Part 11—Rules Relating to Investigations

1. CFR
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3. Title 17
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5. Chapter I
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7. Part 11

Contents

• 11.1
  § 11.1 Scope and applicability of rules.
• 11.2
  § 11.2 Authority to conduct investigations.
• 11.3
  § 11.3 Confidentiality of investigations.
• 11.4
  § 11.4 Subpoenas.
• 11.5
  § 11.5 Transcripts.
• 11.6
  § 11.6 Oath; false statements.
• 11.7
  § 11.7 Rights of witnesses.
• 11.8
  § 11.8 Sequestration.
• Appendix A to Part 11
  Appendix A to Part 11—Informal Procedure Relating to the Recommendation of Enforcement Proceedings