Title 13

PART 120 SUBPART D

Subpart D - Lenders

• 15 U.S.C. 634(b) (6), (b) (7), (b) (14), (h), and note, 636(a), (h) and (m), and note, 650, 657t, and note, 657u, and note, 687(f), 696(3) and (7), and note, and 697(a) and (e), and note.
• 61 FR 3235, Jan. 31, 1996, unless otherwise noted.

13:1.0.1.1.16.4.217	SUBJGRP 217	Participation Criteria
13:1.0.1.1.16.4.217.1	SECTION 120.400	120.400 Loan Guarantee Agreements.
13:1.0.1.1.16.4.217.2	SECTION 120.410	120.410 Requirements for all participating Lenders.
13:1.0.1.1.16.4.217.3	SECTION 120.411	120.411 Preferences.
13:1.0.1.1.16.4.217.4	SECTION 120.412	120.412 Other services Lenders may provide Borrowers.
13:1.0.1.1.16.4.217.5	SECTION 120.413	120.413 Advertisement of relationship with SBA.
13:1.0.1.1.16.4.218	SUBJGRP 218	Participating Lender Financings
13:1.0.1.1.16.4.218.6	SECTION 120.420	120.420 Definitions.
13:1.0.1.1.16.4.218.7	SECTION 120.421	120.421 Which Lenders may securitize
13:1.0.1.1.16.4.218.8	SECTION 120.422	120.422 Are all securitizations subject to this subpart
13:1.0.1.1.16.4.218.9	SECTION 120.423	120.423 Which 7(a) loans may a Lender securitize
13:1.0.1.1.16.4.218.10	SECTION 120.424	120.424 What are the basic conditions a Lender must meet to securitize
13:1.0.1.1.16.4.218.11	SECTION 120.425	120.425 What are the minimum elements that SBA will require before consenting to a securitization
13:1.0.1.1.16.4.218.12	SECTION 120.426	120.426 What action will SBA take if a securitizer transfers the subordinated tranche prior to the termination of the holding period
13:1.0.1.1.16.4.218.13	SECTION 120.427	120.427 Will SBA approve a securitization application from a capital impaired Securitizer
13:1.0.1.1.16.4.218.14	SECTION 120.428	120.428 What happens to a securitizer's other PLP responsibilities if SBA suspends its PLP approval privilege
13:1.0.1.1.16.4.219	SUBJGRP 219	Other Conveyances
13:1.0.1.1.16.4.219.15	SECTION 120.430	120.430 What conveyances are covered by §§ 120.430 through 120.435
13:1.0.1.1.16.4.219.16	SECTION 120.431	120.431 Which Lenders may sell, sell participations in, or pledge 7(a) loans
13:1.0.1.1.16.4.219.17	SECTION 120.432	120.432 Under what circumstances does this subpart permit sales of, or sales of participating interests in, 7(a) loans
13:1.0.1.1.16.4.219.18	SECTION 120.433	120.433 What are SBA's other requirements for sales and sales of participating interests
13:1.0.1.1.16.4.219.19	SECTION 120.434	120.434 What are SBA's requirements for loan pledges
13:1.0.1.1.16.4.219.20	SECTION 120.435	120.435 Which loan pledges do not require notice to or consent by SBA
13:1.0.1.1.16.4.220	SUBJGRP 220	Delegated Authority Criteria
13:1.0.1.1.16.4.220.21	SECTION 120.440	120.440 How does a 7(a) Lender obtain delegated authority
13:1.0.1.1.16.4.220.22	SECTION 120.441-§ 120.447	120.441-§ 120.447 [Reserved]
13:1.0.1.1.16.4.221	SUBJGRP 221	Preferred Lenders Program (PLP)
13:1.0.1.1.16.4.221.23	SECTION 120.450	120.450 What is the Preferred Lenders Program
13:1.0.1.1.16.4.221.24	SECTION 120.451	120.451 [Reserved]
13:1.0.1.1.16.4.221.25	SECTION 120.452	120.452 What are the requirements of PLP loan processing
13:1.0.1.1.16.4.221.26	SECTION 120.453	120.453 Responsibilities of PLP Lenders for servicing and liquidating 7(a) loans.
13:1.0.1.1.16.4.222	SUBJGRP 222	SBA Supervised Lenders
13:1.0.1.1.16.4.222.27	SECTION 120.460	120.460 What are SBA's additional requirements for SBA Supervised Lenders
13:1.0.1.1.16.4.222.28	SECTION 120.461	120.461 What are SBA's additional requirements for SBA Supervised Lenders concerning records
13:1.0.1.1.16.4.222.29	SECTION 120.462	120.462 What are SBA's additional requirements on capital maintenance for SBA Supervised Lenders
13:1.0.1.1.16.4.222.30	SECTION 120.463	120.463 Regulatory accounting - What are SBA's regulatory accounting requirements for SBA Supervised Lenders
13:1.0.1.1.16.4.222.31	SECTION 120.464	120.464 Reports to SBA.
13:1.0.1.1.16.4.222.32	SECTION 120.465	120.465 Civil penalty for late submission of required reports.
13:1.0.1.1.16.4.222.33	SECTION 120.466	120.466 SBA Supervised Lender application.
13:1.0.1.1.16.4.222.34	SECTION 120.467	120.467 Evaluation of SBA Supervised Lender applicants.
13:1.0.1.1.16.4.222.35	SECTION 120.468	120.468 Change of ownership or control requirements for SBA Supervised Lenders.
13:1.0.1.1.16.4.223	SUBJGRP 223	Small Business Lending Companies (SBLC)
13:1.0.1.1.16.4.223.36	SECTION 120.470	120.470 What are SBA's additional requirements for SBLCs
13:1.0.1.1.16.4.223.37	SECTION 120.471	120.471 What are the minimum capital requirements for SBLCs
13:1.0.1.1.16.4.223.38	SECTION 120.472	120.472 Higher individual minimum capital requirement.
13:1.0.1.1.16.4.223.39	SECTION 120.473	120.473 Procedures for determining individual minimum capital requirement.
13:1.0.1.1.16.4.223.40	SECTION 120.474	120.474 Relation to other actions.
13:1.0.1.1.16.4.223.41	SECTION 120.475	120.475 [Reserved]
13:1.0.1.1.16.4.223.42	SECTION 120.476	120.476 Prohibited financing.
13:1.0.1.1.16.4.223.43	SECTION 120.490	120.490 Audits.

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