Part 31—Leverage Transactions

1. CFR
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3. Title 17
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5. Chapter I
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7. Part 31

Contents

• 31.1-31.2
  §§ 31.1-31.2 [Reserved]
• 31.3
  § 31.3 Fraud in connection with certain transactions in silver or gold bullion or bulk coins, or other commodities.
• 31.4
  § 31.4 Definitions.
• 31.5
  § 31.5 Unlawful conduct.
• 31.6
  § 31.6 Registration of leverage commodities.
• 31.7
  § 31.7 Maintenance of minimum financial, cover and segregation requirements by leverage transaction merchants.
• 31.8
  § 31.8 Cover of leverage contracts.
• 31.9
  § 31.9 Minimum financial requirements.
• 31.10
  § 31.10 Repurchase and resale of leverage contracts by leverage transaction merchants.
• 31.11
  § 31.11 Disclosure.
• 31.12
  § 31.12 Segregation.
• 31.13
  § 31.13 Financial reports of leverage transaction merchants.
• 31.14
  § 31.14 Recordkeeping.
• 31.15
  § 31.15 Reporting to leverage customers.
• 31.16
  § 31.16 Monthly reporting requirements.
• 31.17
  § 31.17 Records of leverage transactions.
• 31.18
  § 31.18 Margin calls.
• 31.19
  § 31.19 Unlawful representations.
• 31.20
  § 31.20 Prohibition of guarantees against loss.
• 31.21
  § 31.21 Leverage contracts entered into prior to April 13, 1984; subsequent transactions.
• 31.22
  § 31.22 Prohibited trading in leverage contracts.
• 31.23
  § 31.23 Limited right to rescind first leverage contract.
• 31.24
  § 31.24 [Reserved]
• 31.25
  § 31.25 Bid and ask prices; carrying charges.
• 31.26
  § 31.26 Quarterly reporting requirement.
• 31.27
  § 31.27 Registered futures association membership.
• 31.28
  § 31.28 Self-regulatory organization adoption and surveillance of minimum financial, cover, segregation and sales practice requirements.
• 31.29
  § 31.29 Arbitration or other dispute settlement procedures.
• Appendix A to Part 31
  Appendix A to Part 31—Schedule of Fees for Registration of Leverage Commodities