Title 12

PART 380

Part 380 - Orderly Liquidation Authority

PART 380 - ORDERLY LIQUIDATION AUTHORITY Authority:12 U.S.C. 5385(h); 12 U.S.C. 5389; 12 U.S.C. 5390(s)(3); 12 U.S.C. 5390(b)(1)(C); 12 U.S.C. 5390(a)(7)(D); 12 U.S.C. 5381(b); 12 U.S.C. 5390(r); 12 U.S.C. 5390(a)(16)(D). Source:76 FR 4215, Jan. 25, 2011, unless otherwise noted.

• Authority: 12 U.S.C. 5385(h); 12 U.S.C. 5389; 12 U.S.C. 5390(s)(3); 12 U.S.C. 5390(b)(1)(C); 12 U.S.C. 5390(a)(7)(D); 12 U.S.C. 5381(b); 12 U.S.C. 5390(r); 12 U.S.C. 5390(a)(16)(D).
• Source: 76 FR 4215, Jan. 25, 2011, unless otherwise noted.

12:6.0.1.1.24.1	SUBPART A	Subpart A - General and Miscellaneous Provisions
12:6.0.1.1.24.1.1.1	SECTION 380.1	380.1 Definitions.
12:6.0.1.1.24.1.1.2	SECTION 380.2	380.2 [Reserved]
12:6.0.1.1.24.1.1.3	SECTION 380.3	380.3 Treatment of personal service agreements.
12:6.0.1.1.24.1.1.4	SECTION 380.4	380.4 [Reserved]
12:6.0.1.1.24.1.1.5	SECTION 380.5	380.5 Treatment of covered financial companies that are subsidiaries of insurance companies.
12:6.0.1.1.24.1.1.6	SECTION 380.6	380.6 Limitation on liens on assets of covered financial companies that are insurance companies or covered subsidiaries of insurance companies.
12:6.0.1.1.24.1.1.7	SECTION 380.7	380.7 Recoupment of compensation from senior executives and directors.
12:6.0.1.1.24.1.1.8	SECTION 380.8	380.8 Predominantly engaged in activities that are financial or incidental thereto.
12:6.0.1.1.24.1.1.9	SECTION 380.9	380.9 Treatment of fraudulent and preferential transfers.
12:6.0.1.1.24.1.1.10	SECTION 380.10	380.10 Maximum obligation limitation.
12:6.0.1.1.24.1.1.11	SECTION 380.11	380.11 Treatment of mutual insurance holding companies.
12:6.0.1.1.24.1.1.12	SECTION 380.12	380.12 Enforcement of subsidiary and affiliate contracts by the FDIC as receiver of a covered financial company.
12:6.0.1.1.24.1.1.13	SECTION 380.13	380.13 Restrictions on sale of assets of a covered financial company by the Federal Deposit Insurance Corporation.
12:6.0.1.1.24.1.1.14	SECTION 380.14	380.14 Record retention requirements.
12:6.0.1.1.24.1.1.15	SECTION 380.15-380.19	380.15-380.19 [Reserved]
12:6.0.1.1.24.2	SUBPART B	Subpart B - Priorities
12:6.0.1.1.24.2.1.1	SECTION 380.20	380.20 [Reserved]
12:6.0.1.1.24.2.1.2	SECTION 380.21	380.21 Priorities.
12:6.0.1.1.24.2.1.3	SECTION 380.22	380.22 Administrative expenses of the receiver.
12:6.0.1.1.24.2.1.4	SECTION 380.23	380.23 Amounts owed to the United States.
12:6.0.1.1.24.2.1.5	SECTION 380.24	380.24 Priority of claims arising out of loss of setoff rights.
12:6.0.1.1.24.2.1.6	SECTION 380.25	380.25 Post-insolvency interest.
12:6.0.1.1.24.2.1.7	SECTION 380.26	380.26 Effect of transfer of assets and obligations to a bridge financial company.
12:6.0.1.1.24.2.1.8	SECTION 380.27	380.27 Treatment of similarly situated claimants.
12:6.0.1.1.24.2.1.9	SECTION 380.28-380.29	380.28-380.29 [Reserved]
12:6.0.1.1.24.3	SUBPART C	Subpart C - Receivership Administrative Claims Process
12:6.0.1.1.24.3.1.1	SECTION 380.30	380.30 Receivership administrative claims process.
12:6.0.1.1.24.3.1.2	SECTION 380.31	380.31 Scope.
12:6.0.1.1.24.3.1.3	SECTION 380.32	380.32 Claims bar date.
12:6.0.1.1.24.3.1.4	SECTION 380.33	380.33 Notice requirements.
12:6.0.1.1.24.3.1.5	SECTION 380.34	380.34 Procedures for filing claim.
12:6.0.1.1.24.3.1.6	SECTION 380.35	380.35 Determination of claims.
12:6.0.1.1.24.3.1.7	SECTION 380.36	380.36 Decision period.
12:6.0.1.1.24.3.1.8	SECTION 380.37	380.37 Notification of determination.
12:6.0.1.1.24.3.1.9	SECTION 380.38	380.38 Procedures for seeking judicial determination of disallowed claim.
12:6.0.1.1.24.3.1.10	SECTION 380.39	380.39 Contingent claims.
12:6.0.1.1.24.3.1.11	SECTION 380.40-380.49	380.40-380.49 [Reserved]
12:6.0.1.1.24.3.1.12	SECTION 380.50	380.50 Determination of secured claims.
12:6.0.1.1.24.3.1.13	SECTION 380.51	380.51 Consent to certain actions.
12:6.0.1.1.24.3.1.14	SECTION 380.52	380.52 Adequate protection.
12:6.0.1.1.24.3.1.15	SECTION 380.53	380.53 Repudiation of secured contract.
12:6.0.1.1.24.4	SUBPART D	Subpart D - Orderly Liquidation of Covered Brokers or Dealers
12:6.0.1.1.24.4.1.1	SECTION 380.60	380.60 Definitions.
12:6.0.1.1.24.4.1.2	SECTION 380.61	380.61 Appointment of receiver and trustee for covered broker or dealer.
12:6.0.1.1.24.4.1.3	SECTION 380.62	380.62 Notice and application for protective decree for covered broker or dealer.
12:6.0.1.1.24.4.1.4	SECTION 380.63	380.63 Bridge broker or dealer.
12:6.0.1.1.24.4.1.5	SECTION 380.64	380.64 Claims of customers and other creditors of a covered broker or dealer.
12:6.0.1.1.24.4.1.6	SECTION 380.65	380.65 Priorities for unsecured claims against a covered broker or dealer.
12:6.0.1.1.24.4.1.7	SECTION 380.66	380.66 Administrative expenses of SIPC.
12:6.0.1.1.24.4.1.8	SECTION 380.67	380.67 Qualified Financial Contracts.

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