| 12:6.0.1.1.1 | PART 347
| PART 347 - INTERNATIONAL BANKING | |
| 12:6.0.1.1.1.0.1.1 | SECTION 347.101
| 347.101 Authority, purpose, and scope. | |
| 12:6.0.1.1.1.0.1.2 | SECTION 347.102
| 347.102 Definitions. | |
| 12:6.0.1.1.1.0.1.3 | SECTION 347.103
| 347.103 Effect of state law on actions taken under this subpart. | |
| 12:6.0.1.1.1.0.1.4 | SECTION 347.104
| 347.104 Insured state nonmember bank investments in foreign organizations. | |
| 12:6.0.1.1.1.0.1.5 | SECTION 347.105
| 347.105 Permissible financial activities outside the United States. | |
| 12:6.0.1.1.1.0.1.6 | SECTION 347.106
| 347.106 Going concerns. | |
| 12:6.0.1.1.1.0.1.7 | SECTION 347.107
| 347.107 Joint ventures. | |
| 12:6.0.1.1.1.0.1.8 | SECTION 347.108
| 347.108 Portfolio investments. | |
| 12:6.0.1.1.1.0.1.9 | SECTION 347.109
| 347.109 Limitations on indirect investments in nonfinancial foreign organizations. | |
| 12:6.0.1.1.1.0.1.10 | SECTION 347.110
| 347.110 Affiliate holdings. | |
| 12:6.0.1.1.1.0.1.11 | SECTION 347.111
| 347.111 Underwriting and dealing limits applicable to foreign organizations held by insured state nonmember banks. | |
| 12:6.0.1.1.1.0.1.12 | SECTION 347.112
| 347.112 Restrictions applicable to foreign organizations that act as futures commission merchants. | |
| 12:6.0.1.1.1.0.1.13 | SECTION 347.113
| 347.113 Restrictions applicable to activities by a foreign organization in the United States. | |
| 12:6.0.1.1.1.0.1.14 | SECTION 347.114
| 347.114 Extensions of credit to foreign organizations held by insured state nonmember banks; shares of foreign organizations held in connection with debts previously contracted. | |
| 12:6.0.1.1.1.0.1.15 | SECTION 347.115
| 347.115 Permissible activities for a foreign branch of an insured state nonmember bank. | |
| 12:6.0.1.1.1.0.1.16 | SECTION 347.116
| 347.116 Recordkeeping and supervision of foreign activities of insured state nonmember banks. | |
| 12:6.0.1.1.1.0.1.17 | SECTION 347.117
| 347.117 General consent. | |
| 12:6.0.1.1.1.0.1.18 | SECTION 347.118
| 347.118 Expedited processing. | |
| 12:6.0.1.1.1.0.1.19 | SECTION 347.119
| 347.119 Specific consent. | |
| 12:6.0.1.1.1.0.1.20 | SECTION 347.120
| 347.120 Computation of investment amounts. | |
| 12:6.0.1.1.1.0.1.21 | SECTION 347.121
| 347.121 Requirements for insured state nonmember bank to close a foreign branch. | |
| 12:6.0.1.1.1.0.1.22 | SECTION 347.122
| 347.122 Limitations applicable to the authority provided in this subpart. | |
| 12:6.0.1.1.1.1 | SUBPART B
| Subpart B - Foreign Banks | |
| 12:6.0.1.1.1.1.1.1 | SECTION 347.201
| 347.201 Authority, purpose, and scope. | |
| 12:6.0.1.1.1.1.1.2 | SECTION 347.202
| 347.202 Definitions. | |
| 12:6.0.1.1.1.1.1.3 | SECTION 347.203
| 347.203 Deposit insurance required for all branches of foreign banks engaged in domestic retail deposit activity in the same State. | |
| 12:6.0.1.1.1.1.1.4 | SECTION 347.204
| 347.204 Commitment to be examined and provide information. | |
| 12:6.0.1.1.1.1.1.5 | SECTION 347.205
| 347.205 Record maintenance. | |
| 12:6.0.1.1.1.1.1.6 | SECTION 347.206
| 347.206 Domestic retail deposit activity requiring deposit insurance by U.S. branch of a foreign bank. | |
| 12:6.0.1.1.1.1.1.7 | SECTION 347.207
| 347.207 Disclosure of supervisory information to foreign supervisors. | |
| 12:6.0.1.1.1.1.1.8 | SECTION 347.208
| 347.208 Assessment base deductions by insured branch. | |
| 12:6.0.1.1.1.1.1.9 | SECTION 347.209
| 347.209 Pledge of assets. | |
| 12:6.0.1.1.1.1.1.10 | SECTION 347.210
| 347.210 Asset maintenance. | |
| 12:6.0.1.1.1.1.1.11 | SECTION 347.211
| 347.211 Examination of branches of foreign banks. | |
| 12:6.0.1.1.1.1.1.12 | SECTION 347.212
| 347.212 FDIC approval to conduct activities that are not permissible for federal branches. | |
| 12:6.0.1.1.1.1.1.13 | SECTION 347.213
| 347.213 Establishment or operation of noninsured foreign branch. | |
| 12:6.0.1.1.1.1.1.14 | SECTION 347.214
| 347.214 Branch established under section 5 of the International Banking Act. | |
| 12:6.0.1.1.1.1.1.15 | SECTION 347.215
| 347.215 Exemptions from deposit insurance requirement. | |
| 12:6.0.1.1.1.1.1.16 | SECTION 347.216
| 347.216 Depositor notification. | |
| 12:6.0.1.1.1.2 | SUBPART C
| Subpart C - International Lending | |
| 12:6.0.1.1.1.2.1.1 | SECTION 347.301
| 347.301 Purpose, authority, and scope. | |
| 12:6.0.1.1.1.2.1.2 | SECTION 347.302
| 347.302 Definitions. | |
| 12:6.0.1.1.1.2.1.3 | SECTION 347.303
| 347.303 Allocated transfer risk reserve. | |
| 12:6.0.1.1.1.2.1.4 | SECTION 347.304
| 347.304 Accounting for fees on international loans. | |
| 12:6.0.1.1.1.2.1.5 | SECTION 347.305
| 347.305 Reporting and disclosure of international assets. | |
| 12:6.0.1.1.2 | PART 348
| PART 348 - MANAGEMENT OFFICIAL INTERLOCKS | |
| 12:6.0.1.1.2.0.1.1 | SECTION 348.1
| 348.1 Purpose and scope. | |
| 12:6.0.1.1.2.0.1.2 | SECTION 348.2
| 348.2 Other definitions and rules of construction. | |
| 12:6.0.1.1.2.0.1.3 | SECTION 348.3
| 348.3 Prohibitions. | |
| 12:6.0.1.1.2.0.1.4 | SECTION 348.4
| 348.4 Interlocking relationships permitted by statute. | |
| 12:6.0.1.1.2.0.1.5 | SECTION 348.5
| 348.5 Small market share exemption. | |
| 12:6.0.1.1.2.0.1.6 | SECTION 348.6
| 348.6 General exemption. | |
| 12:6.0.1.1.2.0.1.7 | SECTION 348.7
| 348.7 Change in circumstances. | |
| 12:6.0.1.1.2.0.1.8 | SECTION 348.8
| 348.8 Enforcement. | |
| 12:6.0.1.1.3 | PART 349
| PART 349 - DERIVATIVES | |
| 12:6.0.1.1.3.1 | SUBPART A
| Subpart A - Margin and Capital Requirements for Covered Swap Entities | |
| 12:6.0.1.1.3.1.1.1 | SECTION 349.1
| 349.1 Authority, purpose, scope, exemptions and compliance dates. | |
| 12:6.0.1.1.3.1.1.2 | SECTION 349.2
| 349.2 Definitions. | |
| 12:6.0.1.1.3.1.1.3 | SECTION 349.3
| 349.3 Initial margin. | |
| 12:6.0.1.1.3.1.1.4 | SECTION 349.4
| 349.4 Variation margin. | |
| 12:6.0.1.1.3.1.1.5 | SECTION 349.5
| 349.5 Netting arrangements, minimum transfer amount, and satisfaction of collecting and posting requirements. | |
| 12:6.0.1.1.3.1.1.6 | SECTION 349.6
| 349.6 Eligible collateral. | |
| 12:6.0.1.1.3.1.1.7 | SECTION 349.7
| 349.7 Segregation of collateral. | |
| 12:6.0.1.1.3.1.1.8 | SECTION 349.8
| 349.8 Initial margin models and standardized amounts. | |
| 12:6.0.1.1.3.1.1.9 | SECTION 349.9
| 349.9 Cross-border application of margin requirements. | |
| 12:6.0.1.1.3.1.1.10 | SECTION 349.10
| 349.10 Documentation of margin matters. | |
| 12:6.0.1.1.3.1.1.11 | SECTION 349.11
| 349.11 Special rules for affiliates. | |
| 12:6.0.1.1.3.1.1.12 | SECTION 349.12
| 349.12 Capital. | |
| 12:6.0.1.1.3.1.1.13.1 | APPENDIX Appendix A
| Appendix A to Subpart A of Part 349 - Standardized Minimum Initial Margin Requirements for Non-cleared Swaps and Non - cleared Security-based Swaps | |
| 12:6.0.1.1.3.1.1.13.2 | APPENDIX Appendix B
| Appendix B to Subpart A of Part 349 - Margin Values for Eligible Noncash Margin Collateral | |
| 12:6.0.1.1.3.2 | SUBPART B
| Subpart B - Retail Foreign Exchange Transactions | |
| 12:6.0.1.1.3.2.1.1 | SECTION 349.13
| 349.13 Authority, purpose, and scope. | |
| 12:6.0.1.1.3.2.1.2 | SECTION 349.14
| 349.14 Definitions. | |
| 12:6.0.1.1.3.2.1.3 | SECTION 349.15
| 349.15 Prohibited transactions. | |
| 12:6.0.1.1.3.2.1.4 | SECTION 349.16
| 349.16 Filing procedures. | |
| 12:6.0.1.1.3.2.1.5 | SECTION 349.17
| 349.17 Application and closing out of offsetting long and short positions. | |
| 12:6.0.1.1.3.2.1.6 | SECTION 349.18
| 349.18 Disclosure. | |
| 12:6.0.1.1.3.2.1.7 | SECTION 349.19
| 349.19 Recordkeeping. | |
| 12:6.0.1.1.3.2.1.8 | SECTION 349.20
| 349.20 Capital requirements. | |
| 12:6.0.1.1.3.2.1.9 | SECTION 349.21
| 349.21 Margin requirements. | |
| 12:6.0.1.1.3.2.1.10 | SECTION 349.22
| 349.22 Required reporting to customers. | |
| 12:6.0.1.1.3.2.1.11 | SECTION 349.23
| 349.23 Unlawful representations. | |
| 12:6.0.1.1.3.2.1.12 | SECTION 349.24
| 349.24 Authorization to trade. | |
| 12:6.0.1.1.3.2.1.13 | SECTION 349.25
| 349.25 Trading and operational standards. | |
| 12:6.0.1.1.3.2.1.14 | SECTION 349.26
| 349.26 Supervision. | |
| 12:6.0.1.1.3.2.1.15 | SECTION 349.27
| 349.27 Notice of transfers. | |
| 12:6.0.1.1.3.2.1.16 | SECTION 349.28
| 349.28 Customer dispute resolution. | |
| 12:6.0.1.1.4 | PART 350
| PART 350 [RESERVED] | |
| 12:6.0.1.1.5 | PART 351
| PART 351 - PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS | |
| 12:6.0.1.1.5.1 | SUBPART A
| Subpart A - Authority and Definitions | |
| 12:6.0.1.1.5.1.1.1 | SECTION 351.1
| 351.1 Authority, purpose, scope, and relationship to other authorities. | |
| 12:6.0.1.1.5.1.1.2 | SECTION 351.2
| 351.2 Definitions. | |
| 12:6.0.1.1.5.2 | SUBPART B
| Subpart B - Proprietary Trading | |
| 12:6.0.1.1.5.2.1.1 | SECTION 351.3
| 351.3 Prohibition on proprietary trading. | |
| 12:6.0.1.1.5.2.1.2 | SECTION 351.4
| 351.4 Permitted underwriting and market making-related activities. | |
| 12:6.0.1.1.5.2.1.3 | SECTION 351.5
| 351.5 Permitted risk-mitigating hedging activities. | |
| 12:6.0.1.1.5.2.1.4 | SECTION 351.6
| 351.6 Other permitted proprietary trading activities. | |
| 12:6.0.1.1.5.2.1.5 | SECTION 351.7
| 351.7 Limitations on permitted proprietary trading activities. | |
| 12:6.0.1.1.5.2.1.6 | SECTION 351.8-351.9
| 351.8-351.9 [Reserved] | |
| 12:6.0.1.1.5.3 | SUBPART C
| Subpart C - Covered Funds Activities and Investments | |
| 12:6.0.1.1.5.3.1.1 | SECTION 351.10
| 351.10 Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund. | |
| 12:6.0.1.1.5.3.1.2 | SECTION 351.11
| 351.11 Permitted organizing and offering, underwriting, and market making with respect to a covered fund. | |
| 12:6.0.1.1.5.3.1.3 | SECTION 351.12
| 351.12 Permitted investment in a covered fund. | |
| 12:6.0.1.1.5.3.1.4 | SECTION 351.13
| 351.13 Other permitted covered fund activities and investments. | |
| 12:6.0.1.1.5.3.1.5 | SECTION 351.14
| 351.14 Limitations on relationships with a covered fund. | |
| 12:6.0.1.1.5.3.1.6 | SECTION 351.15
| 351.15 Other limitations on permitted covered fund activities. | |
| 12:6.0.1.1.5.3.1.7 | SECTION 351.16
| 351.16 Ownership of Interests in and Sponsorship of Issuers of Certain Collateralized Debt Obligations Backed by Trust-Preferred Securities. | |
| 12:6.0.1.1.5.3.1.8 | SECTION 351.17-351.19
| 351.17-351.19 [Reserved] | |
| 12:6.0.1.1.5.4 | SUBPART D
| Subpart D - Compliance Program Requirement; Violations | |
| 12:6.0.1.1.5.4.1.1 | SECTION 351.20
| 351.20 Program for compliance; reporting. | |
| 12:6.0.1.1.5.4.1.2 | SECTION 351.21
| 351.21 Termination of activities or investments; penalties for violations. | |
| 12:6.0.1.1.5.5 | SUBPART 0
| | |
| 12:6.0.1.1.5.6.1.1.3 | APPENDIX Appendix A
| Appendix A to Part 351 - Reporting and Recordkeeping Requirements for Covered Trading Activities | |
| 12:6.0.1.1.6 | PART 352
| PART 352 - NONDISCRIMINATION ON THE BASIS OF DISABILITY | |
| 12:6.0.1.1.6.0.1.1 | SECTION 352.1
| 352.1 Purpose. | |
| 12:6.0.1.1.6.0.1.2 | SECTION 352.2
| 352.2 Application. | |
| 12:6.0.1.1.6.0.1.3 | SECTION 352.3
| 352.3 Definitions. | |
| 12:6.0.1.1.6.0.1.4 | SECTION 352.4
| 352.4 Nondiscrimination in any program or activity conducted by the FDIC. | |
| 12:6.0.1.1.6.0.1.5 | SECTION 352.5
| 352.5 Accessibility to electronic and information technology. | |
| 12:6.0.1.1.6.0.1.6 | SECTION 352.6
| 352.6 Employment. | |
| 12:6.0.1.1.6.0.1.7 | SECTION 352.7
| 352.7 Accessibility of programs and activities: Existing facilities. | |
| 12:6.0.1.1.6.0.1.8 | SECTION 352.8
| 352.8 Program accessibility: New construction and alterations. | |
| 12:6.0.1.1.6.0.1.9 | SECTION 352.9
| 352.9 Communications. | |
| 12:6.0.1.1.6.0.1.10 | SECTION 352.10
| 352.10 Compliance procedures. | |
| 12:6.0.1.1.6.0.1.11 | SECTION 352.11
| 352.11 Notice. | |
| 12:6.0.1.1.7 | PART 353
| PART 353 - SUSPICIOUS ACTIVITY REPORTS | |
| 12:6.0.1.1.7.0.1.1 | SECTION 353.1
| 353.1 Purpose and scope. | |
| 12:6.0.1.1.7.0.1.2 | SECTION 353.2
| 353.2 Definitions. | |
| 12:6.0.1.1.7.0.1.3 | SECTION 353.3
| 353.3 Reports and records. | |
| 12:6.0.1.1.8 | PART 354
| PART 354 - XXX | |
| 12:6.0.1.1.9 | PART 357
| PART 357 - DETERMINATION OF ECONOMICALLY DEPRESSED REGIONS | |
| 12:6.0.1.1.9.0.1.1 | SECTION 357.1
| 357.1 Economically depressed regions. | |
| 12:6.0.1.1.10 | PART 359
| PART 359 - GOLDEN PARACHUTE AND INDEMNIFICATION PAYMENTS | |
| 12:6.0.1.1.10.0.1.1 | SECTION 359.0
| 359.0 Scope. | |
| 12:6.0.1.1.10.0.1.2 | SECTION 359.1
| 359.1 Definitions. | |
| 12:6.0.1.1.10.0.1.3 | SECTION 359.2
| 359.2 Golden parachute payments prohibited. | |
| 12:6.0.1.1.10.0.1.4 | SECTION 359.3
| 359.3 Prohibited indemnification payments. | |
| 12:6.0.1.1.10.0.1.5 | SECTION 359.4
| 359.4 Permissible golden parachute payments. | |
| 12:6.0.1.1.10.0.1.6 | SECTION 359.5
| 359.5 Permissible indemnification payments. | |
| 12:6.0.1.1.10.0.1.7 | SECTION 359.6
| 359.6 Filing instructions. | |
| 12:6.0.1.1.10.0.1.8 | SECTION 359.7
| 359.7 Applicability in the event of receivership. | |
| 12:6.0.1.1.11 | PART 360
| PART 360 - RESOLUTION AND RECEIVERSHIP RULES | |
| 12:6.0.1.1.11.0.1.1 | SECTION 360.1
| 360.1 Least-cost resolution. | |
| 12:6.0.1.1.11.0.1.2 | SECTION 360.2
| 360.2 Federal Home Loan banks as secured creditors. | |
| 12:6.0.1.1.11.0.1.3 | SECTION 360.3
| 360.3 Priorities. | |
| 12:6.0.1.1.11.0.1.4 | SECTION 360.4
| 360.4 Administrative expenses. | |
| 12:6.0.1.1.11.0.1.5 | SECTION 360.5
| 360.5 Definition of qualified financial contracts. | |
| 12:6.0.1.1.11.0.1.6 | SECTION 360.6
| 360.6 Treatment of financial assets transferred in connection with a securitization or participation. | |
| 12:6.0.1.1.11.0.1.7 | SECTION 360.7
| 360.7 Post-insolvency interest. | |
| 12:6.0.1.1.11.0.1.8 | SECTION 360.8
| 360.8 Method for determining deposit and other liability account balances at a failed insured depository institution. | |
| 12:6.0.1.1.11.0.1.9 | SECTION 360.9
| 360.9 Large-bank deposit insurance determination modernization. | |
| 12:6.0.1.1.11.0.1.10 | SECTION 360.10
| 360.10 Resolution plans required for insured depository institutions with $50 billion or more in total assets. | |
| 12:6.0.1.1.11.0.1.11 | SECTION 360.11
| 360.11 Records of failed insured depository institutions. | |
| 12:6.0.1.1.11.0.1.12.4 | APPENDIX Appendix A
| Appendix A to Part 360 - Non-Monetary Transaction File Structure | |
| 12:6.0.1.1.11.0.1.12.5 | APPENDIX Appendix B
| Appendix B to Part 360 - Debit/Credit File Structure | |
| 12:6.0.1.1.11.0.1.12.6 | APPENDIX Appendix C
| Appendix C to Part 360 - Deposit File Structure | |
| 12:6.0.1.1.11.0.1.12.7 | APPENDIX Appendix D
| Appendix D to Part 360 - Sweep/Automated Credit Account File Structure | |
| 12:6.0.1.1.11.0.1.12.8 | APPENDIX Appendix E
| Appendix E to Part 360 - Hold File Structure | |
| 12:6.0.1.1.11.0.1.12.9 | APPENDIX Appendix F
| Appendix F to Part 360 - Customer File Structure | |
| 12:6.0.1.1.11.0.1.12.10 | APPENDIX Appendix G
| Appendix G to Part 360 - Deposit-Customer Join File Structure | |
| 12:6.0.1.1.11.0.1.12.11 | APPENDIX Appendix H
| Appendix H to Part 360 - Possible File Combinations for Deposit Data | |
| 12:6.0.1.1.12 | PART 361
| PART 361 - MINORITY AND WOMEN OUTREACH PROGRAM CONTRACTING | |
| 12:6.0.1.1.12.0.1.1 | SECTION 361.1
| 361.1 Why do minority- and women-owned businesses need this outreach regulation | |
| 12:6.0.1.1.12.0.1.2 | SECTION 361.2
| 361.2 Why does the FDIC have this outreach program | |
| 12:6.0.1.1.12.0.1.3 | SECTION 361.3
| 361.3 Who may participate in this outreach program | |
| 12:6.0.1.1.12.0.1.4 | SECTION 361.4
| 361.4 What contracts are eligible for this outreach program | |
| 12:6.0.1.1.12.0.1.5 | SECTION 361.5
| 361.5 What are the FDIC's oversight and monitoring responsibilities in administering this program | |
| 12:6.0.1.1.12.0.1.6 | SECTION 361.6
| 361.6 What outreach efforts are included in this program | |
| 12:6.0.1.1.13 | PART 362
| PART 362 - ACTIVITIES OF INSURED STATE BANKS AND INSURED SAVINGS ASSOCIATIONS | |
| 12:6.0.1.1.13.1 | SUBPART A
| Subpart A - Activities of Insured State Banks | |
| 12:6.0.1.1.13.1.1.1 | SECTION 362.1
| 362.1 Purpose and scope. | |
| 12:6.0.1.1.13.1.1.2 | SECTION 362.2
| 362.2 Definitions. | |
| 12:6.0.1.1.13.1.1.3 | SECTION 362.3
| 362.3 Activities of insured State banks. | |
| 12:6.0.1.1.13.1.1.4 | SECTION 362.4
| 362.4 Subsidiaries of insured State banks. | |
| 12:6.0.1.1.13.1.1.5 | SECTION 362.5
| 362.5 Approvals previously granted. | |
| 12:6.0.1.1.13.2 | SUBPART B
| Subpart B - Safety and Soundness Rules Governing Insured State Nonmember Banks | |
| 12:6.0.1.1.13.2.1.1 | SECTION 362.6
| 362.6 Purpose and scope. | |
| 12:6.0.1.1.13.2.1.2 | SECTION 362.7
| 362.7 Definitions. | |
| 12:6.0.1.1.13.2.1.3 | SECTION 362.8
| 362.8 Restrictions on activities of insured state nonmember banks affiliated with certain securities companies. | |
| 12:6.0.1.1.13.3 | SUBPART C
| Subpart C - Activities of Insured State Savings Associations | |
| 12:6.0.1.1.13.3.1.1 | SECTION 362.9
| 362.9 Purpose and scope. | |
| 12:6.0.1.1.13.3.1.2 | SECTION 362.10
| 362.10 Definitions. | |
| 12:6.0.1.1.13.3.1.3 | SECTION 362.11
| 362.11 Activities of insured savings associations. | |
| 12:6.0.1.1.13.3.1.4 | SECTION 362.12
| 362.12 Service corporations of insured State savings associations. | |
| 12:6.0.1.1.13.3.1.5 | SECTION 362.13
| 362.13 Approvals previously granted. | |
| 12:6.0.1.1.13.4 | SUBPART D
| Subpart D - Acquiring, Establishing, or Conducting New Activities Through a Subsidiary by an Insured Savings Association | |
| 12:6.0.1.1.13.4.1.1 | SECTION 362.14
| 362.14 Purpose and scope. | |
| 12:6.0.1.1.13.4.1.2 | SECTION 362.15
| 362.15 Acquiring or establishing a subsidiary; conducting new activities through a subsidiary. | |
| 12:6.0.1.1.13.5 | SUBPART E
| Subpart E - Financial Subsidiaries of Insured State Nonmember Banks | |
| 12:6.0.1.1.13.5.1.1 | SECTION 362.16
| 362.16 Purpose and scope. | |
| 12:6.0.1.1.13.5.1.2 | SECTION 362.17
| 362.17 Definitions. | |
| 12:6.0.1.1.13.5.1.3 | SECTION 362.18
| 362.18 Financial subsidiaries of insured state nonmember banks. | |
| 12:6.0.1.1.14 | PART 363
| PART 363 - ANNUAL INDEPENDENT AUDITS AND REPORTING REQUIREMENTS | |
| 12:6.0.1.1.14.0.1.1 | SECTION 363.0
| 363.0 OMB control number. | |
| 12:6.0.1.1.14.0.1.2 | SECTION 363.1
| 363.1 Scope and definitions. | |
| 12:6.0.1.1.14.0.1.3 | SECTION 363.2
| 363.2 Annual reporting requirements. | |
| 12:6.0.1.1.14.0.1.4 | SECTION 363.3
| 363.3 Independent public accountant. | |
| 12:6.0.1.1.14.0.1.5 | SECTION 363.4
| 363.4 Filing and notice requirements. | |
| 12:6.0.1.1.14.0.1.6 | SECTION 363.5
| 363.5 Audit committees. | |
| 12:6.0.1.1.14.0.1.7.12 | APPENDIX Appendix A
| Appendix A to Part 363 - Guidelines and Interpretations | |
| 12:6.0.1.1.14.0.1.7.13 | APPENDIX Appendix B
| Appendix B to Part 363 - Illustrative Management Reports | |
| 12:6.0.1.1.15 | PART 364
| PART 364 - STANDARDS FOR SAFETY AND SOUNDNESS | |
| 12:6.0.1.1.15.0.1.1 | SECTION 364.100
| 364.100 Purpose. | |
| 12:6.0.1.1.15.0.1.2 | SECTION 364.101
| 364.101 Standards for safety and soundness. | |
| 12:6.0.1.1.15.0.1.3.14 | APPENDIX Appendix A
| Appendix A to Part 364 - Interagency Guidelines Establishing Standards for Safety and Soundness | |
| 12:6.0.1.1.15.0.1.3.15 | APPENDIX Appendix B
| Appendix B to Part 364 - Interagency Guidelines Establishing Information Security Standards | |
| 12:6.0.1.1.16 | PART 365
| PART 365 - REAL ESTATE LENDING STANDARDS | |
| 12:6.0.1.1.16.1 | SUBPART A
| Subpart A - Real Estate Lending Standards | |
| 12:6.0.1.1.16.1.1.1 | SECTION 365.1
| 365.1 Purpose and scope. | |
| 12:6.0.1.1.16.1.1.2 | SECTION 365.2
| 365.2 Real estate lending standards. | |
| 12:6.0.1.1.16.1.1.3.16 | APPENDIX Appendix A
| Appendix A to Subpart A of Part 365 - Interagency Guidelines for Real Estate Lending Policies | |
| 12:6.0.1.1.16.2 | SUBPART B
| Subpart B [Reserved] | |
| 12:6.0.1.1.17 | PART 366
| PART 366 - MINIMUM STANDARDS OF INTEGRITY AND FITNESS FOR AN FDIC CONTRACTOR | |
| 12:6.0.1.1.17.0.1.1 | SECTION 366.0
| 366.0 Definitions. | |
| 12:6.0.1.1.17.0.1.2 | SECTION 366.1
| 366.1 What is the purpose of this part | |
| 12:6.0.1.1.17.0.1.3 | SECTION 366.2
| 366.2 What is the scope of this part | |
| 12:6.0.1.1.17.0.1.4 | SECTION 366.3
| 366.3 Who cannot perform contractual services for the FDIC | |
| 12:6.0.1.1.17.0.1.5 | SECTION 366.4
| 366.4 When is there a pattern or practice of defalcation | |
| 12:6.0.1.1.17.0.1.6 | SECTION 366.5
| 366.5 What causes a substantial loss to a federal deposit insurance fund | |
| 12:6.0.1.1.17.0.1.7 | SECTION 366.6
| 366.6 How is my ownership or control determined | |
| 12:6.0.1.1.17.0.1.8 | SECTION 366.7
| 366.7 Will the FDIC waive the prohibitions under § 366.3 | |
| 12:6.0.1.1.17.0.1.9 | SECTION 366.8
| 366.8 Who can grant a waiver of a prohibition or conflict of interest | |
| 12:6.0.1.1.17.0.1.10 | SECTION 366.9
| 366.9 What other requirements could prevent me from performing contractual services for the FDIC | |
| 12:6.0.1.1.17.0.1.11 | SECTION 366.10
| 366.10 When would I have a conflict of interest | |
| 12:6.0.1.1.17.0.1.12 | SECTION 366.11
| 366.11 Will the FDIC waive a conflict of interest | |
| 12:6.0.1.1.17.0.1.13 | SECTION 366.12
| 366.12 What are the FDIC's minimum standards of ethical responsibility | |
| 12:6.0.1.1.17.0.1.14 | SECTION 366.13
| 366.13 What is my obligation regarding confidential information | |
| 12:6.0.1.1.17.0.1.15 | SECTION 366.14
| 366.14 What information must I provide the FDIC | |
| 12:6.0.1.1.17.0.1.16 | SECTION 366.15
| 366.15 What advice or determinations will the FDIC provide me on the applicability of this part | |
| 12:6.0.1.1.17.0.1.17 | SECTION 366.16
| 366.16 When may I seek a reconsideration or review of an FDIC determination | |
| 12:6.0.1.1.17.0.1.18 | SECTION 366.17
| 366.17 What are the possible consequences for violating this part | |
| 12:6.0.1.1.18 | PART 367
| PART 367 - SUSPENSION AND EXCLUSION OF CONTRACTOR AND TERMINATION OF CONTRACTS | |
| 12:6.0.1.1.18.0.1.1 | SECTION 367.1
| 367.1 Authority, purpose, scope and application. | |
| 12:6.0.1.1.18.0.1.2 | SECTION 367.2
| 367.2 Definitions. | |
| 12:6.0.1.1.18.0.1.3 | SECTION 367.3
| 367.3 Appropriate officials. | |
| 12:6.0.1.1.18.0.1.4 | SECTION 367.4
| 367.4 [Reserved] | |
| 12:6.0.1.1.18.0.1.5 | SECTION 367.5
| 367.5 Exclusions. | |
| 12:6.0.1.1.18.0.1.6 | SECTION 367.6
| 367.6 Causes for exclusion. | |
| 12:6.0.1.1.18.0.1.7 | SECTION 367.7
| 367.7 Suspensions. | |
| 12:6.0.1.1.18.0.1.8 | SECTION 367.8
| 367.8 Causes for suspension. | |
| 12:6.0.1.1.18.0.1.9 | SECTION 367.9
| 367.9 Imputation of causes. | |
| 12:6.0.1.1.18.0.1.10 | SECTION 367.10-367.11
| 367.10-367.11 [Reserved] | |
| 12:6.0.1.1.18.0.1.11 | SECTION 367.12
| 367.12 Procedures. | |
| 12:6.0.1.1.18.0.1.12 | SECTION 367.13
| 367.13 Notices. | |
| 12:6.0.1.1.18.0.1.13 | SECTION 367.14
| 367.14 Responses. | |
| 12:6.0.1.1.18.0.1.14 | SECTION 367.15
| 367.15 Additional proceedings as to disputed material facts. | |
| 12:6.0.1.1.18.0.1.15 | SECTION 367.16
| 367.16 Ethics Counselor decisions. | |
| 12:6.0.1.1.18.0.1.16 | SECTION 367.17
| 367.17 Duration of suspensions and exclusions. | |
| 12:6.0.1.1.18.0.1.17 | SECTION 367.18
| 367.18 Abrogation of contracts. | |
| 12:6.0.1.1.18.0.1.18 | SECTION 367.19
| 367.19 Exceptions to suspensions and exclusions. | |
| 12:6.0.1.1.18.0.1.19 | SECTION 367.20
| 367.20 Review and reconsideration of Ethics Counselor decisions. | |
| 12:6.0.1.1.19 | PART 368
| PART 368 - GOVERNMENT SECURITIES SALES PRACTICES | |
| 12:6.0.1.1.19.0.1.1 | SECTION 368.1
| 368.1 Scope. | |
| 12:6.0.1.1.19.0.1.2 | SECTION 368.2
| 368.2 Definitions. | |
| 12:6.0.1.1.19.0.1.3 | SECTION 368.3
| 368.3 Business conduct. | |
| 12:6.0.1.1.19.0.1.4 | SECTION 368.4
| 368.4 Recommendations to customers. | |
| 12:6.0.1.1.19.0.1.5 | SECTION 368.5
| 368.5 Customer information. | |
| 12:6.0.1.1.19.0.1.6 | SECTION 368.100
| 368.100 Obligations concerning institutional customers. | |
| 12:6.0.1.1.20 | PART 369
| PART 369 - PROHIBITION AGAINST USE OF INTERSTATE BRANCHES PRIMARILY FOR DEPOSIT PRODUCTION | |
| 12:6.0.1.1.20.0.1.1 | SECTION 369.1
| 369.1 Purpose and scope. | |
| 12:6.0.1.1.20.0.1.2 | SECTION 369.2
| 369.2 Definitions. | |
| 12:6.0.1.1.20.0.1.3 | SECTION 369.3
| 369.3 Loan-to-deposit ratio screen. | |
| 12:6.0.1.1.20.0.1.4 | SECTION 369.4
| 369.4 Credit needs determination. | |
| 12:6.0.1.1.20.0.1.5 | SECTION 369.5
| 369.5 Sanctions. | |
| 12:6.0.1.1.21 | PART 370
| PART 370 - RECORDKEEPING FOR TIMELY DEPOSIT INSURANCE DETERMINATION | |
| 12:6.0.1.1.21.0.1.1 | SECTION 370.1
| 370.1 Purpose and scope. | |
| 12:6.0.1.1.21.0.1.2 | SECTION 370.2
| 370.2 Definitions. | |
| 12:6.0.1.1.21.0.1.3 | SECTION 370.3
| 370.3 Information technology system requirements. | |
| 12:6.0.1.1.21.0.1.4 | SECTION 370.4
| 370.4 Recordkeeping requirements. | |
| 12:6.0.1.1.21.0.1.5 | SECTION 370.5
| 370.5 Actions required for certain deposit accounts with transactional features. | |
| 12:6.0.1.1.21.0.1.6 | SECTION 370.6
| 370.6 Implementation. | |
| 12:6.0.1.1.21.0.1.7 | SECTION 370.7
| 370.7 Accelerated implementation. | |
| 12:6.0.1.1.21.0.1.8 | SECTION 370.8
| 370.8 Relief. | |
| 12:6.0.1.1.21.0.1.9 | SECTION 370.9
| 370.9 Communication with the FDIC. | |
| 12:6.0.1.1.21.0.1.10 | SECTION 370.10
| 370.10 Compliance. | |
| 12:6.0.1.1.21.0.1.11.17 | APPENDIX Appendix A
| Appendix A to Part 370 - Ownership Right and Capacity Codes | |
| 12:6.0.1.1.21.0.1.11.18 | APPENDIX Appendix B
| Appendix B to Part 370 - Output Files Structure | |
| 12:6.0.1.1.21.0.1.11.19 | APPENDIX Appendix C
| Appendix C to Part 370 - Credit Balance Processing File Structure | |
| 12:6.0.1.1.22 | PART 371
| PART 371 - RECORDKEEPING REQUIREMENTS FOR QUALIFIED FINANCIAL CONTRACTS | |
| 12:6.0.1.1.22.0.1.1 | SECTION 371.1
| 371.1 Scope, purpose, and compliance dates. | |
| 12:6.0.1.1.22.0.1.2 | SECTION 371.2
| 371.2 Definitions. | |
| 12:6.0.1.1.22.0.1.3 | SECTION 371.3
| 371.3 Maintenance of records. | |
| 12:6.0.1.1.22.0.1.4 | SECTION 371.4
| 371.4 Content of records. | |
| 12:6.0.1.1.22.0.1.5 | SECTION 371.5
| 371.5 Exemptions. | |
| 12:6.0.1.1.22.0.1.6 | SECTION 371.6
| 371.6 Transition for existing records entities. | |
| 12:6.0.1.1.22.0.1.7 | SECTION 371.7
| 371.7 Enforcement actions. | |
| 12:6.0.1.1.22.0.1.8.20 | APPENDIX Appendix A
| Appendix A to Part 371 - File Structure for Qualified Financial Contract (QFC) Records for Limited Scope Entities | |
| 12:6.0.1.1.22.0.1.8.21 | APPENDIX Appendix B
| Appendix B to Part 371 - File Structure for Qualified Financial Contract Records for Full Scope Entities | |
| 12:6.0.1.1.23 | PART 373
| PART 373 - CREDIT RISK RETENTION | |
| 12:6.0.1.1.23.1 | SUBPART A
| Subpart A - Authority, Purpose, Scope and Definitions | |
| 12:6.0.1.1.23.1.1.1 | SECTION 373.1
| 373.1 Purpose and scope. | |
| 12:6.0.1.1.23.1.1.2 | SECTION 373.2
| 373.2 Definitions. | |
| 12:6.0.1.1.23.2 | SUBPART B
| Subpart B - Credit Risk Retention | |
| 12:6.0.1.1.23.2.1.1 | SECTION 373.3
| 373.3 Base risk retention requirement. | |
| 12:6.0.1.1.23.2.1.2 | SECTION 373.4
| 373.4 Standard risk retention. | |
| 12:6.0.1.1.23.2.1.3 | SECTION 373.5
| 373.5 Revolving pool securitizations. | |
| 12:6.0.1.1.23.2.1.4 | SECTION 373.6
| 373.6 Eligible ABCP conduits. | |
| 12:6.0.1.1.23.2.1.5 | SECTION 373.7
| 373.7 Commercial mortgage-backed securities. | |
| 12:6.0.1.1.23.2.1.6 | SECTION 373.8
| 373.8 Federal National Mortgage Association and Federal Home Loan Mortgage Corporation ABS. | |
| 12:6.0.1.1.23.2.1.7 | SECTION 373.9
| 373.9 Open market CLOs. | |
| 12:6.0.1.1.23.2.1.8 | SECTION 373.10
| 373.10 Qualified tender option bonds. | |
| 12:6.0.1.1.23.3 | SUBPART C
| Subpart C - Transfer of Risk Retention | |
| 12:6.0.1.1.23.3.1.1 | SECTION 373.11
| 373.11 Allocation of risk retention to an originator. | |
| 12:6.0.1.1.23.3.1.2 | SECTION 373.12
| 373.12 Hedging, transfer and financing prohibitions. | |
| 12:6.0.1.1.23.4 | SUBPART D
| Subpart D - Exceptions and Exemptions | |
| 12:6.0.1.1.23.4.1.1 | SECTION 373.13
| 373.13 Exemption for qualified residential mortgages. | |
| 12:6.0.1.1.23.4.1.2 | SECTION 373.14
| 373.14 Definitions applicable to qualifying commercial loans, qualifying commercial real estate loans, and qualifying automobile loans. | |
| 12:6.0.1.1.23.4.1.3 | SECTION 373.15
| 373.15 Qualifying commercial loans, commercial real estate loans, and automobile loans. | |
| 12:6.0.1.1.23.4.1.4 | SECTION 373.16
| 373.16 Underwriting standards for qualifying commercial loans. | |
| 12:6.0.1.1.23.4.1.5 | SECTION 373.17
| 373.17 Underwriting standards for qualifying CRE loans. | |
| 12:6.0.1.1.23.4.1.6 | SECTION 373.18
| 373.18 Underwriting standards for qualifying automobile loans. | |
| 12:6.0.1.1.23.4.1.7 | SECTION 373.19
| 373.19 General exemptions. | |
| 12:6.0.1.1.23.4.1.8 | SECTION 373.20
| 373.20 Safe harbor for certain foreign-related transactions. | |
| 12:6.0.1.1.23.4.1.9 | SECTION 373.21
| 373.21 Additional exemptions. | |
| 12:6.0.1.1.23.4.1.10 | SECTION 373.22
| 373.22 Periodic review of the QRM definition, exempted three-to-four unit residential mortgage loans, and community-focused residential mortgage exemption | |
| 12:6.0.1.1.24 | PART 380
| PART 380 - ORDERLY LIQUIDATION AUTHORITY | |
| 12:6.0.1.1.24.1 | SUBPART A
| Subpart A - General and Miscellaneous Provisions | |
| 12:6.0.1.1.24.1.1.1 | SECTION 380.1
| 380.1 Definitions. | |
| 12:6.0.1.1.24.1.1.2 | SECTION 380.2
| 380.2 [Reserved] | |
| 12:6.0.1.1.24.1.1.3 | SECTION 380.3
| 380.3 Treatment of personal service agreements. | |
| 12:6.0.1.1.24.1.1.4 | SECTION 380.4
| 380.4 [Reserved] | |
| 12:6.0.1.1.24.1.1.5 | SECTION 380.5
| 380.5 Treatment of covered financial companies that are subsidiaries of insurance companies. | |
| 12:6.0.1.1.24.1.1.6 | SECTION 380.6
| 380.6 Limitation on liens on assets of covered financial companies that are insurance companies or covered subsidiaries of insurance companies. | |
| 12:6.0.1.1.24.1.1.7 | SECTION 380.7
| 380.7 Recoupment of compensation from senior executives and directors. | |
| 12:6.0.1.1.24.1.1.8 | SECTION 380.8
| 380.8 Predominantly engaged in activities that are financial or incidental thereto. | |
| 12:6.0.1.1.24.1.1.9 | SECTION 380.9
| 380.9 Treatment of fraudulent and preferential transfers. | |
| 12:6.0.1.1.24.1.1.10 | SECTION 380.10
| 380.10 Maximum obligation limitation. | |
| 12:6.0.1.1.24.1.1.11 | SECTION 380.11
| 380.11 Treatment of mutual insurance holding companies. | |
| 12:6.0.1.1.24.1.1.12 | SECTION 380.12
| 380.12 Enforcement of subsidiary and affiliate contracts by the FDIC as receiver of a covered financial company. | |
| 12:6.0.1.1.24.1.1.13 | SECTION 380.13
| 380.13 Restrictions on sale of assets of a covered financial company by the Federal Deposit Insurance Corporation. | |
| 12:6.0.1.1.24.1.1.14 | SECTION 380.14
| 380.14 Record retention requirements. | |
| 12:6.0.1.1.24.1.1.15 | SECTION 380.15-380.19
| 380.15-380.19 [Reserved] | |
| 12:6.0.1.1.24.2 | SUBPART B
| Subpart B - Priorities | |
| 12:6.0.1.1.24.2.1.1 | SECTION 380.20
| 380.20 [Reserved] | |
| 12:6.0.1.1.24.2.1.2 | SECTION 380.21
| 380.21 Priorities. | |
| 12:6.0.1.1.24.2.1.3 | SECTION 380.22
| 380.22 Administrative expenses of the receiver. | |
| 12:6.0.1.1.24.2.1.4 | SECTION 380.23
| 380.23 Amounts owed to the United States. | |
| 12:6.0.1.1.24.2.1.5 | SECTION 380.24
| 380.24 Priority of claims arising out of loss of setoff rights. | |
| 12:6.0.1.1.24.2.1.6 | SECTION 380.25
| 380.25 Post-insolvency interest. | |
| 12:6.0.1.1.24.2.1.7 | SECTION 380.26
| 380.26 Effect of transfer of assets and obligations to a bridge financial company. | |
| 12:6.0.1.1.24.2.1.8 | SECTION 380.27
| 380.27 Treatment of similarly situated claimants. | |
| 12:6.0.1.1.24.2.1.9 | SECTION 380.28-380.29
| 380.28-380.29 [Reserved] | |
| 12:6.0.1.1.24.3 | SUBPART C
| Subpart C - Receivership Administrative Claims Process | |
| 12:6.0.1.1.24.3.1.1 | SECTION 380.30
| 380.30 Receivership administrative claims process. | |
| 12:6.0.1.1.24.3.1.2 | SECTION 380.31
| 380.31 Scope. | |
| 12:6.0.1.1.24.3.1.3 | SECTION 380.32
| 380.32 Claims bar date. | |
| 12:6.0.1.1.24.3.1.4 | SECTION 380.33
| 380.33 Notice requirements. | |
| 12:6.0.1.1.24.3.1.5 | SECTION 380.34
| 380.34 Procedures for filing claim. | |
| 12:6.0.1.1.24.3.1.6 | SECTION 380.35
| 380.35 Determination of claims. | |
| 12:6.0.1.1.24.3.1.7 | SECTION 380.36
| 380.36 Decision period. | |
| 12:6.0.1.1.24.3.1.8 | SECTION 380.37
| 380.37 Notification of determination. | |
| 12:6.0.1.1.24.3.1.9 | SECTION 380.38
| 380.38 Procedures for seeking judicial determination of disallowed claim. | |
| 12:6.0.1.1.24.3.1.10 | SECTION 380.39
| 380.39 Contingent claims. | |
| 12:6.0.1.1.24.3.1.11 | SECTION 380.40-380.49
| 380.40-380.49 [Reserved] | |
| 12:6.0.1.1.24.3.1.12 | SECTION 380.50
| 380.50 Determination of secured claims. | |
| 12:6.0.1.1.24.3.1.13 | SECTION 380.51
| 380.51 Consent to certain actions. | |
| 12:6.0.1.1.24.3.1.14 | SECTION 380.52
| 380.52 Adequate protection. | |
| 12:6.0.1.1.24.3.1.15 | SECTION 380.53
| 380.53 Repudiation of secured contract. | |
| 12:6.0.1.1.24.4 | SUBPART D
| Subpart D - Orderly Liquidation of Covered Brokers or Dealers | |
| 12:6.0.1.1.24.4.1.1 | SECTION 380.60
| 380.60 Definitions. | |
| 12:6.0.1.1.24.4.1.2 | SECTION 380.61
| 380.61 Appointment of receiver and trustee for covered broker or dealer. | |
| 12:6.0.1.1.24.4.1.3 | SECTION 380.62
| 380.62 Notice and application for protective decree for covered broker or dealer. | |
| 12:6.0.1.1.24.4.1.4 | SECTION 380.63
| 380.63 Bridge broker or dealer. | |
| 12:6.0.1.1.24.4.1.5 | SECTION 380.64
| 380.64 Claims of customers and other creditors of a covered broker or dealer. | |
| 12:6.0.1.1.24.4.1.6 | SECTION 380.65
| 380.65 Priorities for unsecured claims against a covered broker or dealer. | |
| 12:6.0.1.1.24.4.1.7 | SECTION 380.66
| 380.66 Administrative expenses of SIPC. | |
| 12:6.0.1.1.24.4.1.8 | SECTION 380.67
| 380.67 Qualified Financial Contracts. | |
| 12:6.0.1.1.25 | PART 381
| PART 381 - RESOLUTION PLANS | |
| 12:6.0.1.1.25.0.1.1 | SECTION 381.1
| 381.1 Authority and scope. | |
| 12:6.0.1.1.25.0.1.2 | SECTION 381.2
| 381.2 Definitions. | |
| 12:6.0.1.1.25.0.1.3 | SECTION 381.3
| 381.3 Critical operations. | |
| 12:6.0.1.1.25.0.1.4 | SECTION 381.4
| 381.4 Resolution plan required. | |
| 12:6.0.1.1.25.0.1.5 | SECTION 381.5
| 381.5 Informational content of a full resolution plan. | |
| 12:6.0.1.1.25.0.1.6 | SECTION 381.6
| 381.6 Informational content of a targeted resolution plan. | |
| 12:6.0.1.1.25.0.1.7 | SECTION 381.7
| 381.7 Informational content of a reduced resolution plan. | |
| 12:6.0.1.1.25.0.1.8 | SECTION 381.8
| 381.8 Review of resolution plans; resubmission of deficient resolution plans. | |
| 12:6.0.1.1.25.0.1.9 | SECTION 381.9
| 381.9 Failure to cure deficiencies on resubmission of a resolution plan. | |
| 12:6.0.1.1.25.0.1.10 | SECTION 381.10
| 381.10 Consultation. | |
| 12:6.0.1.1.25.0.1.11 | SECTION 381.11
| 381.11 No limiting effect or private right of action; confidentiality of resolution plans. | |
| 12:6.0.1.1.25.0.1.12 | SECTION 381.12
| 381.12 Enforcement. | |
| 12:6.0.1.1.26 | PART 382
| PART 382 - RESTRICTIONS ON QUALIFIED FINANCIAL CONTRACTS | |
| 12:6.0.1.1.26.0.1.1 | SECTION 382.1
| 382.1 Definitions. | |
| 12:6.0.1.1.26.0.1.2 | SECTION 382.2
| 382.2 Applicability. | |
| 12:6.0.1.1.26.0.1.3 | SECTION 382.3
| 382.3 U.S. special resolution regimes. | |
| 12:6.0.1.1.26.0.1.4 | SECTION 382.4
| 382.4 Insolvency proceedings. | |
| 12:6.0.1.1.26.0.1.5 | SECTION 382.5
| 382.5 Approval of enhanced creditor protection conditions. | |
| 12:6.0.1.1.26.0.1.6 | SECTION 382.6
| 382.6 [Reserved] | |
| 12:6.0.1.1.26.0.1.7 | SECTION 382.7
| 382.7 Exclusion of certain QFCs. | |
| 12:6.0.1.1.27 | PART 390
| PART 390 - REGULATIONS TRANSFERRED FROM THE OFFICE OF THRIFT SUPERVISION | |
| 12:6.0.1.1.27.1 | SUBPART A
| Subparts A - E [Reserved] | |
| 12:6.0.1.1.27.2 | SUBPART F
| Subpart F - Application Processing Procedures | |
| 12:6.0.1.1.27.2.1.1 | SECTION 390.100
| 390.100 What does this subpart do | |
| 12:6.0.1.1.27.2.1.2 | SECTION 390.101
| 390.101 Do the same procedures apply to all applications under this subpart | |
| 12:6.0.1.1.27.2.1.3 | SECTION 390.102
| 390.102 How does the FDIC compute time periods under this subpart | |
| 12:6.0.1.1.27.2.1.4 | SECTION 390.103
| 390.103 Must I meet with the FDIC before I file my application | |
| 12:6.0.1.1.27.2.1.5 | SECTION 390.104
| 390.104 What information must I include in my draft business plan | |
| 12:6.0.1.1.27.2.1.6 | SECTION 390.105
| 390.105 What type of application must I file | |
| 12:6.0.1.1.27.2.1.7 | SECTION 390.106
| 390.106 What information must I provide with my application | |
| 12:6.0.1.1.27.2.1.8 | SECTION 390.107
| 390.107 May I keep portions of my application confidential | |
| 12:6.0.1.1.27.2.1.9 | SECTION 390.108
| 390.108 Where do I file my application | |
| 12:6.0.1.1.27.2.1.10 | SECTION 390.109
| 390.109 What is the filing date of my application | |
| 12:6.0.1.1.27.2.1.11 | SECTION 390.110
| 390.110 How do I amend or supplement my application | |
| 12:6.0.1.1.27.2.1.12 | SECTION 390.111
| 390.111 Who must publish a public notice of an application | |
| 12:6.0.1.1.27.2.1.13 | SECTION 390.112
| 390.112 What information must I include in my public notice | |
| 12:6.0.1.1.27.2.1.14 | SECTION 390.113
| 390.113 When must I publish the public notice | |
| 12:6.0.1.1.27.2.1.15 | SECTION 390.114
| 390.114 Where must I publish the public notice | |
| 12:6.0.1.1.27.2.1.16 | SECTION 390.115
| 390.115 What language must I use in my publication | |
| 12:6.0.1.1.27.2.1.17 | SECTION 390.116
| 390.116 Comment procedures. | |
| 12:6.0.1.1.27.2.1.18 | SECTION 390.117
| 390.117 Who may submit a written comment | |
| 12:6.0.1.1.27.2.1.19 | SECTION 390.118
| 390.118 What information should a comment include | |
| 12:6.0.1.1.27.2.1.20 | SECTION 390.119
| 390.119 Where are comments filed | |
| 12:6.0.1.1.27.2.1.21 | SECTION 390.120
| 390.120 How long is the comment period | |
| 12:6.0.1.1.27.2.1.22 | SECTION 390.121
| 390.121 Meeting procedures. | |
| 12:6.0.1.1.27.2.1.23 | SECTION 390.122
| 390.122 When will the FDIC conduct a meeting on an application | |
| 12:6.0.1.1.27.2.1.24 | SECTION 390.123
| 390.123 What procedures govern the conduct of the meeting | |
| 12:6.0.1.1.27.2.1.25 | SECTION 390.124
| 390.124 Will FDIC approve or disapprove an application at a meeting | |
| 12:6.0.1.1.27.2.1.26 | SECTION 390.125
| 390.125 Will a meeting affect application processing time frames | |
| 12:6.0.1.1.27.2.1.27 | SECTION 390.126
| 390.126 If I file a notice under expedited treatment, when may I engage in the proposed activities | |
| 12:6.0.1.1.27.2.1.28 | SECTION 390.127
| 390.127 What will the FDIC do after I file my application | |
| 12:6.0.1.1.27.2.1.29 | SECTION 390.128
| 390.128 If the FDIC requests additional information to complete my application, how will it process my application | |
| 12:6.0.1.1.27.2.1.30 | SECTION 390.129
| 390.129 Will the FDIC conduct an eligibility examination | |
| 12:6.0.1.1.27.2.1.31 | SECTION 390.130
| 390.130 What may the FDIC require me to do after my application is deemed complete | |
| 12:6.0.1.1.27.2.1.32 | SECTION 390.131
| 390.131 Will the FDIC require me to publish a new public notice | |
| 12:6.0.1.1.27.2.1.33 | SECTION 390.132
| 390.132 May the FDIC suspend processing of my application | |
| 12:6.0.1.1.27.2.1.34 | SECTION 390.133
| 390.133 How long is the FDIC review period | |
| 12:6.0.1.1.27.2.1.35 | SECTION 390.134
| 390.134 How will I know if my application has been approved | |
| 12:6.0.1.1.27.2.1.36 | SECTION 390.135
| 390.135 What will happen if the FDIC does not approve or disapprove my application within two calendar years after the filing date | |
| 12:6.0.1.1.27.3 | SUBPART G
| Subpart G - Nondiscrimination Requirements | |
| 12:6.0.1.1.27.3.1.1 | SECTION 390.140
| 390.140 Definitions. | |
| 12:6.0.1.1.27.3.1.2 | SECTION 390.141
| 390.141 Supplementary guidelines. | |
| 12:6.0.1.1.27.3.1.3 | SECTION 390.142
| 390.142 Nondiscrimination in lending and other services. | |
| 12:6.0.1.1.27.3.1.4 | SECTION 390.143
| 390.143 Nondiscriminatory appraisal and underwriting. | |
| 12:6.0.1.1.27.3.1.5 | SECTION 390.144
| 390.144 Nondiscrimination in applications. | |
| 12:6.0.1.1.27.3.1.6 | SECTION 390.145
| 390.145 Nondiscriminatory advertising. | |
| 12:6.0.1.1.27.3.1.7 | SECTION 390.146
| 390.146 Equal Housing Lender Poster. | |
| 12:6.0.1.1.27.3.1.8 | SECTION 390.147
| 390.147 Loan application register. | |
| 12:6.0.1.1.27.3.1.9 | SECTION 390.148
| 390.148 Nondiscrimination in employment. | |
| 12:6.0.1.1.27.3.1.10 | SECTION 390.149
| 390.149 Complaints. | |
| 12:6.0.1.1.27.3.1.11 | SECTION 390.150
| 390.150 Guidelines relating to nondiscrimination in lending. | |
| 12:6.0.1.1.27.4 | SUBPART H
| Subparts H-N [Reserved] | |
| 12:6.0.1.1.27.5 | SUBPART O
| Subpart O - Subordinate Organizations | |
| 12:6.0.1.1.27.5.1.1 | SECTION 390.250
| 390.250 What does this subpart cover | |
| 12:6.0.1.1.27.5.1.2 | SECTION 390.251
| 390.251 Definitions. | |
| 12:6.0.1.1.27.5.1.3 | SECTION 390.252
| 390.252 How must separate corporate identities be maintained | |
| 12:6.0.1.1.27.5.1.4 | SECTION 390.253
| 390.253 What notices are required to establish or acquire a new subsidiary or engage in new activities through an existing subsidiary | |
| 12:6.0.1.1.27.5.1.5 | SECTION 390.254
| 390.254 How may a subsidiary of a State savings association issue securities | |
| 12:6.0.1.1.27.5.1.6 | SECTION 390.255
| 390.255 How may a State savings association exercise its salvage power in connection with a service corporation or lower-tier entities | |
| 12:6.0.1.1.27.6 | SUBPART P
| Subpart P [Reserved] | |
| 12:6.0.1.1.27.7 | SUBPART Q
| Subpart Q - Definitions for Regulations Affecting All State Savings Associations | |
| 12:6.0.1.1.27.7.1.1 | SECTION 390.280
| 390.280 When do the definitions in this subpart apply | |
| 12:6.0.1.1.27.7.1.2 | SECTION 390.281
| 390.281 Account. | |
| 12:6.0.1.1.27.7.1.3 | SECTION 390.282
| 390.282 Accountholder. | |
| 12:6.0.1.1.27.7.1.4 | SECTION 390.283
| 390.283 Affiliate. | |
| 12:6.0.1.1.27.7.1.5 | SECTION 390.284
| 390.284 Affiliated person. | |
| 12:6.0.1.1.27.7.1.6 | SECTION 390.285
| 390.285 Audit period. | |
| 12:6.0.1.1.27.7.1.7 | SECTION 390.286
| 390.286 Certificate account. | |
| 12:6.0.1.1.27.7.1.8 | SECTION 390.287
| 390.287 Consumer credit. | |
| 12:6.0.1.1.27.7.1.9 | SECTION 390.288
| 390.288 Controlling person. | |
| 12:6.0.1.1.27.7.1.10 | SECTION 390.289
| 390.289 Corporation. | |
| 12:6.0.1.1.27.7.1.11 | SECTION 390.290
| 390.290 Demand accounts. | |
| 12:6.0.1.1.27.7.1.12 | SECTION 390.291
| 390.291 Director. | |
| 12:6.0.1.1.27.7.1.13 | SECTION 390.292
| 390.292 Financial institution. | |
| 12:6.0.1.1.27.7.1.14 | SECTION 390.293
| 390.293 Immediate family. | |
| 12:6.0.1.1.27.7.1.15 | SECTION 390.294
| 390.294 Land loan. | |
| 12:6.0.1.1.27.7.1.16 | SECTION 390.295
| 390.295 Low-rent housing. | |
| 12:6.0.1.1.27.7.1.17 | SECTION 390.296
| 390.296 Money Market Deposit Accounts. | |
| 12:6.0.1.1.27.7.1.18 | SECTION 390.297
| 390.297 Negotiable Order of Withdrawal Accounts. | |
| 12:6.0.1.1.27.7.1.19 | SECTION 390.298
| 390.298 Nonresidential construction loan. | |
| 12:6.0.1.1.27.7.1.20 | SECTION 390.299
| 390.299 Nonwithdrawable account. | |
| 12:6.0.1.1.27.7.1.21 | SECTION 390.300
| 390.300 Note account. | |
| 12:6.0.1.1.27.7.1.22 | SECTION 390.301
| 390.301 [Reserved] | |
| 12:6.0.1.1.27.7.1.23 | SECTION 390.302
| 390.302 Officer. | |
| 12:6.0.1.1.27.7.1.24 | SECTION 390.303
| 390.303 Parent company; subsidiary. | |
| 12:6.0.1.1.27.7.1.25 | SECTION 390.304
| 390.304 Political subdivision. | |
| 12:6.0.1.1.27.7.1.26 | SECTION 390.305
| 390.305 Principal office. | |
| 12:6.0.1.1.27.7.1.27 | SECTION 390.306
| 390.306 Public unit. | |
| 12:6.0.1.1.27.7.1.28 | SECTION 390.307
| 390.307 Savings account. | |
| 12:6.0.1.1.27.7.1.29 | SECTION 390.308
| 390.308 State savings association. | |
| 12:6.0.1.1.27.7.1.30 | SECTION 390.309
| 390.309 Security. | |
| 12:6.0.1.1.27.7.1.31 | SECTION 390.310
| 390.310 Service corporation. | |
| 12:6.0.1.1.27.7.1.32 | SECTION 390.311
| 390.311 State. | |
| 12:6.0.1.1.27.7.1.33 | SECTION 390.312
| 390.312 Subordinated debt security. | |
| 12:6.0.1.1.27.7.1.34 | SECTION 390.313
| 390.313 Tax and loan account. | |
| 12:6.0.1.1.27.7.1.35 | SECTION 390.314
| 390.314 United States Treasury General Account. | |
| 12:6.0.1.1.27.7.1.36 | SECTION 390.315
| 390.315 United States Treasury Time Deposit Open Account. | |
| 12:6.0.1.1.27.7.1.37 | SECTION 390.316
| 390.316 With recourse. | |
| 12:6.0.1.1.27.8 | SUBPART R
| Subparts R-V [Reserved] | |
| 12:6.0.1.1.27.9 | SUBPART W
| Subpart W - Securities Offerings | |
| 12:6.0.1.1.27.9.1.1 | SECTION 390.410
| 390.410 Definitions. | |
| 12:6.0.1.1.27.9.1.2 | SECTION 390.411
| 390.411 Offering circular requirement. | |
| 12:6.0.1.1.27.9.1.3 | SECTION 390.412
| 390.412 Exemptions. | |
| 12:6.0.1.1.27.9.1.4 | SECTION 390.413
| 390.413 Non-public offering. | |
| 12:6.0.1.1.27.9.1.5 | SECTION 390.414
| 390.414 Filing and signature requirements. | |
| 12:6.0.1.1.27.9.1.6 | SECTION 390.415
| 390.415 Effective date. | |
| 12:6.0.1.1.27.9.1.7 | SECTION 390.416
| 390.416 Form, content, and accounting. | |
| 12:6.0.1.1.27.9.1.8 | SECTION 390.417
| 390.417 Use of the offering circular. | |
| 12:6.0.1.1.27.9.1.9 | SECTION 390.418
| 390.418 Escrow requirement. | |
| 12:6.0.1.1.27.9.1.10 | SECTION 390.419
| 390.419 Unsafe or unsound practices. | |
| 12:6.0.1.1.27.9.1.11 | SECTION 390.420
| 390.420 Withdrawal or abandonment. | |
| 12:6.0.1.1.27.9.1.12 | SECTION 390.421
| 390.421 Securities sale report. | |
| 12:6.0.1.1.27.9.1.13 | SECTION 390.422
| 390.422 Public disclosure and confidential treatment. | |
| 12:6.0.1.1.27.9.1.14 | SECTION 390.423
| 390.423 Waiver. | |
| 12:6.0.1.1.27.9.1.15 | SECTION 390.424
| 390.424 Requests for interpretive advice or waiver. | |
| 12:6.0.1.1.27.9.1.16 | SECTION 390.425
| 390.425 Delayed or continuous offering and sale of securities. | |
| 12:6.0.1.1.27.9.1.17 | SECTION 390.426
| 390.426 Sales of securities at an office of a State savings association. | |
| 12:6.0.1.1.27.9.1.18 | SECTION 390.427
| 390.427 Current and periodic reports. | |
| 12:6.0.1.1.27.9.1.19 | SECTION 390.428
| 390.428 Approval of the security. | |
| 12:6.0.1.1.27.9.1.20 | SECTION 390.429
| 390.429 Form for securities sale report. | |
| 12:6.0.1.1.27.9.1.21 | SECTION 390.430
| 390.430 Filing of copies of offering circulars in certain exempt offerings. | |
| 12:6.0.1.1.27.10 | SUBPART X
| Subpart X [Reserved] | |
| 12:6.0.1.1.27.11 | SUBPART Y
| Subpart Y - Prompt Corrective Action | |
| 12:6.0.1.1.27.11.1.1 | SECTION 390.450-390.455
| 390.450-390.455 [Reserved] | |
| 12:6.0.1.1.27.11.1.2 | SECTION 390.456
| 390.456 Directives to take prompt corrective action. | |
| 12:6.0.1.1.27.11.1.3 | SECTION 390.457
| 390.457 Procedures for reclassifying a State savings association based on criteria other than capital. | |
| 12:6.0.1.1.27.11.1.4 | SECTION 390.458
| 390.458 Order to dismiss a director or senior executive officer. | |
| 12:6.0.1.1.27.11.1.5 | SECTION 390.459
| 390.459 Enforcement of directives. | |
| 12:6.0.1.1.27.12 | SUBPART Z
| Subpart Z [Reserved] | |
| 12:6.0.1.1.28 | PART 391-399
| PARTS 391-399 [RESERVED] | |