Title 17

PART 31

Part 31 - Leverage Transactions

PART 31 - LEVERAGE TRANSACTIONS Authority:7 U.S.C. 12a and 23, unless otherwise noted.

17:1.0.1.1.24.0.7.1SECTION 31.1-31.2
   31.1-31.2 [Reserved]
17:1.0.1.1.24.0.7.2SECTION 31.3
   31.3 Fraud in connection with certain transactions in silver or gold bullion or bulk coins, or other commodities.
17:1.0.1.1.24.0.7.3SECTION 31.4
   31.4 Definitions.
17:1.0.1.1.24.0.7.4SECTION 31.5
   31.5 Unlawful conduct.
17:1.0.1.1.24.0.7.5SECTION 31.6
   31.6 Registration of leverage commodities.
17:1.0.1.1.24.0.7.6SECTION 31.7
   31.7 Maintenance of minimum financial, cover and segregation requirements by leverage transaction merchants.
17:1.0.1.1.24.0.7.7SECTION 31.8
   31.8 Cover of leverage contracts.
17:1.0.1.1.24.0.7.8SECTION 31.9
   31.9 Minimum financial requirements.
17:1.0.1.1.24.0.7.9SECTION 31.10
   31.10 Repurchase and resale of leverage contracts by leverage transaction merchants.
17:1.0.1.1.24.0.7.10SECTION 31.11
   31.11 Disclosure.
17:1.0.1.1.24.0.7.11SECTION 31.12
   31.12 Segregation.
17:1.0.1.1.24.0.7.12SECTION 31.13
   31.13 Financial reports of leverage transaction merchants.
17:1.0.1.1.24.0.7.13SECTION 31.14
   31.14 Recordkeeping.
17:1.0.1.1.24.0.7.14SECTION 31.15
   31.15 Reporting to leverage customers.
17:1.0.1.1.24.0.7.15SECTION 31.16
   31.16 Monthly reporting requirements.
17:1.0.1.1.24.0.7.16SECTION 31.17
   31.17 Records of leverage transactions.
17:1.0.1.1.24.0.7.17SECTION 31.18
   31.18 Margin calls.
17:1.0.1.1.24.0.7.18SECTION 31.19
   31.19 Unlawful representations.
17:1.0.1.1.24.0.7.19SECTION 31.20
   31.20 Prohibition of guarantees against loss.
17:1.0.1.1.24.0.7.20SECTION 31.21
   31.21 Leverage contracts entered into prior to April 13, 1984; subsequent transactions.
17:1.0.1.1.24.0.7.21SECTION 31.22
   31.22 Prohibited trading in leverage contracts.
17:1.0.1.1.24.0.7.22SECTION 31.23
   31.23 Limited right to rescind first leverage contract.
17:1.0.1.1.24.0.7.23SECTION 31.24
   31.24 [Reserved]
17:1.0.1.1.24.0.7.24SECTION 31.25
   31.25 Bid and ask prices; carrying charges.
17:1.0.1.1.24.0.7.25SECTION 31.26
   31.26 Quarterly reporting requirement.
17:1.0.1.1.24.0.7.26SECTION 31.27
   31.27 Registered futures association membership.
17:1.0.1.1.24.0.7.27SECTION 31.28
   31.28 Self-regulatory organization adoption and surveillance of minimum financial, cover, segregation and sales practice requirements.
17:1.0.1.1.24.0.7.28SECTION 31.29
   31.29 Arbitration or other dispute settlement procedures.
17:1.0.1.1.24.0.7.29.28APPENDIX Appendix A
   Appendix A to Part 31 - Schedule of Fees for Registration of Leverage Commodities