendix B to Part 37
  Appendix B to Part 37—Guidance on, and Acceptable Practices in, Compliance with Core Principles
• Subpart A
  Subpart A—General Provisions Sections 37.1–37.12
• Subpart B
  Subpart B—Compliance With Core Principles Section 37.100
• Subpart C
  Subpart C—Compliance With Rules Sections 37.200–37.206
• Subpart D
  Subpart D—Swaps Not Readily Susceptible to Manipulation Sections 37.300–37.301
• Subpart E
  Subpart E—Monitoring of Trading and Trade Processing Sections 37.400–37.408
• Subpart F
  Subpart F—Ability to Obtain Information Sections 37.500–37.504
• Subpart G
  Subpart G—Position Limits or Accountability Sections 37.600–37.601
• Subpart H
  Subpart H—Financial Integrity of Transactions Sections 37.700–37.703
• Subpart I
  Subpart I—Emergency Authority Sections 37.800–37.801
• Subpart J
  Subpart J—Timely Publication of Trading Information Sections 37.900–37.901
• Subpart K
  Subpart K—Recordkeeping and Reporting Sections 37.1000–37.1001
• Subpart L
  Subpart L—Antitrust Considerations Sections 37.1100–37.1101
• Subpart M
  Subpart M—Conflicts of Interest Section 37.1200
• Subpart N
  Subpart N—Financial Resources Sections 37.1300–37.1307
• Subpart O
  Subpart O—System Safeguards Sections 37.1400–37.1401
• Subpart P
  Subpart P—Designation of Chief Compliance Officer Sections 37.1500–37.1501