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Part 40—Provisions Common to Registered Entities

Provisions Common to Registered Entities

ContainsSections 40.1–40.12; Appendices A–Appendixes B-C to Part 40
CorpusDaily eCFR
Displayed edition2026-04-24
Last updated2026-04-24

PART 40—PROVISIONS COMMON TO REGISTERED ENTITIES

Contents

Authority7 U.S.C. 1a, 2, 5, 6, 7, 8 and 12, as amended by Titles VII and VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Public Pub. L. 111-203, 124 Stat. 1376 (2010).
Source76 FR 44790, July 27, 2011, unless otherwise noted.