Title 13

VOLUME 1

Title 13 - Business Credit and Assistance--Volume 1

13:1  Business Credit and Assistance--Volume 1
13:1.0.1CHAPTER I - SMALL BUSINESS ADMINISTRATION
      PARTS 1 - 199
13:1.0.1.1.5.0.1      Standards of Conduct [SUBJGRP]
13:1.0.1.1.5.0.2      Restrictions and Responsibilities Related to SBA Employees and Former Employees [SUBJGRP]
13:1.0.1.1.5.0.3      Restrictions on SBA Assistance to Other Individuals [SUBJGRP]
13:1.0.1.1.5.0.4      Administrative Provisions [SUBJGRP]
13:1.0.1.1.7.3.35      Organizing an SBIC [SUBJGRP]
13:1.0.1.1.7.3.36      Capitalizing an SBIC [SUBJGRP]
13:1.0.1.1.7.3.37      Applying for an SBIC License [SUBJGRP]
13:1.0.1.1.7.4.38      Changes in Control or Ownership of Licensee [SUBJGRP]
13:1.0.1.1.7.4.39      Restrictions on Common Control or Ownership of Two or More Licensees [SUBJGRP]
13:1.0.1.1.7.4.40      Change in Structure of Licensee [SUBJGRP]
13:1.0.1.1.7.4.41      Transfer of License [SUBJGRP]
13:1.0.1.1.7.5.42      General Requirements [SUBJGRP]
13:1.0.1.1.7.5.43      Management and Compensation [SUBJGRP]
13:1.0.1.1.7.5.44      Cash Management by a Licensee [SUBJGRP]
13:1.0.1.1.7.5.45      Borrowing by Licensees From Non-SBA Sources [SUBJGRP]
13:1.0.1.1.7.5.46      Voluntary Decrease in Licensee's Regulatory Capital [SUBJGRP]
13:1.0.1.1.7.5.47      Requirement To Conduct Active Investment Operations [SUBJGRP]
13:1.0.1.1.7.6.48      Recordkeeping Requirements for Licensees [SUBJGRP]
13:1.0.1.1.7.6.49      Reporting Requirements for Licensees [SUBJGRP]
13:1.0.1.1.7.6.50      Examinations of Licensees by SBA for Regulatory Compliance [SUBJGRP]
13:1.0.1.1.7.7.51      Determining the Eligibility of a Small Business for SBIC Financing [SUBJGRP]
13:1.0.1.1.7.7.52      Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing [SUBJGRP]
13:1.0.1.1.7.7.53      Structuring Licensee's Financing of an Eligible Small Business: Terms and Conditions of Financing [SUBJGRP]
13:1.0.1.1.7.7.54      Limitations on Disposition of Assets [SUBJGRP]
13:1.0.1.1.7.7.55      Management Services and Fees [SUBJGRP]
13:1.0.1.1.7.9.56      General Information About Obtaining Leverage [SUBJGRP]
13:1.0.1.1.7.9.57      Maximum Amount of Leverage for Which a Licensee Is Eligible [SUBJGRP]
13:1.0.1.1.7.9.58      Special Rules for Leverage Issued by an Early Stage SBIC [SUBJGRP]
13:1.0.1.1.7.9.59      Conditional Commitments by SBA To Reserve Leverage for a Licensee [SUBJGRP]
13:1.0.1.1.7.9.60      Preferred Securities Leverage - Section 301(d) Licensees [SUBJGRP]
13:1.0.1.1.7.9.61      Participating Securities Leverage [SUBJGRP]
13:1.0.1.1.7.9.62      Funding Leverage by Use of SBA-Guaranteed Trust Certificates (“TCs”) [SUBJGRP]
13:1.0.1.1.7.9.63      Miscellaneous [SUBJGRP]
13:1.0.1.1.7.10.64      Computation of Licensee's Capital Impairment [SUBJGRP]
13:1.0.1.1.8.3.88      Organizing a NMVC Company [SUBJGRP]
13:1.0.1.1.8.3.89      Capitalizing a NMVC Company [SUBJGRP]
13:1.0.1.1.8.6.90      Changes in Control or Ownership of NMVC Company [SUBJGRP]
13:1.0.1.1.8.6.91      Restrictions on Common Control or Ownership of Two or More NMVC Companies [SUBJGRP]
13:1.0.1.1.8.6.92      Change in Structure of NMVC Company [SUBJGRP]
13:1.0.1.1.8.7.93      General Requirements [SUBJGRP]
13:1.0.1.1.8.7.94      Management and Compensation [SUBJGRP]
13:1.0.1.1.8.7.95      Cash Management by a NMVC Company [SUBJGRP]
13:1.0.1.1.8.7.96      Borrowing by NMVC Companies From Non-SBA Sources [SUBJGRP]
13:1.0.1.1.8.7.97      Voluntary Decrease in Regulatory Capital [SUBJGRP]
13:1.0.1.1.8.8.98      Recordkeeping Requirements for NMVC Companies [SUBJGRP]
13:1.0.1.1.8.8.99      Reporting Requirements for NMVC Companies [SUBJGRP]
13:1.0.1.1.8.8.100      Examinations of NMVC Companies by SBA for Regulatory Compliance [SUBJGRP]
13:1.0.1.1.8.9.101      Determining the Eligibility of a Small Business for NMVC Financing [SUBJGRP]
13:1.0.1.1.8.9.102      Structuring NMVC Company's Financing of Eligible Small Businesses [SUBJGRP]
13:1.0.1.1.8.9.103      Limitations on Disposition of Assets [SUBJGRP]
13:1.0.1.1.8.9.104      Management Services and Fees [SUBJGRP]
13:1.0.1.1.8.10.105      General Information About Obtaining Leverage [SUBJGRP]
13:1.0.1.1.8.10.106      Maximum Amount of Leverage for Which a NMVC Company Is Eligible [SUBJGRP]
13:1.0.1.1.8.10.107      Conditional Commitments by SBA To Reserve Leverage for a NMVC Company [SUBJGRP]
13:1.0.1.1.8.10.108      Funding Leverage by use of SBA Guaranteed Trust Certificates (“TCs”) [SUBJGRP]
13:1.0.1.1.8.10.109      Miscellaneous [SUBJGRP]
13:1.0.1.1.8.11.110      Computation of NMVC Company's Capital Impairment [SUBJGRP]
13:1.0.1.1.11.2.117      Introduction [SUBJGRP]
13:1.0.1.1.11.2.118      Coverage [SUBJGRP]
13:1.0.1.1.11.2.119      Discrimination on the Basis of Sex in Admission and Recruitment Prohibited [SUBJGRP]
13:1.0.1.1.11.2.120      Discrimination on the Basis of Sex in Education Programs or Activities Prohibited [SUBJGRP]
13:1.0.1.1.11.2.121      Discrimination on the Basis of Sex in Employment in Education Programs or Activities Prohibited [SUBJGRP]
13:1.0.1.1.11.2.122      Procedures [SUBJGRP]
13:1.0.1.1.16.0.189      General Descriptions of SBA's Business Loan Programs [SUBJGRP]
13:1.0.1.1.16.0.190      Definitions [SUBJGRP]
13:1.0.1.1.16.1.191      Eligibility Requirements [SUBJGRP]
13:1.0.1.1.16.1.192      Ineligible Businesses and Eligible Passive Companies [SUBJGRP]
13:1.0.1.1.16.1.193      Uses of Proceeds [SUBJGRP]
13:1.0.1.1.16.1.194      Ethical Requirements [SUBJGRP]
13:1.0.1.1.16.1.195      Credit Criteria for SBA Loans [SUBJGRP]
13:1.0.1.1.16.1.196      Requirements Imposed Under Other Laws and Orders [SUBJGRP]
13:1.0.1.1.16.1.197      Applicability and Enforceability of Loan Program Requirements [SUBJGRP]
13:1.0.1.1.16.1.198      Loan Applications [SUBJGRP]
13:1.0.1.1.16.1.199      Computerized SBA Forms [SUBJGRP]
13:1.0.1.1.16.1.200      Reporting [SUBJGRP]
13:1.0.1.1.16.2.201      Bonding Requirements [SUBJGRP]
13:1.0.1.1.16.2.202      Limitations on Use of Proceeds [SUBJGRP]
13:1.0.1.1.16.2.203      Maturities; Interest Rates; Loan and Guarantee Amounts [SUBJGRP]
13:1.0.1.1.16.2.204      Fees for Guaranteed Loans [SUBJGRP]
13:1.0.1.1.16.3.205      Disabled Assistance Loan Program (DAL) [SUBJGRP]
13:1.0.1.1.16.3.206      Businesses Owned by Low Income Individuals [SUBJGRP]
13:1.0.1.1.16.3.207      Energy Conservation [SUBJGRP]
13:1.0.1.1.16.3.208      Export Working Capital Program (EWCP) [SUBJGRP]
13:1.0.1.1.16.3.209      International Trade Loans [SUBJGRP]
13:1.0.1.1.16.3.210      Qualified Employee Trusts (ESOP) [SUBJGRP]
13:1.0.1.1.16.3.211      Veterans Loan Program [SUBJGRP]
13:1.0.1.1.16.3.212      Pollution Control Program [SUBJGRP]
13:1.0.1.1.16.3.213      Loans to Participants in the 8(a) Program [SUBJGRP]
13:1.0.1.1.16.3.214      Defense Economic Transition Assistance [SUBJGRP]
13:1.0.1.1.16.3.215      CapLines Program [SUBJGRP]
13:1.0.1.1.16.3.216      Builders Loan Program [SUBJGRP]
13:1.0.1.1.16.3.217      America's Recovery Capital (Business Stabilization) Loan Program - ARC Loan Program [SUBJGRP]
13:1.0.1.1.16.4.218      Participation Criteria [SUBJGRP]
13:1.0.1.1.16.4.219      Participating Lender Financings [SUBJGRP]
13:1.0.1.1.16.4.220      Other Conveyances [SUBJGRP]
13:1.0.1.1.16.4.221      Delegated Authority Criteria [SUBJGRP]
13:1.0.1.1.16.4.222      SBA Express and Export Express Loan Programs [SUBJGRP]
13:1.0.1.1.16.4.223      Preferred Lenders Program (PLP) [SUBJGRP]
13:1.0.1.1.16.4.224      SBA Supervised Lenders [SUBJGRP]
13:1.0.1.1.16.4.225      Small Business Lending Companies (SBLC) [SUBJGRP]
13:1.0.1.1.16.5.226      SBA'S Purchase of a Guaranteed Portion [SUBJGRP]
13:1.0.1.1.16.5.227      Homestead Protection for Farmers [SUBJGRP]
13:1.0.1.1.16.6.228      Fiscal and Transfer Agent (FTA) [SUBJGRP]
13:1.0.1.1.16.6.229      Certificates [SUBJGRP]
13:1.0.1.1.16.6.230      The SBA Guarantee of a Certificate [SUBJGRP]
13:1.0.1.1.16.6.231      Pool Assemblers [SUBJGRP]
13:1.0.1.1.16.6.232      Miscellaneous Provisions [SUBJGRP]
13:1.0.1.1.16.6.233      Suspension or Revocation of Participant in Secondary Market [SUBJGRP]
13:1.0.1.1.16.8.234      Certification Procedures To Become a CDC [SUBJGRP]
13:1.0.1.1.16.8.235      Requirements for CDC Certification and Operation [SUBJGRP]
13:1.0.1.1.16.8.236      Extending a CDC'S Area of Operations [SUBJGRP]
13:1.0.1.1.16.8.237      Accredited Lenders Program (ALP) [SUBJGRP]
13:1.0.1.1.16.8.238      Premier Certified Lenders Program [SUBJGRP]
13:1.0.1.1.16.8.239      Associate Development Companies (ADCs) [SUBJGRP]
13:1.0.1.1.16.8.240      Other CDC Requirements [SUBJGRP]
13:1.0.1.1.16.8.241      Project Economic Development Goals [SUBJGRP]
13:1.0.1.1.16.8.242      Leasing Policies Specific to 504 Loans [SUBJGRP]
13:1.0.1.1.16.8.243      Loan-Making Policies Specific to 504 Loans [SUBJGRP]
13:1.0.1.1.16.8.244      Interim Financing [SUBJGRP]
13:1.0.1.1.16.8.245      Permanent Financing [SUBJGRP]
13:1.0.1.1.16.8.246      The Borrower's Contribution [SUBJGRP]
13:1.0.1.1.16.8.247      Third Party Loans [SUBJGRP]
13:1.0.1.1.16.8.248      504 Loans and Debentures [SUBJGRP]
13:1.0.1.1.16.8.249      Debenture Sales and Service Agents [SUBJGRP]
13:1.0.1.1.16.8.250      Closings [SUBJGRP]
13:1.0.1.1.16.8.251      Servicing [SUBJGRP]
13:1.0.1.1.16.8.252      Fees [SUBJGRP]
13:1.0.1.1.16.8.253      Authority of CDCs To Perform Liquidation and Debt Collection Litigation [SUBJGRP]
13:1.0.1.1.16.8.254      Enforceability of 501, 502 and 503 Loans and Other Laws [SUBJGRP]
13:1.0.1.1.16.9.255      Supervision [SUBJGRP]
13:1.0.1.1.16.9.256      Enforcement Actions [SUBJGRP]
13:1.0.1.1.17.1.269      Provisions of General Applicability [SUBJGRP]
13:1.0.1.1.17.1.270      Size Standards Used To Define Small Business Concerns [SUBJGRP]
13:1.0.1.1.17.1.271      Size Eligibility Requirements For SBA Financial Assistance [SUBJGRP]
13:1.0.1.1.17.1.272      Size Eligibility Requirements for Government Procurement [SUBJGRP]
13:1.0.1.1.17.1.273      Size Eligibility Requirements for Sales or Lease of Government Property [SUBJGRP]
13:1.0.1.1.17.1.274      Size Eligibility Requirements for the 8(a) Business Development Program [SUBJGRP]
13:1.0.1.1.17.1.275      Size and Eligibility Requirements for the Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) Programs [SUBJGRP]
13:1.0.1.1.17.1.276      Size Eligibility Requirements for Paying Reduced Patent Fees [SUBJGRP]
13:1.0.1.1.17.1.277      Size Eligibility Requirements for Compliance With Programs of Other Agencies [SUBJGRP]
13:1.0.1.1.17.1.278      Procedures for Size Protests and Requests for Formal Size Determinations [SUBJGRP]
13:1.0.1.1.17.1.279      Appeals of Size Determinations and NAICS Code Designations [SUBJGRP]
13:1.0.1.1.17.2.280      Waivers of the Nonmanufacturer Rule for Classes of Products and Individual Contracts [SUBJGRP]
13:1.0.1.1.19.1.289      Provisions of General Applicability [SUBJGRP]
13:1.0.1.1.19.1.290      Eligibility Requirements for Participation in the 8(a) Business Development Program [SUBJGRP]
13:1.0.1.1.19.1.291      Applying to the 8(a) BD Program [SUBJGRP]
13:1.0.1.1.19.1.292      Exiting the 8(a) BD Program [SUBJGRP]
13:1.0.1.1.19.1.293      Business Development [SUBJGRP]
13:1.0.1.1.19.1.294      Contractual Assistance [SUBJGRP]
13:1.0.1.1.19.1.295      Miscellaneous Reporting Requirements [SUBJGRP]
13:1.0.1.1.19.1.296      Management and Technical Assistance Program [SUBJGRP]
13:1.0.1.1.29.0.297      Overview and Definitions [SUBJGRP]
13:1.0.1.1.29.0.298      Procedures Leading to Issuance of a Complaint [SUBJGRP]
13:1.0.1.1.29.0.299      Procedures Following Service of a Complaint [SUBJGRP]
13:1.0.1.1.29.0.300      Hearing Provisions [SUBJGRP]
13:1.0.1.1.29.0.301      Decisions and Appeals [SUBJGRP]
13:1.0.2CHAPTER III - ECONOMIC DEVELOPMENT ADMINISTRATION, DEPARTMENT OF COMMERCE
      PARTS 300 - 399
13:1.0.3CHAPTER IV - EMERGENCY STEEL GUARANTEE LOAN BOARD
      PARTS 400 - 499
13:1.0.4CHAPTER V - EMERGENCY OIL AND GAS GUARANTEED LOAN BOARD
      PARTS 500 - 599