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Title 12
PART 349
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Title 12
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Volume 6
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Chapter III
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Subchapter B
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Part 349
Part 349 - Derivatives
PART 349 - DERIVATIVES
Source:
76 FR 40789, July 12, 2011, unless otherwise noted.
Source: 76 FR 40789, July 12, 2011, unless otherwise noted.
12:6.0.1.1.3.1
SUBPART A
Subpart A - Margin and Capital Requirements for Covered Swap Entities
12:6.0.1.1.3.1.1.1
SECTION 349.1
349.1 Authority, purpose, scope, exemptions and compliance dates.
12:6.0.1.1.3.1.1.2
SECTION 349.2
349.2 Definitions.
12:6.0.1.1.3.1.1.3
SECTION 349.3
349.3 Initial margin.
12:6.0.1.1.3.1.1.4
SECTION 349.4
349.4 Variation margin.
12:6.0.1.1.3.1.1.5
SECTION 349.5
349.5 Netting arrangements, minimum transfer amount, and satisfaction of collecting and posting requirements.
12:6.0.1.1.3.1.1.6
SECTION 349.6
349.6 Eligible collateral.
12:6.0.1.1.3.1.1.7
SECTION 349.7
349.7 Segregation of collateral.
12:6.0.1.1.3.1.1.8
SECTION 349.8
349.8 Initial margin models and standardized amounts.
12:6.0.1.1.3.1.1.9
SECTION 349.9
349.9 Cross-border application of margin requirements.
12:6.0.1.1.3.1.1.10
SECTION 349.10
349.10 Documentation of margin matters.
12:6.0.1.1.3.1.1.11
SECTION 349.11
349.11 Special rules for affiliates.
12:6.0.1.1.3.1.1.12
SECTION 349.12
349.12 Capital.
12:6.0.1.1.3.1.1.13.1
APPENDIX Appendix A
Appendix A to Subpart A of Part 349 - Standardized Minimum Initial Margin Requirements for Non-cleared Swaps and Non - cleared Security-based Swaps
12:6.0.1.1.3.1.1.13.2
APPENDIX Appendix B
Appendix B to Subpart A of Part 349 - Margin Values for Eligible Noncash Margin Collateral
12:6.0.1.1.3.2
SUBPART B
Subpart B - Retail Foreign Exchange Transactions
12:6.0.1.1.3.2.1.1
SECTION 349.13
349.13 Authority, purpose, and scope.
12:6.0.1.1.3.2.1.2
SECTION 349.14
349.14 Definitions.
12:6.0.1.1.3.2.1.3
SECTION 349.15
349.15 Prohibited transactions.
12:6.0.1.1.3.2.1.4
SECTION 349.16
349.16 Filing procedures.
12:6.0.1.1.3.2.1.5
SECTION 349.17
349.17 Application and closing out of offsetting long and short positions.
12:6.0.1.1.3.2.1.6
SECTION 349.18
349.18 Disclosure.
12:6.0.1.1.3.2.1.7
SECTION 349.19
349.19 Recordkeeping.
12:6.0.1.1.3.2.1.8
SECTION 349.20
349.20 Capital requirements.
12:6.0.1.1.3.2.1.9
SECTION 349.21
349.21 Margin requirements.
12:6.0.1.1.3.2.1.10
SECTION 349.22
349.22 Required reporting to customers.
12:6.0.1.1.3.2.1.11
SECTION 349.23
349.23 Unlawful representations.
12:6.0.1.1.3.2.1.12
SECTION 349.24
349.24 Authorization to trade.
12:6.0.1.1.3.2.1.13
SECTION 349.25
349.25 Trading and operational standards.
12:6.0.1.1.3.2.1.14
SECTION 349.26
349.26 Supervision.
12:6.0.1.1.3.2.1.15
SECTION 349.27
349.27 Notice of transfers.
12:6.0.1.1.3.2.1.16
SECTION 349.28
349.28 Customer dispute resolution.