Title 12

PART 380 SUBPART D

Subpart D - Orderly Liquidation of Covered Brokers or Dealers Source:85 FR 53665, Aug. 31, 2020, unless otherwise noted.

• 12 U.S.C. 5385(h); 12 U.S.C. 5389; 12 U.S.C. 5390(s)(3); 12 U.S.C. 5390(b)(1)(C); 12 U.S.C. 5390(a)(7)(D); 12 U.S.C. 5381(b); 12 U.S.C. 5390(r); 12 U.S.C. 5390(a)(16)(D).
• Source: 76 FR 4215, Jan. 25, 2011, unless otherwise noted.

12:6.0.1.1.24.4.1.1	SECTION 380.60	380.60 Definitions.
12:6.0.1.1.24.4.1.2	SECTION 380.61	380.61 Appointment of receiver and trustee for covered broker or dealer.
12:6.0.1.1.24.4.1.3	SECTION 380.62	380.62 Notice and application for protective decree for covered broker or dealer.
12:6.0.1.1.24.4.1.4	SECTION 380.63	380.63 Bridge broker or dealer.
12:6.0.1.1.24.4.1.5	SECTION 380.64	380.64 Claims of customers and other creditors of a covered broker or dealer.
12:6.0.1.1.24.4.1.6	SECTION 380.65	380.65 Priorities for unsecured claims against a covered broker or dealer.
12:6.0.1.1.24.4.1.7	SECTION 380.66	380.66 Administrative expenses of SIPC.
12:6.0.1.1.24.4.1.8	SECTION 380.67	380.67 Qualified Financial Contracts.

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