| | |
|---|
| 13:1.0.1.1.1 | PART 1-100
| PARTS 1-100 [RESERVED] | |
| 13:1.0.1.1.2 | PART 101
| PART 101 - ADMINISTRATION | |
| 13:1.0.1.1.3 | PART 102
| PART 102 - RECORD DISCLOSURE AND PRIVACY | |
| 13:1.0.1.1.4 | PART 103
| PART 103 - STANDARDS FOR CONDUCTING BUSINESS WITH SBA | |
| 13:1.0.1.1.5 | PART 105
| PART 105 - STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES | |
| 13:1.0.1.1.5.0.1 | SUBJGRP 1
| Standards of Conduct | |
| 13:1.0.1.1.5.0.2 | SUBJGRP 2
| Restrictions and Responsibilities Related to SBA Employees and Former Employees | |
| 13:1.0.1.1.5.0.3 | SUBJGRP 3
| Restrictions on SBA Assistance to Other Individuals | |
| 13:1.0.1.1.5.0.4 | SUBJGRP 4
| Administrative Provisions | |
| 13:1.0.1.1.6 | PART 106
| PART 106 - COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS | |
| 13:1.0.1.1.7 | PART 107
| PART 107 - SMALL BUSINESS INVESTMENT COMPANIES | |
| 13:1.0.1.1.7.3.35 | SUBJGRP 35
| Organizing an SBIC | |
| 13:1.0.1.1.7.3.36 | SUBJGRP 36
| Capitalizing an SBIC | |
| 13:1.0.1.1.7.3.37 | SUBJGRP 37
| Applying for an SBIC License | |
| 13:1.0.1.1.7.4.38 | SUBJGRP 38
| Changes in Control or Ownership of Licensee | |
| 13:1.0.1.1.7.4.39 | SUBJGRP 39
| Restrictions on Common Control or Ownership of Two or More Licensees | |
| 13:1.0.1.1.7.4.40 | SUBJGRP 40
| Change in Structure of Licensee | |
| 13:1.0.1.1.7.4.41 | SUBJGRP 41
| Transfer of License | |
| 13:1.0.1.1.7.5.42 | SUBJGRP 42
| General Requirements | |
| 13:1.0.1.1.7.5.43 | SUBJGRP 43
| Management and Compensation | |
| 13:1.0.1.1.7.5.44 | SUBJGRP 44
| Cash Management by a Licensee | |
| 13:1.0.1.1.7.5.45 | SUBJGRP 45
| Borrowing by Licensees From Non-SBA Sources | |
| 13:1.0.1.1.7.5.46 | SUBJGRP 46
| Voluntary Decrease in Licensee's Regulatory Capital | |
| 13:1.0.1.1.7.5.47 | SUBJGRP 47
| Requirement To Conduct Active Investment Operations | |
| 13:1.0.1.1.7.6.48 | SUBJGRP 48
| Recordkeeping Requirements for Licensees | |
| 13:1.0.1.1.7.6.49 | SUBJGRP 49
| Reporting Requirements for Licensees | |
| 13:1.0.1.1.7.6.50 | SUBJGRP 50
| Examinations of Licensees by SBA for Regulatory Compliance | |
| 13:1.0.1.1.7.7.51 | SUBJGRP 51
| Determining the Eligibility of a Small Business for SBIC Financing | |
| 13:1.0.1.1.7.7.52 | SUBJGRP 52
| Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing | |
| 13:1.0.1.1.7.7.53 | SUBJGRP 53
| Structuring Licensee's Financing of an Eligible Small Business: Terms and Conditions of Financing | |
| 13:1.0.1.1.7.7.54 | SUBJGRP 54
| Limitations on Disposition of Assets | |
| 13:1.0.1.1.7.7.55 | SUBJGRP 55
| Management Services and Fees | |
| 13:1.0.1.1.7.9.56 | SUBJGRP 56
| General Information About Obtaining Leverage | |
| 13:1.0.1.1.7.9.57 | SUBJGRP 57
| Maximum Amount of Leverage for Which a Licensee Is Eligible | |
| 13:1.0.1.1.7.9.58 | SUBJGRP 58
| Special Rules for Leverage Issued by an Early Stage SBIC | |
| 13:1.0.1.1.7.9.59 | SUBJGRP 59
| Conditional Commitments by SBA To Reserve Leverage for a Licensee | |
| 13:1.0.1.1.7.9.60 | SUBJGRP 60
| Preferred Securities Leverage - Section 301(d) Licensees | |
| 13:1.0.1.1.7.9.61 | SUBJGRP 61
| Participating Securities Leverage | |
| 13:1.0.1.1.7.9.62 | SUBJGRP 62
| Funding Leverage by Use of SBA-Guaranteed Trust Certificates (“TCs”) | |
| 13:1.0.1.1.7.9.63 | SUBJGRP 63
| Miscellaneous | |
| 13:1.0.1.1.7.10.64 | SUBJGRP 64
| Computation of Licensee's Capital Impairment | |
| 13:1.0.1.1.8 | PART 108
| PART 108 - NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM | |
| 13:1.0.1.1.8.3.88 | SUBJGRP 88
| Organizing a NMVC Company | |
| 13:1.0.1.1.8.3.89 | SUBJGRP 89
| Capitalizing a NMVC Company | |
| 13:1.0.1.1.8.6.90 | SUBJGRP 90
| Changes in Control or Ownership of NMVC Company | |
| 13:1.0.1.1.8.6.91 | SUBJGRP 91
| Restrictions on Common Control or Ownership of Two or More NMVC Companies | |
| 13:1.0.1.1.8.6.92 | SUBJGRP 92
| Change in Structure of NMVC Company | |
| 13:1.0.1.1.8.7.93 | SUBJGRP 93
| General Requirements | |
| 13:1.0.1.1.8.7.94 | SUBJGRP 94
| Management and Compensation | |
| 13:1.0.1.1.8.7.95 | SUBJGRP 95
| Cash Management by a NMVC Company | |
| 13:1.0.1.1.8.7.96 | SUBJGRP 96
| Borrowing by NMVC Companies From Non-SBA Sources | |
| 13:1.0.1.1.8.7.97 | SUBJGRP 97
| Voluntary Decrease in Regulatory Capital | |
| 13:1.0.1.1.8.8.98 | SUBJGRP 98
| Recordkeeping Requirements for NMVC Companies | |
| 13:1.0.1.1.8.8.99 | SUBJGRP 99
| Reporting Requirements for NMVC Companies | |
| 13:1.0.1.1.8.8.100 | SUBJGRP 100
| Examinations of NMVC Companies by SBA for Regulatory Compliance | |
| 13:1.0.1.1.8.9.101 | SUBJGRP 101
| Determining the Eligibility of a Small Business for NMVC Financing | |
| 13:1.0.1.1.8.9.102 | SUBJGRP 102
| Structuring NMVC Company's Financing of Eligible Small Businesses | |
| 13:1.0.1.1.8.9.103 | SUBJGRP 103
| Limitations on Disposition of Assets | |
| 13:1.0.1.1.8.9.104 | SUBJGRP 104
| Management Services and Fees | |
| 13:1.0.1.1.8.10.105 | SUBJGRP 105
| General Information About Obtaining Leverage | |
| 13:1.0.1.1.8.10.106 | SUBJGRP 106
| Maximum Amount of Leverage for Which a NMVC Company Is Eligible | |
| 13:1.0.1.1.8.10.107 | SUBJGRP 107
| Conditional Commitments by SBA To Reserve Leverage for a NMVC Company | |
| 13:1.0.1.1.8.10.108 | SUBJGRP 108
| Funding Leverage by use of SBA Guaranteed Trust Certificates (“TCs”) | |
| 13:1.0.1.1.8.10.109 | SUBJGRP 109
| Miscellaneous | |
| 13:1.0.1.1.8.11.110 | SUBJGRP 110
| Computation of NMVC Company's Capital Impairment | |
| 13:1.0.1.1.9 | PART 109
| PART 109 - INTERMEDIARY LENDING PILOT PROGRAM | |
| 13:1.0.1.1.10 | PART 112
| PART 112 - NONDISCRIMINATION IN FEDERALLY ASSISTED PROGRAMS OF SBA - EFFECTUATION OF TITLE VI OF THE CIVIL RIGHTS ACT OF 1964 | |
| 13:1.0.1.1.11 | PART 113
| PART 113 - NONDISCRIMINATION IN FINANCIAL ASSISTANCE PROGRAMS OF SBA - EFFECTUATION OF POLICIES OF FEDERAL GOVERNMENT AND SBA ADMINISTRATOR | |
| 13:1.0.1.1.11.2.117 | SUBJGRP 117
| Introduction | |
| 13:1.0.1.1.11.2.118 | SUBJGRP 118
| Coverage | |
| 13:1.0.1.1.11.2.119 | SUBJGRP 119
| Discrimination on the Basis of Sex in Admission and Recruitment Prohibited | |
| 13:1.0.1.1.11.2.120 | SUBJGRP 120
| Discrimination on the Basis of Sex in Education Programs or Activities Prohibited | |
| 13:1.0.1.1.11.2.121 | SUBJGRP 121
| Discrimination on the Basis of Sex in Employment in Education Programs or Activities Prohibited | |
| 13:1.0.1.1.11.2.122 | SUBJGRP 122
| Procedures | |
| 13:1.0.1.1.12 | PART 114
| PART 114 - ADMINISTRATIVE CLAIMS UNDER THE FEDERAL TORT CLAIMS ACT AND REPRESENTATION AND INDEMNIFICATION OF SBA EMPLOYEES | |
| 13:1.0.1.1.13 | PART 115
| PART 115 - SURETY BOND GUARANTEE | |
| 13:1.0.1.1.14 | PART 117
| PART 117 - NONDISCRIMINATION IN FEDERALLY ASSISTED PROGRAMS OR ACTIVITIES OF SBA - EFFECTUATION OF THE AGE DISCRIMINATION ACT OF 1975, AS AMENDED | |
| 13:1.0.1.1.15 | PART 119
| PART 119 - PROGRAM FOR INVESTMENT IN MICROENTREPRENEURS (“PRIME” OR “THE ACT”) | |
| 13:1.0.1.1.16 | PART 120
| PART 120 - BUSINESS LOANS | |
| 13:1.0.1.1.16.0.188 | SUBJGRP 188
| General Descriptions of SBA's Business Loan Programs | |
| 13:1.0.1.1.16.0.189 | SUBJGRP 189
| Definitions | |
| 13:1.0.1.1.16.1.190 | SUBJGRP 190
| Eligibility Requirements | |
| 13:1.0.1.1.16.1.191 | SUBJGRP 191
| Ineligible Businesses and Eligible Passive Companies | |
| 13:1.0.1.1.16.1.192 | SUBJGRP 192
| Uses of Proceeds | |
| 13:1.0.1.1.16.1.193 | SUBJGRP 193
| Ethical Requirements | |
| 13:1.0.1.1.16.1.194 | SUBJGRP 194
| Credit Criteria for SBA Loans | |
| 13:1.0.1.1.16.1.195 | SUBJGRP 195
| Requirements Imposed Under Other Laws and Orders | |
| 13:1.0.1.1.16.1.196 | SUBJGRP 196
| Applicability and Enforceability of Loan Program Requirements | |
| 13:1.0.1.1.16.1.197 | SUBJGRP 197
| Loan Applications | |
| 13:1.0.1.1.16.1.198 | SUBJGRP 198
| Computerized SBA Forms | |
| 13:1.0.1.1.16.1.199 | SUBJGRP 199
| Reporting | |
| 13:1.0.1.1.16.2.200 | SUBJGRP 200
| Bonding Requirements | |
| 13:1.0.1.1.16.2.201 | SUBJGRP 201
| Limitations on Use of Proceeds | |
| 13:1.0.1.1.16.2.202 | SUBJGRP 202
| Maturities; Interest Rates; Loan and Guarantee Amounts | |
| 13:1.0.1.1.16.2.203 | SUBJGRP 203
| Fees for Guaranteed Loans | |
| 13:1.0.1.1.16.3.204 | SUBJGRP 204
| Disabled Assistance Loan Program (DAL) | |
| 13:1.0.1.1.16.3.205 | SUBJGRP 205
| Businesses Owned by Low Income Individuals | |
| 13:1.0.1.1.16.3.206 | SUBJGRP 206
| Energy Conservation | |
| 13:1.0.1.1.16.3.207 | SUBJGRP 207
| Export Working Capital Program (EWCP) | |
| 13:1.0.1.1.16.3.208 | SUBJGRP 208
| International Trade Loans | |
| 13:1.0.1.1.16.3.209 | SUBJGRP 209
| Qualified Employee Trusts (ESOP) | |
| 13:1.0.1.1.16.3.210 | SUBJGRP 210
| Veterans Loan Program | |
| 13:1.0.1.1.16.3.211 | SUBJGRP 211
| Pollution Control Program | |
| 13:1.0.1.1.16.3.212 | SUBJGRP 212
| Loans to Participants in the 8(a) Program | |
| 13:1.0.1.1.16.3.213 | SUBJGRP 213
| Defense Economic Transition Assistance | |
| 13:1.0.1.1.16.3.214 | SUBJGRP 214
| CapLines Program | |
| 13:1.0.1.1.16.3.215 | SUBJGRP 215
| Builders Loan Program | |
| 13:1.0.1.1.16.3.216 | SUBJGRP 216
| America's Recovery Capital (Business Stabilization) Loan Program - ARC Loan Program | |
| 13:1.0.1.1.16.4.217 | SUBJGRP 217
| Participation Criteria | |
| 13:1.0.1.1.16.4.218 | SUBJGRP 218
| Participating Lender Financings | |
| 13:1.0.1.1.16.4.219 | SUBJGRP 219
| Other Conveyances | |
| 13:1.0.1.1.16.4.220 | SUBJGRP 220
| Delegated Authority Criteria | |
| 13:1.0.1.1.16.4.221 | SUBJGRP 221
| Preferred Lenders Program (PLP) | |
| 13:1.0.1.1.16.4.222 | SUBJGRP 222
| SBA Supervised Lenders | |
| 13:1.0.1.1.16.4.223 | SUBJGRP 223
| Small Business Lending Companies (SBLC) | |
| 13:1.0.1.1.16.5.224 | SUBJGRP 224
| SBA'S Purchase of a Guaranteed Portion | |
| 13:1.0.1.1.16.5.225 | SUBJGRP 225
| Homestead Protection for Farmers | |
| 13:1.0.1.1.16.6.226 | SUBJGRP 226
| Fiscal and Transfer Agent (FTA) | |
| 13:1.0.1.1.16.6.227 | SUBJGRP 227
| Certificates | |
| 13:1.0.1.1.16.6.228 | SUBJGRP 228
| The SBA Guarantee of a Certificate | |
| 13:1.0.1.1.16.6.229 | SUBJGRP 229
| Pool Assemblers | |
| 13:1.0.1.1.16.6.230 | SUBJGRP 230
| Miscellaneous Provisions | |
| 13:1.0.1.1.16.6.231 | SUBJGRP 231
| Suspension or Revocation of Participant in Secondary Market | |
| 13:1.0.1.1.16.8.232 | SUBJGRP 232
| Certification Procedures To Become a CDC | |
| 13:1.0.1.1.16.8.233 | SUBJGRP 233
| Requirements for CDC Certification and Operation | |
| 13:1.0.1.1.16.8.234 | SUBJGRP 234
| Extending a CDC'S Area of Operations | |
| 13:1.0.1.1.16.8.235 | SUBJGRP 235
| Accredited Lenders Program (ALP) | |
| 13:1.0.1.1.16.8.236 | SUBJGRP 236
| Premier Certified Lenders Program | |
| 13:1.0.1.1.16.8.237 | SUBJGRP 237
| Associate Development Companies (ADCs) | |
| 13:1.0.1.1.16.8.238 | SUBJGRP 238
| Other CDC Requirements | |
| 13:1.0.1.1.16.8.239 | SUBJGRP 239
| Project Economic Development Goals | |
| 13:1.0.1.1.16.8.240 | SUBJGRP 240
| Leasing Policies Specific to 504 Loans | |
| 13:1.0.1.1.16.8.241 | SUBJGRP 241
| Loan-Making Policies Specific to 504 Loans | |
| 13:1.0.1.1.16.8.242 | SUBJGRP 242
| Interim Financing | |
| 13:1.0.1.1.16.8.243 | SUBJGRP 243
| Permanent Financing | |
| 13:1.0.1.1.16.8.244 | SUBJGRP 244
| The Borrower's Contribution | |
| 13:1.0.1.1.16.8.245 | SUBJGRP 245
| Third Party Loans | |
| 13:1.0.1.1.16.8.246 | SUBJGRP 246
| 504 Loans and Debentures | |
| 13:1.0.1.1.16.8.247 | SUBJGRP 247
| Debenture Sales and Service Agents | |
| 13:1.0.1.1.16.8.248 | SUBJGRP 248
| Closings | |
| 13:1.0.1.1.16.8.249 | SUBJGRP 249
| Servicing | |
| 13:1.0.1.1.16.8.250 | SUBJGRP 250
| Fees | |
| 13:1.0.1.1.16.8.251 | SUBJGRP 251
| Authority of CDCs To Perform Liquidation and Debt Collection Litigation | |
| 13:1.0.1.1.16.8.252 | SUBJGRP 252
| Enforceability of 501, 502 and 503 Loans and Other Laws | |
| 13:1.0.1.1.16.9.253 | SUBJGRP 253
| Supervision | |
| 13:1.0.1.1.16.9.254 | SUBJGRP 254
| Enforcement Actions | |
| 13:1.0.1.1.17 | PART 121
| PART 121 - SMALL BUSINESS SIZE REGULATIONS | |
| 13:1.0.1.1.17.1.267 | SUBJGRP 267
| Provisions of General Applicability | |
| 13:1.0.1.1.17.1.268 | SUBJGRP 268
| Size Standards Used To Define Small Business Concerns | |
| 13:1.0.1.1.17.1.269 | SUBJGRP 269
| Size Eligibility Requirements For SBA Financial Assistance | |
| 13:1.0.1.1.17.1.270 | SUBJGRP 270
| Size Eligibility Requirements for Government Procurement | |
| 13:1.0.1.1.17.1.271 | SUBJGRP 271
| Size Eligibility Requirements for Sales or Lease of Government Property | |
| 13:1.0.1.1.17.1.272 | SUBJGRP 272
| Size Eligibility Requirements for the 8(a) Business Development Program | |
| 13:1.0.1.1.17.1.273 | SUBJGRP 273
| Size and Eligibility Requirements for the Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) Programs | |
| 13:1.0.1.1.17.1.274 | SUBJGRP 274
| Size Eligibility Requirements for Paying Reduced Patent Fees | |
| 13:1.0.1.1.17.1.275 | SUBJGRP 275
| Size Eligibility Requirements for Compliance With Programs of Other Agencies | |
| 13:1.0.1.1.17.1.276 | SUBJGRP 276
| Procedures for Size Protests and Requests for Formal Size Determinations | |
| 13:1.0.1.1.17.1.277 | SUBJGRP 277
| Appeals of Size Determinations and NAICS Code Designations | |
| 13:1.0.1.1.17.2.278 | SUBJGRP 278
| Waivers of the Nonmanufacturer Rule for Classes of Products and Individual Contracts | |
| 13:1.0.1.1.18 | PART 123
| PART 123 - DISASTER LOAN PROGRAM | |
| 13:1.0.1.1.19 | PART 124
| PART 124 - 8(a) BUSINESS DEVELOPMENT/SMALL DISADVANTAGED BUSINESS STATUS DETERMINATIONS | |
| 13:1.0.1.1.19.1.287 | SUBJGRP 287
| Provisions of General Applicability | |
| 13:1.0.1.1.19.1.288 | SUBJGRP 288
| Eligibility Requirements for Participation in the 8(a) Business Development Program | |
| 13:1.0.1.1.19.1.289 | SUBJGRP 289
| Applying to the 8(a) BD Program | |
| 13:1.0.1.1.19.1.290 | SUBJGRP 290
| Exiting the 8(a) BD Program | |
| 13:1.0.1.1.19.1.291 | SUBJGRP 291
| Business Development | |
| 13:1.0.1.1.19.1.292 | SUBJGRP 292
| Contractual Assistance | |
| 13:1.0.1.1.19.1.293 | SUBJGRP 293
| Miscellaneous Reporting Requirements | |
| 13:1.0.1.1.19.1.294 | SUBJGRP 294
| Management and Technical Assistance Program | |
| 13:1.0.1.1.20 | PART 125
| PART 125 - GOVERNMENT CONTRACTING PROGRAMS | |
| 13:1.0.1.1.21 | PART 126
| PART 126 - HUBZONE PROGRAM | |
| 13:1.0.1.1.22 | PART 127
| PART 127 - WOMEN-OWNED SMALL BUSINESS FEDERAL CONTRACT PROGRAM | |
| 13:1.0.1.1.22.3.295 | SUBJGRP 295
| Certification | |
| 13:1.0.1.1.22.3.296 | SUBJGRP 296
| Requirements for Third-Party Certifiers | |
| 13:1.0.1.1.23 | PART 129
| PART 129 - CONTRACTS FOR SMALL BUSINESSES LOCATED IN DISASTER AREAS, AND SURPLUS PERSONAL PROPERTY FOR SMALL BUSINESSES LOCATED IN DISASTER AREAS AND PUERTO RICO | |
| 13:1.0.1.1.24 | PART 130
| PART 130 - SMALL BUSINESS DEVELOPMENT CENTERS | |
| 13:1.0.1.1.25 | PART 131
| PART 131 - WOMEN'S BUSINESS CENTER PROGRAM | |
| 13:1.0.1.1.26 | PART 134
| PART 134 - RULES OF PROCEDURE GOVERNING CASES BEFORE THE OFFICE OF HEARINGS AND APPEALS | |
| 13:1.0.1.1.27 | PART 136
| PART 136 - ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SMALL BUSINESS ADMINISTRATION | |
| 13:1.0.1.1.28 | PART 140
| PART 140 - DEBT COLLECTION | |
| 13:1.0.1.1.29 | PART 142
| PART 142 - PROGRAM FRAUD CIVIL REMEDIES ACT REGULATIONS | |
| 13:1.0.1.1.29.0.297 | SUBJGRP 297
| Overview and Definitions | |
| 13:1.0.1.1.29.0.298 | SUBJGRP 298
| Procedures Leading to Issuance of a Complaint | |
| 13:1.0.1.1.29.0.299 | SUBJGRP 299
| Procedures Following Service of a Complaint | |
| 13:1.0.1.1.29.0.300 | SUBJGRP 300
| Hearing Provisions | |
| 13:1.0.1.1.29.0.301 | SUBJGRP 301
| Decisions and Appeals | |
| 13:1.0.1.1.30 | PART 143
| PART 143 [RESERVED] | |
| 13:1.0.1.1.31 | PART 146
| PART 146 - NEW RESTRICTIONS ON LOBBYING | |
| 13:1.0.1.1.32 | PART 147
| PART 147 - GOVERNMENTWIDE REQUIREMENTS FOR DRUG-FREE WORKPLACE (NONPROCUREMENT) | |
| 13:1.0.1.1.33 | PART 148-199
| PARTS 148-199 [RESERVED] | |