Title 17

PART 14

Part 14 - Rules Relating To Suspension Or Disbarment From Appearance And Practice

PART 14 - RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE Authority:Pub. L. 93-463, sec. 101(a)(11), 88 Stat. 1391, 7 U.S.C. 4a(j). Source:41 FR 28472, July 12, 1976, unless otherwise noted.

17:1.0.1.1.13.0.7.1SECTION 14.1
   14.1 Scope.
17:1.0.1.1.13.0.7.2SECTION 14.2
   14.2 Definitions of appearance and practice.
17:1.0.1.1.13.0.7.3SECTION 14.3
   14.3 Hearings.
17:1.0.1.1.13.0.7.4SECTION 14.4
   14.4 Violation of Commodity Exchange Act.
17:1.0.1.1.13.0.7.5SECTION 14.5
   14.5 Criminal conviction.
17:1.0.1.1.13.0.7.6SECTION 14.6
   14.6 Disbarment or suspension by licensing authority.
17:1.0.1.1.13.0.7.7SECTION 14.7
   14.7 Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.
17:1.0.1.1.13.0.7.8SECTION 14.8
   14.8 Lack of requisite qualifications, character and integrity.
17:1.0.1.1.13.0.7.9SECTION 14.9
   14.9 Duty to file information concerning adverse judicial or administrative action.
17:1.0.1.1.13.0.7.10SECTION 14.10
   14.10 Reinstatement.