Title 49

Volume 8 CHAPTER X SUBCHAP B

Subchapter B - Rules Of Practice

49:8.1.1.2.29PART 1100-1129
Parts 1100-1129 - Rules of General Applicability
49:8.1.1.2.30PART 1100
PART 1100 - GENERAL PROVISIONS
49:8.1.1.2.30.0.1.1SECTION 1100.1
     1100.1 Scope of rules.
49:8.1.1.2.30.0.1.2SECTION 1100.2
     1100.2 Applicability.
49:8.1.1.2.30.0.1.3SECTION 1100.3
     1100.3 Liberal construction.
49:8.1.1.2.30.0.1.4SECTION 1100.4
     1100.4 Information and inquiries.
49:8.1.1.2.31PART 1101
PART 1101 - DEFINITIONS AND CONSTRUCTION
49:8.1.1.2.31.0.1.1SECTION 1101.1
     1101.1 Statutory definitions.
49:8.1.1.2.31.0.1.2SECTION 1101.2
     1101.2 Definitions applicable to this subchapter.
49:8.1.1.2.31.0.1.3SECTION 1101.3
     1101.3 Construction.
49:8.1.1.2.32PART 1102
PART 1102 - COMMUNICATIONS
49:8.1.1.2.32.0.1.1SECTION 1102.1
     1102.1 How addressed.
49:8.1.1.2.32.0.1.2SECTION 1102.2
     1102.2 Procedures governing ex parte communications.
49:8.1.1.2.33PART 1103
PART 1103 - PRACTITIONERS
49:8.1.1.2.33.1SUBPART A
Subpart A - General Information
49:8.1.1.2.33.1.4.1SECTION 1103.1
     1103.1 Register of practitioners.
49:8.1.1.2.33.1.4.2SECTION 1103.2
     1103.2 Attorneys-at-law - qualifications and requirements to practice before the Board.
49:8.1.1.2.33.1.4.3SECTION 1103.3
     1103.3 Persons not attorneys-at-law - qualifications and requirements for practice before the Board.
49:8.1.1.2.33.1.4.4SECTION 1103.4
     1103.4 Initial appearances.
49:8.1.1.2.33.1.4.5SECTION 1103.5
     1103.5 Discipline.
49:8.1.1.2.33.2SUBPART B
Subpart B - Canons of Ethics
49:8.1.1.2.33.2.4SUBJGRP 4
  The Practitioner's Duties and Responsibilities Toward the Board
49:8.1.1.2.33.2.4.1SECTION 1103.10
     1103.10 Introduction.
49:8.1.1.2.33.2.4.2SECTION 1103.11
     1103.11 Standards of ethical conduct in courts of the United States to be observed.
49:8.1.1.2.33.2.4.3SECTION 1103.12
     1103.12 The practitioner's duty to and attitude toward the Board.
49:8.1.1.2.33.2.4.4SECTION 1103.13
     1103.13 Attempts to exert political or personal influence on the Board are prohibited.
49:8.1.1.2.33.2.4.5SECTION 1103.14
     1103.14 Private communications with the Board are prohibited.
49:8.1.1.2.33.2.5SUBJGRP 5
  The Practitioner's Duties and Responsibilities Toward a Client
49:8.1.1.2.33.2.5.6SECTION 1103.15
     1103.15 The practitioner's duty to clients, generally.
49:8.1.1.2.33.2.5.7SECTION 1103.16
     1103.16 Adverse influences and conflicting interests.
49:8.1.1.2.33.2.5.8SECTION 1103.17
     1103.17 Joint association of practitioners and conflicts of opinion.
49:8.1.1.2.33.2.5.9SECTION 1103.18
     1103.18 Withdrawal from employment.
49:8.1.1.2.33.2.5.10SECTION 1103.19
     1103.19 Advising upon the merits of a client's cause.
49:8.1.1.2.33.2.5.11SECTION 1103.20
     1103.20 Practitioner's fees and related practices.
49:8.1.1.2.33.2.5.12SECTION 1103.21
     1103.21 How far a practitioner may go in supporting a client's cause.
49:8.1.1.2.33.2.5.13SECTION 1103.22
     1103.22 Restraining clients from improprieties.
49:8.1.1.2.33.2.5.14SECTION 1103.23
     1103.23 Confidences of a client.
49:8.1.1.2.33.2.6SUBJGRP 6
  The Practitioner's Duties and Responsibilities Regarding Witnesses, Other Litigants and the Public
49:8.1.1.2.33.2.6.15SECTION 1103.24
     1103.24 Use of adverse witnesses.
49:8.1.1.2.33.2.6.16SECTION 1103.25
     1103.25 Treatment of witnesses, litigants and other counsel.
49:8.1.1.2.33.2.6.17SECTION 1103.26
     1103.26 Discussion of pending litigation in the public press.
49:8.1.1.2.33.2.6.18SECTION 1103.27
     1103.27 Candor and fairness in dealing with other litigants.
49:8.1.1.2.33.2.6.19SECTION 1103.28
     1103.28 Negotiations with opposing party.
49:8.1.1.2.33.2.6.20SECTION 1103.29
     1103.29 Public communication and solicitation.
49:8.1.1.2.33.2.6.21SECTION 1103.30
     1103.30 Acceptance of employment.
49:8.1.1.2.33.2.6.22SECTION 1103.31
     1103.31 Responsibility for litigation.
49:8.1.1.2.33.2.6.23SECTION 1103.32
     1103.32 Discovery of imposition and deception and duty to report corrupt or dishonest conduct.
49:8.1.1.2.33.2.6.24SECTION 1103.33
     1103.33 Responsibility when proposing a person for admission to practice before the Board.
49:8.1.1.2.33.2.6.25SECTION 1103.34
     1103.34 Intermediaries.
49:8.1.1.2.33.2.6.26SECTION 1103.35
     1103.35 Partnership or professional corporation names and titles.
49:8.1.1.2.34PART 1104
PART 1104 - FILING WITH THE BOARD-COPIES-VERIFICATION-SERVICE-PLEADINGS, GENERALLY
49:8.1.1.2.34.0.7.1SECTION 1104.1
     1104.1 Address, identification, and electronic filing option.
49:8.1.1.2.34.0.7.2SECTION 1104.2
     1104.2 Document specifications.
49:8.1.1.2.34.0.7.3SECTION 1104.3
     1104.3 Paper filings, electronic submissions, and copies.
49:8.1.1.2.34.0.7.4SECTION 1104.4
     1104.4 Attestation and verification.
49:8.1.1.2.34.0.7.5SECTION 1104.5
     1104.5 Affirmation or declarations under penalty of perjury in accordance with 18 U.S.C. 1621 in lieu of oath.
49:8.1.1.2.34.0.7.6SECTION 1104.6
     1104.6 Timely filing required.
49:8.1.1.2.34.0.7.7SECTION 1104.7
     1104.7 Computation and extension of time.
49:8.1.1.2.34.0.7.8SECTION 1104.8
     1104.8 Objectionable matter.
49:8.1.1.2.34.0.7.9SECTION 1104.9
     1104.9 [Reserved]
49:8.1.1.2.34.0.7.10SECTION 1104.10
     1104.10 Rejection of a deficient document.
49:8.1.1.2.34.0.7.11SECTION 1104.11
     1104.11 Amendments.
49:8.1.1.2.34.0.7.12SECTION 1104.12
     1104.12 Service of pleadings, papers, and decisions.
49:8.1.1.2.34.0.7.13SECTION 1104.13
     1104.13 Replies and motions.
49:8.1.1.2.34.0.7.14SECTION 1104.14
     1104.14 Protective orders to maintain confidentiality.
49:8.1.1.2.34.0.7.15SECTION 1104.15
     1104.15 Certification of eligibility for Federal benefits under 21 U.S.C. 862.
49:8.1.1.2.35PART 1105
PART 1105 - PROCEDURES FOR IMPLEMENTATION OF ENVIRONMENTAL LAWS
49:8.1.1.2.35.0.7.1SECTION 1105.1
     1105.1 Purpose.
49:8.1.1.2.35.0.7.2SECTION 1105.2
     1105.2 Responsibility for administration of these rules.
49:8.1.1.2.35.0.7.3SECTION 1105.3
     1105.3 Information and assistance.
49:8.1.1.2.35.0.7.4SECTION 1105.4
     1105.4 Definitions.
49:8.1.1.2.35.0.7.5SECTION 1105.5
     1105.5 Determinative criteria.
49:8.1.1.2.35.0.7.6SECTION 1105.6
     1105.6 Classification of actions.
49:8.1.1.2.35.0.7.7SECTION 1105.7
     1105.7 Environmental reports.
49:8.1.1.2.35.0.7.8SECTION 1105.8
     1105.8 Historic Reports.
49:8.1.1.2.35.0.7.9SECTION 1105.9
     1105.9 Coastal Zone Management Act requirements.
49:8.1.1.2.35.0.7.10SECTION 1105.10
     1105.10 Board procedures.
49:8.1.1.2.35.0.7.11SECTION 1105.11
     1105.11 Transmittal letter for Applicant's Report.
49:8.1.1.2.35.0.7.12SECTION 1105.12
     1105.12 Sample newspaper notices for abandonment exemption cases.
49:8.1.1.2.36PART 1106
PART 1106 - PROCEDURES FOR SURFACE TRANSPORTATION BOARD CONSIDERATION OF SAFETY INTEGRATION PLANS IN CASES INVOLVING RAILROAD CONSOLIDATIONS, MERGERS, AND ACQUISITIONS OF CONTROL
49:8.1.1.2.36.0.7.1SECTION 1106.1
     1106.1 Purpose.
49:8.1.1.2.36.0.7.2SECTION 1106.2
     1106.2 Definitions.
49:8.1.1.2.36.0.7.3SECTION 1106.3
     1106.3 Actions for which Safety Integration Plan is required.
49:8.1.1.2.36.0.7.4SECTION 1106.4
     1106.4 The Safety Integration Plan process.
49:8.1.1.2.36.0.7.5SECTION 1106.5
     1106.5 Waiver.
49:8.1.1.2.36.0.7.6SECTION 1106.6
     1106.6 Reservation of Jurisdiction.
49:8.1.1.2.37PART 1107
PART 1107 [RESERVED]
49:8.1.1.2.38PART 1108
PART 1108 - ARBITRATION OF CERTAIN DISPUTES SUBJECT TO THE STATUTORY JURISDICTION OF THE SURFACE TRANSPORTATION BOARD
49:8.1.1.2.38.0.7.1SECTION 1108.1
     1108.1 Definitions.
49:8.1.1.2.38.0.7.2SECTION 1108.2
     1108.2 Statement of purpose, organization, and jurisdiction.
49:8.1.1.2.38.0.7.3SECTION 1108.3
     1108.3 Participation in the Board's arbitration program.
49:8.1.1.2.38.0.7.4SECTION 1108.4
     1108.4 Use of arbitration.
49:8.1.1.2.38.0.7.5SECTION 1108.5
     1108.5 Arbitration commencement procedures.
49:8.1.1.2.38.0.7.6SECTION 1108.6
     1108.6 Arbitrators.
49:8.1.1.2.38.0.7.7SECTION 1108.7
     1108.7 Arbitration procedures.
49:8.1.1.2.38.0.7.8SECTION 1108.8
     1108.8 Relief.
49:8.1.1.2.38.0.7.9SECTION 1108.9
     1108.9 Decisions.
49:8.1.1.2.38.0.7.10SECTION 1108.10
     1108.10 Precedent.
49:8.1.1.2.38.0.7.11SECTION 1108.11
     1108.11 Enforcement and appeals.
49:8.1.1.2.38.0.7.12SECTION 1108.12
     1108.12 Fees and costs.
49:8.1.1.2.38.0.7.13SECTION 1108.13
     1108.13 Additional parties per side.
49:8.1.1.2.39PART 1109
PART 1109 - USE OF MEDIATION IN BOARD PROCEEDINGS
49:8.1.1.2.39.0.7.1SECTION 1109.1
     1109.1 Mediation statement of purpose, organization, and jurisdiction.
49:8.1.1.2.39.0.7.2SECTION 1109.2
     1109.2 Commencement of mediation.
49:8.1.1.2.39.0.7.3SECTION 1109.3
     1109.3 Mediation procedures.
49:8.1.1.2.39.0.7.4SECTION 1109.4
     1109.4 Mandatory mediation in rate cases to be considered under the stand-alone cost methodology.
49:8.1.1.2.39.0.7.5SECTION 1109.5
     1109.5 Resolution of certain disputes involving the State Sponsored Route Committee and the Northeast Corridor Commission.
49:8.1.1.2.40PART 1110
PART 1110 - PROCEDURES GOVERNING INFORMAL RULEMAKING PROCEEDINGS
49:8.1.1.2.40.0.7.1SECTION 1110.1
     1110.1 Applicability.
49:8.1.1.2.40.0.7.2SECTION 1110.2
     1110.2 Opening of proceeding.
49:8.1.1.2.40.0.7.3SECTION 1110.3
     1110.3 Publication of notices.
49:8.1.1.2.40.0.7.4SECTION 1110.4
     1110.4 Participation.
49:8.1.1.2.40.0.7.5SECTION 1110.5
     1110.5 Consideration of comments received.
49:8.1.1.2.40.0.7.6SECTION 1110.6
     1110.6 Petitions for extension of time to comment.
49:8.1.1.2.40.0.7.7SECTION 1110.7
     1110.7 Availability of dockets.
49:8.1.1.2.40.0.7.8SECTION 1110.8
     1110.8 Adoption of final rules.
49:8.1.1.2.40.0.7.9SECTION 1110.9
     1110.9 Petition for waiver.
49:8.1.1.2.40.0.7.10SECTION 1110.10
     1110.10 Petitions for reconsideration.
49:8.1.1.2.41PART 1111
PART 1111 - COMPLAINT AND INVESTIGATION PROCEDURES
49:8.1.1.2.41.0.7.1SECTION 1111.1
     1111.1 Pre-filing procedures in stand-alone cost cases.
49:8.1.1.2.41.0.7.2SECTION 1111.2
     1111.2 Content of formal complaints; joinder.
49:8.1.1.2.41.0.7.3SECTION 1111.3
     1111.3 Amended and supplemental complaints.
49:8.1.1.2.41.0.7.4SECTION 1111.4
     1111.4 Service.
49:8.1.1.2.41.0.7.5SECTION 1111.5
     1111.5 Answers and cross complaints.
49:8.1.1.2.41.0.7.6SECTION 1111.6
     1111.6 Motions to dismiss or to make more definite.
49:8.1.1.2.41.0.7.7SECTION 1111.7
     1111.7 Satisfaction of complaint.
49:8.1.1.2.41.0.7.8SECTION 1111.8
     1111.8 Investigations on the Board's own motion.
49:8.1.1.2.41.0.7.9SECTION 1111.9
     1111.9 Procedural schedule in stand-alone cost cases.
49:8.1.1.2.41.0.7.10SECTION 1111.10
     1111.10 Procedural schedule in cases using simplified standards.
49:8.1.1.2.41.0.7.11SECTION 1111.11
     1111.11 Meeting to discuss procedural matters.
49:8.1.1.2.42PART 1112
PART 1112 - MODIFIED PROCEDURES
49:8.1.1.2.42.0.7.1SECTION 1112.1
     1112.1 When modified procedure is used.
49:8.1.1.2.42.0.7.2SECTION 1112.2
     1112.2 Decisions directing modified procedure.
49:8.1.1.2.42.0.7.3SECTION 1112.3
     1112.3 Default for failure to comply with schedule; effect of default.
49:8.1.1.2.42.0.7.4SECTION 1112.4
     1112.4 Petitions to intervene.
49:8.1.1.2.42.0.7.5SECTION 1112.5
     1112.5 Joint pleadings.
49:8.1.1.2.42.0.7.6SECTION 1112.6
     1112.6 Verified statements; contents.
49:8.1.1.2.42.0.7.7SECTION 1112.7
     1112.7 Records in other Board proceedings.
49:8.1.1.2.42.0.7.8SECTION 1112.8
     1112.8 Verification.
49:8.1.1.2.42.0.7.9SECTION 1112.9
     1112.9 Sample verification for statement of fact under modified procedure.
49:8.1.1.2.42.0.7.10SECTION 1112.10
     1112.10 Requests for oral hearings and cross examination.
49:8.1.1.2.42.0.7.11SECTION 1112.11
     1112.11 Authority of officers.
49:8.1.1.2.43PART 1113
PART 1113 - ORAL HEARING
49:8.1.1.2.43.0.7.1SECTION 1113.1
     1113.1 Scheduling hearings; continued hearings.
49:8.1.1.2.43.0.7.2SECTION 1113.2
     1113.2 Subpoenas.
49:8.1.1.2.43.0.7.3SECTION 1113.3
     1113.3 Authority of officers.
49:8.1.1.2.43.0.7.4SECTION 1113.4
     1113.4 Prehearing conferences.
49:8.1.1.2.43.0.7.5SECTION 1113.5
     1113.5 Stipulations.
49:8.1.1.2.43.0.7.6SECTION 1113.6
     1113.6 Appearances; withdrawal or absence from hearing.
49:8.1.1.2.43.0.7.7SECTION 1113.7
     1113.7 Intervention; petitions.
49:8.1.1.2.43.0.7.8SECTION 1113.8
     1113.8 Witness examination; order of procedure.
49:8.1.1.2.43.0.7.9SECTION 1113.9
     1113.9 Prepared statements.
49:8.1.1.2.43.0.7.10SECTION 1113.10
     1113.10 Records in other Board proceedings.
49:8.1.1.2.43.0.7.11SECTION 1113.11
     1113.11 Abstracts of documents.
49:8.1.1.2.43.0.7.12SECTION 1113.12
     1113.12 Exhibits.
49:8.1.1.2.43.0.7.13SECTION 1113.13
     1113.13 Filing evidence subsequent to hearing.
49:8.1.1.2.43.0.7.14SECTION 1113.14
     1113.14 Objections to rulings.
49:8.1.1.2.43.0.7.15SECTION 1113.15
     1113.15 Interlocutory appeals.
49:8.1.1.2.43.0.7.16SECTION 1113.16
     1113.16 Oral argument before the hearing officer.
49:8.1.1.2.43.0.7.17SECTION 1113.17
     1113.17 Transcript of record.
49:8.1.1.2.43.0.7.18SECTION 1113.18
     1113.18 Briefs.
49:8.1.1.2.43.0.7.19SECTION 1113.19
     1113.19 Pleadings: part of the record.
49:8.1.1.2.43.0.7.20SECTION 1113.20-1113.30
     1113.20-1113.30 [Reserved]
49:8.1.1.2.44PART 1114
PART 1114 - EVIDENCE; DISCOVERY
49:8.1.1.2.44.1SUBPART A
Subpart A - General Rules of Evidence
49:8.1.1.2.44.1.7.1SECTION 1114.1
     1114.1 Admissibility.
49:8.1.1.2.44.1.7.2SECTION 1114.2
     1114.2 Official records.
49:8.1.1.2.44.1.7.3SECTION 1114.3
     1114.3 Admissibility of business records.
49:8.1.1.2.44.1.7.4SECTION 1114.4
     1114.4 Documents in Board's files.
49:8.1.1.2.44.1.7.5SECTION 1114.5
     1114.5 Records in other Board proceedings.
49:8.1.1.2.44.1.7.6SECTION 1114.6
     1114.6 Official notice of corroborative material.
49:8.1.1.2.44.1.7.7SECTION 1114.7
     1114.7 Exhibits.
49:8.1.1.2.44.2SUBPART B
Subpart B - Discovery
49:8.1.1.2.44.2.7.1SECTION 1114.21
     1114.21 Applicability; general provisions.
49:8.1.1.2.44.2.7.2SECTION 1114.22
     1114.22 Deposition.
49:8.1.1.2.44.2.7.3SECTION 1114.23
     1114.23 Depositions; location, officer, time, fees, absence, disqualification.
49:8.1.1.2.44.2.7.4SECTION 1114.24
     1114.24 Depositions; procedures.
49:8.1.1.2.44.2.7.5SECTION 1114.25
     1114.25 Effect of errors and irregularities in depositions.
49:8.1.1.2.44.2.7.6SECTION 1114.26
     1114.26 Written interrogatories to parties.
49:8.1.1.2.44.2.7.7SECTION 1114.27
     1114.27 Request for admission.
49:8.1.1.2.44.2.7.8SECTION 1114.28
     1114.28 Depositions, requests for admission, written interrogatories, and responses thereto: inclusion in record.
49:8.1.1.2.44.2.7.9SECTION 1114.29
     1114.29 Supplementation of responses.
49:8.1.1.2.44.2.7.10SECTION 1114.30
     1114.30 Production of documents and records and entry upon land for inspection and other purposes.
49:8.1.1.2.44.2.7.11SECTION 1114.31
     1114.31 Failure to respond to discovery.
49:8.1.1.2.45PART 1115
PART 1115 - APPELLATE PROCEDURES
49:8.1.1.2.45.0.7.1SECTION 1115.1
     1115.1 Scope of rule.
49:8.1.1.2.45.0.7.2SECTION 1115.2
     1115.2 Initial decisions.
49:8.1.1.2.45.0.7.3SECTION 1115.3
     1115.3 Board actions other than initial decisions.
49:8.1.1.2.45.0.7.4SECTION 1115.4
     1115.4 Petitions to reopen administratively final actions.
49:8.1.1.2.45.0.7.5SECTION 1115.5
     1115.5 Petitions for other relief.
49:8.1.1.2.45.0.7.6SECTION 1115.6
     1115.6 Exhaustion of remedies and judicial review.
49:8.1.1.2.45.0.7.7SECTION 1115.7
     1115.7 Petitions for judicial review; mailing address.
49:8.1.1.2.45.0.7.8SECTION 1115.8
     1115.8 Petitions to review arbitration decisions.
49:8.1.1.2.45.0.7.9SECTION 1115.9
     1115.9 Interlocutory appeals.
49:8.1.1.2.46PART 1116
PART 1116 - ORAL ARGUMENT BEFORE THE BOARD
49:8.1.1.2.46.0.7.1SECTION 1116.1
     1116.1 Requests.
49:8.1.1.2.46.0.7.2SECTION 1116.2
     1116.2 Manner of presentation.
49:8.1.1.2.47PART 1117
PART 1117 - PETITIONS (FOR RELIEF) NOT OTHERWISE COVERED
49:8.1.1.2.47.0.7.1SECTION 1117.1
     1117.1 Petitions.
49:8.1.1.2.48PART 1119
PART 1119 - COMPLIANCE WITH BOARD DECISIONS
49:8.1.1.2.48.0.7.1SECTION 1119.1
     1119.1 Compliance.
49:8.1.1.2.49PART 1120
PART 1120 - USE OF 1977-1978 STUDY OF MOTOR CARRIER PLATFORM HANDLING FACTORS
49:8.1.1.2.49.0.7.1SECTION 1120.1
     1120.1 Scope.
49:8.1.1.2.49.0.7.2SECTION 1120.2
     1120.2 Purpose.
49:8.1.1.2.50PART 1121
PART 1121 - RAIL EXEMPTION PROCEDURES
49:8.1.1.2.50.0.7.1SECTION 1121.1
     1121.1 Scope.
49:8.1.1.2.50.0.7.2SECTION 1121.2
     1121.2 Discovery.
49:8.1.1.2.50.0.7.3SECTION 1121.3
     1121.3 Content.
49:8.1.1.2.50.0.7.4SECTION 1121.4
     1121.4 Procedures.
49:8.1.1.2.51PART 1122
PART 1122 - BOARD-INITIATED INVESTIGATIONS
49:8.1.1.2.51.0.7.1SECTION 1122.1
     1122.1 Definitions.
49:8.1.1.2.51.0.7.2SECTION 1122.2
     1122.2 Scope and applicability of this part.
49:8.1.1.2.51.0.7.3SECTION 1122.3
     1122.3 Preliminary Fact-Finding.
49:8.1.1.2.51.0.7.4SECTION 1122.4
     1122.4 Board-Initiated Investigations.
49:8.1.1.2.51.0.7.5SECTION 1122.5
     1122.5 Procedural rules.
49:8.1.1.2.51.0.7.6SECTION 1122.6
     1122.6 Confidentiality.
49:8.1.1.2.51.0.7.7SECTION 1122.7
     1122.7 Request for confidential treatment.
49:8.1.1.2.51.0.7.8SECTION 1122.8
     1122.8 Limitation on participation.
49:8.1.1.2.51.0.7.9SECTION 1122.9
     1122.9 Power of persons conducting Board-Initiated Investigations.
49:8.1.1.2.51.0.7.10SECTION 1122.10
     1122.10 Transcripts.
49:8.1.1.2.51.0.7.11SECTION 1122.11
     1122.11 Rights of witnesses.
49:8.1.1.2.51.0.7.12SECTION 1122.12
     1122.12 Certifications and false statements.
49:8.1.1.2.51.0.7.13SECTION 1122.13
     1122.13 Right to submit statements.
49:8.1.1.2.51.0.7.14.3APPENDIX Appendix A
  Appendix A to Part 1122 - Informal Procedure Relating to Recommendations and Summary of Findings From the Board-Initiated Investigation
49:8.1.1.2.52PART 1123-1129
PARTS 1123-1129 [RESERVED]
49:8.1.1.2.53PART 1130-1149
Parts 1130-1149 - Rate Procedures
49:8.1.1.2.54PART 1130
PART 1130 - INFORMAL COMPLAINTS
49:8.1.1.2.54.0.7.1SECTION 1130.1
     1130.1 When no damages sought.
49:8.1.1.2.54.0.7.2SECTION 1130.2
     1130.2 When damages sought.
49:8.1.1.2.55PART 1132
PART 1132 - PROTESTS REQUESTING SUSPENSION AND INVESTIGATION OF COLLECTIVE RATEMAKING ACTIONS
49:8.1.1.2.55.0.7.1SECTION 1132.1
     1132.1 Protest against collective ratemaking actions.
49:8.1.1.2.55.0.7.2SECTION 1132.2
     1132.2 Procedures in certain suspension matters.
49:8.1.1.2.56PART 1133
PART 1133 - RECOVERY OF DAMAGES
49:8.1.1.2.56.0.7.1SECTION 1133.1
     1133.1 Freight bill filing requirement under modified procedure.
49:8.1.1.2.56.0.7.2SECTION 1133.2
     1133.2 Statement of claimed damages based on Board findings.
49:8.1.1.2.57PART 1135
PART 1135 - RAILROAD COST RECOVERY PROCEDURES
49:8.1.1.2.57.0.7.1SECTION 1135.1
     1135.1 Quarterly adjustment.
49:8.1.1.2.57.0.7.2SECTION 1135.2
     1135.2 Revenue Shortfall Allocation Method: Annual State tax information.
49:8.1.1.2.58PART 1141
PART 1141 - PROCEDURES TO CALCULATE INTEREST RATES
49:8.1.1.2.58.0.7.1SECTION 1141.1
     1141.1 Procedures to calculate interest rates.
49:8.1.1.2.59PART 1144
PART 1144 - INTRAMODAL RAIL COMPETITION
49:8.1.1.2.59.0.7.1SECTION 1144.1
     1144.1 Negotiation.
49:8.1.1.2.59.0.7.2SECTION 1144.2
     1144.2 Prescription.
49:8.1.1.2.59.0.7.3SECTION 1144.3
     1144.3 General.
49:8.1.1.2.60PART 1146
PART 1146 - EXPEDITED RELIEF FOR SERVICE EMERGENCIES
49:8.1.1.2.60.0.7.1SECTION 1146.1
     1146.1 Prescription of alternative rail service.
49:8.1.1.2.61PART 1147
PART 1147 - TEMPORARY RELIEF UNDER 49 U.S.C. 10705 AND 11102 FOR SERVICE INADEQUACIES
49:8.1.1.2.61.0.7.1SECTION 1147.1
     1147.1 Prescription of alternative rail service.
49:8.1.1.2.62PART 1148-1149
PARTS 1148-1149 [RESERVED]
49:8.1.1.2.63PART 1150-1176
Parts 1150-1176 - Licensing Procedures
49:8.1.1.2.64PART 1150-1159
Parts 1150-1159 - Rail Licensing Procedures
49:8.1.1.2.65PART 1150
PART 1150 - CERTIFICATE TO CONSTRUCT, ACQUIRE, OR OPERATE RAILROAD LINES
49:8.1.1.2.65.1SUBPART A
Subpart A - Applications Under 49 U.S.C. 10901
49:8.1.1.2.65.1.7.1SECTION 1150.1
     1150.1 Introduction.
49:8.1.1.2.65.1.7.2SECTION 1150.2
     1150.2 Overview.
49:8.1.1.2.65.1.7.3SECTION 1150.3
     1150.3 Information about applicant(s).
49:8.1.1.2.65.1.7.4SECTION 1150.4
     1150.4 Information about the proposal.
49:8.1.1.2.65.1.7.5SECTION 1150.5
     1150.5 Operational data.
49:8.1.1.2.65.1.7.6SECTION 1150.6
     1150.6 Financial information.
49:8.1.1.2.65.1.7.7SECTION 1150.7
     1150.7 Environmental and energy data.
49:8.1.1.2.65.1.7.8SECTION 1150.8
     1150.8 Additional support.
49:8.1.1.2.65.1.7.9SECTION 1150.9
     1150.9 Notice.
49:8.1.1.2.65.1.7.10SECTION 1150.10
     1150.10 Procedures.
49:8.1.1.2.65.2SUBPART B
Subpart B - Designated Operators
49:8.1.1.2.65.2.7.1SECTION 1150.11
     1150.11 Introduction.
49:8.1.1.2.65.2.7.2SECTION 1150.12
     1150.12 Information about the designated operator.
49:8.1.1.2.65.2.7.3SECTION 1150.13
     1150.13 Relevant dates.
49:8.1.1.2.65.2.7.4SECTION 1150.14
     1150.14 Proposed service.
49:8.1.1.2.65.2.7.5SECTION 1150.15
     1150.15 Information about offeror.
49:8.1.1.2.65.2.7.6SECTION 1150.16
     1150.16 Procedures.
49:8.1.1.2.65.3SUBPART C
Subpart C - Modified Certificate of Public Convenience and Necessity
49:8.1.1.2.65.3.7.1SECTION 1150.21
     1150.21 Scope of rules.
49:8.1.1.2.65.3.7.2SECTION 1150.22
     1150.22 Exemptions and common carrier status.
49:8.1.1.2.65.3.7.3SECTION 1150.23
     1150.23 Modified certificate of public convenience and necessity.
49:8.1.1.2.65.3.7.4SECTION 1150.24
     1150.24 Termination of service.
49:8.1.1.2.65.4SUBPART D
Subpart D - Exempt Transactions Under 49 U.S.C. 10901
49:8.1.1.2.65.4.7.1SECTION 1150.31
     1150.31 Scope of exemption.
49:8.1.1.2.65.4.7.2SECTION 1150.32
     1150.32 Procedures and relevant dates - transactions that involve creation of Class III carriers.
49:8.1.1.2.65.4.7.3SECTION 1150.33
     1150.33 Information to be contained in notice - transactions that involve creation of Class III carriers.
49:8.1.1.2.65.4.7.4SECTION 1150.34
     1150.34 Caption summary - transactions that involve creation of Class III carriers.
49:8.1.1.2.65.4.7.5SECTION 1150.35
     1150.35 Procedures and relevant dates - transactions that involve creation of Class I or Class II carriers.
49:8.1.1.2.65.4.7.6SECTION 1150.36
     1150.36 Exempt construction of connecting track.
49:8.1.1.2.65.5SUBPART E
Subpart E - Exempt Transactions Under 49 U.S.C. 10902 for Class III Rail Carriers
49:8.1.1.2.65.5.7.1SECTION 1150.41
     1150.41 Scope of exemption.
49:8.1.1.2.65.5.7.2SECTION 1150.42
     1150.42 Procedures and relevant dates for small line acquisitions.
49:8.1.1.2.65.5.7.3SECTION 1150.43
     1150.43 Information to be contained in notice for small line acquisitions.
49:8.1.1.2.65.5.7.4SECTION 1150.44
     1150.44 Caption summary.
49:8.1.1.2.65.5.7.5SECTION 1150.45
     1150.45 Procedures and relevant dates - transactions under section 10902 that involve creation of Class I or Class II rail carriers.
49:8.1.1.2.66PART 1151
PART 1151 - FEEDER RAILROAD DEVELOPMENT PROGRAM
49:8.1.1.2.66.0.7.1SECTION 1151.1
     1151.1 Scope.
49:8.1.1.2.66.0.7.2SECTION 1151.2
     1151.2 Procedures.
49:8.1.1.2.66.0.7.3SECTION 1151.3
     1151.3 Contents of application.
49:8.1.1.2.66.0.7.4SECTION 1151.4
     1151.4 Board determination.
49:8.1.1.2.67PART 1152
PART 1152 - ABANDONMENT AND DISCONTINUANCE OF RAIL LINES AND RAIL TRANSPORTATION UNDER 49 U.S.C. 10903
49:8.1.1.2.67.1SUBPART A
Subpart A - General
49:8.1.1.2.67.1.7.1SECTION 1152.1
     1152.1 Purpose and scope.
49:8.1.1.2.67.1.7.2SECTION 1152.2
     1152.2 Definitions.
49:8.1.1.2.67.2SUBPART B
Subpart B - System Diagram
49:8.1.1.2.67.2.7.1SECTION 1152.10
     1152.10 System diagram map.
49:8.1.1.2.67.2.7.2SECTION 1152.11
     1152.11 Description of lines to accompany the system diagram map or information to be contained in the narrative.
49:8.1.1.2.67.2.7.3SECTION 1152.12
     1152.12 Filing and publication.
49:8.1.1.2.67.2.7.4SECTION 1152.13
     1152.13 Amendment of the system diagram map or narrative.
49:8.1.1.2.67.2.7.5SECTION 1152.14
     1152.14 Availability of data.
49:8.1.1.2.67.2.7.6SECTION 1152.15
     1152.15 Reservation of jurisdiction.
49:8.1.1.2.67.3SUBPART C
Subpart C - Procedures Governing Notice, Applications, Financial Assistance, Acquisition for Public Use, and Trail Use
49:8.1.1.2.67.3.7.1SECTION 1152.20
     1152.20 Notice of intent to abandon or discontinue service.
49:8.1.1.2.67.3.7.2SECTION 1152.21
     1152.21 Form of notice.
49:8.1.1.2.67.3.7.3SECTION 1152.22
     1152.22 Contents of application.
49:8.1.1.2.67.3.7.4SECTION 1152.23
     1152.23 [Reserved]
49:8.1.1.2.67.3.7.5SECTION 1152.24
     1152.24 Filing and service of application.
49:8.1.1.2.67.3.7.6SECTION 1152.25
     1152.25 Participation in abandonment or discontinuance proceedings.
49:8.1.1.2.67.3.7.7SECTION 1152.26
     1152.26 Board determination under 49 U.S.C. 10903.
49:8.1.1.2.67.3.7.8SECTION 1152.27
     1152.27 Financial assistance procedures.
49:8.1.1.2.67.3.7.9SECTION 1152.28
     1152.28 Public use procedures.
49:8.1.1.2.67.3.7.10SECTION 1152.29
     1152.29 Prospective use of rights-of-way for interim trail use and rail banking.
49:8.1.1.2.67.4SUBPART D
Subpart D - Standards for Determining Costs, Revenues, and Return on Value
49:8.1.1.2.67.4.7.1SECTION 1152.30
     1152.30 General.
49:8.1.1.2.67.4.7.2SECTION 1152.31
     1152.31 Revenue and income attributable to branch lines.
49:8.1.1.2.67.4.7.3SECTION 1152.32
     1152.32 Calculation of avoidable costs.
49:8.1.1.2.67.4.7.4SECTION 1152.33
     1152.33 Apportionment rules for the assignment of expenses to on-branch costs.
49:8.1.1.2.67.4.7.5SECTION 1152.34
     1152.34 Return on investment.
49:8.1.1.2.67.4.7.6SECTION 1152.35
     1152.35 [Reserved]
49:8.1.1.2.67.4.7.7SECTION 1152.36
     1152.36 Submission of revenue and cost data.
49:8.1.1.2.67.4.7.8SECTION 1152.37
     1152.37 Financial status reports.
49:8.1.1.2.67.5SUBPART E
Subpart E [Reserved]
49:8.1.1.2.67.6SUBPART F
Subpart F - Exempt Abandonments and Discontinuances of Service and Trackage Rights
49:8.1.1.2.67.6.7.1SECTION 1152.50
     1152.50 Exempt abandonments and discontinuances of service and trackage rights.
49:8.1.1.2.67.7SUBPART G
Subpart G - Special Rules Applicable to Petitions for Abandonments or Discontinuances of Service or Trackage Rights Filed Under the 49 U.S.C. 10502 Exemption Procedure
49:8.1.1.2.67.7.7.1SECTION 1152.60
     1152.60 Special rules.
49:8.1.1.2.68PART 1155
PART 1155 - SOLID WASTE RAIL TRANSFER FACILITIES
49:8.1.1.2.68.1SUBPART A
Subpart A - General
49:8.1.1.2.68.1.7.1SECTION 1155.1
     1155.1 Purpose and scope.
49:8.1.1.2.68.1.7.2SECTION 1155.2
     1155.2 Definitions.
49:8.1.1.2.68.2SUBPART B
Subpart B - Procedures Governing Petitions To Require a Facility in Existence on October 16, 2008, To Apply for a Land-Use-Exemption Permit
49:8.1.1.2.68.2.7.1SECTION 1155.10
     1155.10 Contents of petition.
49:8.1.1.2.68.2.7.2SECTION 1155.11
     1155.11 Filing and service of petition.
49:8.1.1.2.68.2.7.3SECTION 1155.12
     1155.12 Participation in petition proceedings.
49:8.1.1.2.68.2.7.4SECTION 1155.13
     1155.13 Board determination with respect to a Governor's petition.
49:8.1.1.2.68.3SUBPART C
Subpart C - Procedures Governing Applications for a Land-Use-Exemption Permit
49:8.1.1.2.68.3.7.1SECTION 1155.20
     1155.20 Notice of intent to apply for a land-use-exemption permit.
49:8.1.1.2.68.3.7.2SECTION 1155.21
     1155.21 Contents of application.
49:8.1.1.2.68.3.7.3SECTION 1155.22
     1155.22 Filings and service of application.
49:8.1.1.2.68.3.7.4SECTION 1155.23
     1155.23 Participation in application proceedings.
49:8.1.1.2.68.3.7.5SECTION 1155.24
     1155.24 Environmental review.
49:8.1.1.2.68.3.7.6SECTION 1155.25
     1155.25 Transfer and termination of a land-use-exemption permit.
49:8.1.1.2.68.3.7.7SECTION 1155.26
     1155.26 Board determinations under 49 U.S.C. 10909.
49:8.1.1.2.68.3.7.8SECTION 1155.27
     1155.27 Petitions to modify, amend, or revoke a land-use-exemption permit.
49:8.1.1.2.68.3.7.9.4APPENDIX Appendix A
  Appendix A to Part 1155 - Form Notice of Intent To Apply
49:8.1.1.2.68.3.7.9.5APPENDIX Appendix B
  Appendix B to Part 1155 - Form Federal Register Notice
49:8.1.1.2.69PART 1156-1176
PARTS 1156-1176 [RESERVED]
49:8.1.1.2.70PART 1177-1199
Parts 1177-1199 - Finance Procedures
49:8.1.1.2.71PART 1177-1179
Parts 1177-1179 - Securities, Security Interests and Financial Structures
49:8.1.1.2.72PART 1177
PART 1177 - RECORDATION OF DOCUMENTS
49:8.1.1.2.72.0.7.1SECTION 1177.1
     1177.1 Definitions and classifications of documents.
49:8.1.1.2.72.0.7.2SECTION 1177.2
     1177.2 To whom documents should be submitted for recordation.
49:8.1.1.2.72.0.7.3SECTION 1177.3
     1177.3 Requirements for submission.
49:8.1.1.2.72.0.7.4SECTION 1177.4
     1177.4 Sample forms.
49:8.1.1.2.72.0.7.5SECTION 1177.5
     1177.5 Administrative procedure.
49:8.1.1.2.73PART 1178-1179
PARTS 1178-1179 [RESERVED]
49:8.1.1.2.74PART 1180-1189
Parts 1180-1189 - Combinations and Ownership
49:8.1.1.2.75PART 1180
PART 1180 - RAILROAD ACQUISITION, CONTROL, MERGER, CONSOLIDATION PROJECT, TRACKAGE RIGHTS, AND LEASE PROCEDURES
49:8.1.1.2.75.1SUBPART A
Subpart A - General Acquisition Procedures
49:8.1.1.2.75.1.7.1SECTION 1180.0
     1180.0 Scope and purpose.
49:8.1.1.2.75.1.7.2SECTION 1180.1
     1180.1 General policy statement for merger or control of at least two Class I railroads.
49:8.1.1.2.75.1.7.3SECTION 1180.2
     1180.2 Types of transactions.
49:8.1.1.2.75.1.7.4SECTION 1180.3
     1180.3 Definitions.
49:8.1.1.2.75.1.7.5SECTION 1180.4
     1180.4 Procedures.
49:8.1.1.2.75.1.7.6SECTION 1180.5
     1180.5 [Reserved]
49:8.1.1.2.75.1.7.7SECTION 1180.6
     1180.6 Supporting information.
49:8.1.1.2.75.1.7.8SECTION 1180.7
     1180.7 Market analyses.
49:8.1.1.2.75.1.7.9SECTION 1180.8
     1180.8 Operational data.
49:8.1.1.2.75.1.7.10SECTION 1180.9
     1180.9 Financial information.
49:8.1.1.2.75.1.7.11SECTION 1180.10
     1180.10 Service assurance plans.
49:8.1.1.2.75.1.7.12SECTION 1180.11
     1180.11 Transnational and other informational requirements.
49:8.1.1.2.75.2SUBPART B
Subpart B - Transfer or Operation of Lines of Railroads in Reorganization
49:8.1.1.2.75.2.7.1SECTION 1180.20
     1180.20 Procedures.
49:8.1.1.2.76PART 1182
PART 1182 - PURCHASE, MERGER, AND CONTROL OF MOTOR PASSENGER CARRIERS
49:8.1.1.2.76.0.7.1SECTION 1182.1
     1182.1 Applications covered by this part.
49:8.1.1.2.76.0.7.2SECTION 1182.2
     1182.2 Content of applications.
49:8.1.1.2.76.0.7.3SECTION 1182.3
     1182.3 Filing the application.
49:8.1.1.2.76.0.7.4SECTION 1182.4
     1182.4 Board review of the application.
49:8.1.1.2.76.0.7.5SECTION 1182.5
     1182.5 Comments.
49:8.1.1.2.76.0.7.6SECTION 1182.6
     1182.6 Processing an opposed application.
49:8.1.1.2.76.0.7.7SECTION 1182.7
     1182.7 Interim approval.
49:8.1.1.2.76.0.7.8SECTION 1182.8
     1182.8 Miscellaneous requirements.
49:8.1.1.2.76.0.7.9SECTION 1182.9
     1182.9 Notices of exemption.
49:8.1.1.2.77PART 1184
PART 1184 - MOTOR CARRIER POOLING OPERATIONS
49:8.1.1.2.77.0.7.1SECTION 1184.1
     1184.1 Scope and purpose.
49:8.1.1.2.77.0.7.2SECTION 1184.2
     1184.2 Contents of a pooling application.
49:8.1.1.2.77.0.7.3SECTION 1184.3
     1184.3 Processing pooling applications.
49:8.1.1.2.78PART 1185
PART 1185 - INTERLOCKING OFFICERS
49:8.1.1.2.78.0.7.1SECTION 1185.1
     1185.1 Definitions and scope of regulations.
49:8.1.1.2.78.0.7.2SECTION 1185.2
     1185.2 Contents of application.
49:8.1.1.2.78.0.7.3SECTION 1185.3
     1185.3 Procedures.
49:8.1.1.2.78.0.7.4SECTION 1185.4
     1185.4 General authority.
49:8.1.1.2.78.0.7.5SECTION 1185.5
     1185.5 Common control.
49:8.1.1.2.78.0.7.6SECTION 1185.6
     1185.6 Jointly used terminal properties.
49:8.1.1.2.79PART 1187-1199
PARTS 1187-1199 [RESERVED]