Part 14—Rules Relating to Suspension or Disbarment from Appearance and Practice

1. CFR
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3. Title 17
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5. Chapter I
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7. Part 14

Sections

• 14.1
  § 14.1 Scope.
• 14.2
  § 14.2 Definitions of appearance and practice.
• 14.3
  § 14.3 Hearings.
• 14.4
  § 14.4 Violation of Commodity Exchange Act.
• 14.5
  § 14.5 Criminal conviction.
• 14.6
  § 14.6 Disbarment or suspension by licensing authority.
• 14.7
  § 14.7 Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.
• 14.8
  § 14.8 Lack of requisite qualifications, character and integrity.
• 14.9
  § 14.9 Duty to file information concerning adverse judicial or administrative action.
• 14.10
  § 14.10 Reinstatement.