Title 12
PART 368
Part 368 - Government Securities Sales Practices
- Authority: 15 U.S.C. 78o-5.
- Source: 62 FR 13287, Mar. 19, 1997, unless otherwise noted.
| 12:6.0.1.1.19.0.1.1 | SECTION 368.1 | 368.1 Scope. | |
| 12:6.0.1.1.19.0.1.2 | SECTION 368.2 | 368.2 Definitions. | |
| 12:6.0.1.1.19.0.1.3 | SECTION 368.3 | 368.3 Business conduct. | |
| 12:6.0.1.1.19.0.1.4 | SECTION 368.4 | 368.4 Recommendations to customers. | |
| 12:6.0.1.1.19.0.1.5 | SECTION 368.5 | 368.5 Customer information. | |
| 12:6.0.1.1.19.0.1.6 | SECTION 368.100 | 368.100 Obligations concerning institutional customers. |