| 17:1.0.1.1.4.1 | SUBPART A
| Subpart A - General Provisions, Definitions and Exemptions | |
| 17:1.0.1.1.4.1.7.1 | SECTION 4.1
| 4.1 Requirements as to form. | |
| 17:1.0.1.1.4.1.7.2 | SECTION 4.2-4.4
| 4.2-4.4 [Reserved] | |
| 17:1.0.1.1.4.1.7.3 | SECTION 4.5
| 4.5 Exclusion for certain otherwise regulated persons from the definition of the term “commodity pool operator.” | |
| 17:1.0.1.1.4.1.7.4 | SECTION 4.6
| 4.6 Exclusion for certain otherwise regulated persons from the definition of the term “commodity trading advisor.” | |
| 17:1.0.1.1.4.1.7.5 | SECTION 4.7
| 4.7 Exemption from certain part 4 requirements for commodity pool operators with respect to offerings to qualified eligible persons and for commodity trading advisors with respect to advising qualified eligible persons. | |
| 17:1.0.1.1.4.1.7.6 | SECTION 4.8
| 4.8 Exemption from certain requirements of rule 4.26 with respect to pools offered or sold in certain offerings exempt from registration under the Securities Act. | |
| 17:1.0.1.1.4.1.7.7 | SECTION 4.9
| 4.9 [Reserved] | |
| 17:1.0.1.1.4.1.7.8 | SECTION 4.10
| 4.10 Definitions. | |
| 17:1.0.1.1.4.1.7.9 | SECTION 4.11
| 4.11 Exemption from section 4n(3)(B). | |
| 17:1.0.1.1.4.1.7.10 | SECTION 4.12
| 4.12 Exemption from provisions of part 4. | |
| 17:1.0.1.1.4.1.7.11 | SECTION 4.13
| 4.13 Exemption from registration as a commodity pool operator. | |
| 17:1.0.1.1.4.1.7.12 | SECTION 4.14
| 4.14 Exemption from registration as a commodity trading advisor. | |
| 17:1.0.1.1.4.1.7.13 | SECTION 4.15
| 4.15 Continued applicability of antifraud section. | |
| 17:1.0.1.1.4.1.7.14 | SECTION 4.16
| 4.16 Prohibited representations. | |
| 17:1.0.1.1.4.1.7.15 | SECTION 4.17
| 4.17 Severability. | |
| 17:1.0.1.1.4.2 | SUBPART B
| Subpart B - Commodity Pool Operators | |
| 17:1.0.1.1.4.2.7.1 | SECTION 4.20
| 4.20 Prohibited activities. | |
| 17:1.0.1.1.4.2.7.2 | SECTION 4.21
| 4.21 Required delivery of pool Disclosure Document. | |
| 17:1.0.1.1.4.2.7.3 | SECTION 4.22
| 4.22 Reporting to pool participants. | |
| 17:1.0.1.1.4.2.7.4 | SECTION 4.23
| 4.23 Recordkeeping. | |
| 17:1.0.1.1.4.2.7.5 | SECTION 4.24
| 4.24 General disclosures required. | |
| 17:1.0.1.1.4.2.7.6 | SECTION 4.25
| 4.25 Performance disclosures. | |
| 17:1.0.1.1.4.2.7.7 | SECTION 4.26
| 4.26 Use, amendment and filing of Disclosure Document. | |
| 17:1.0.1.1.4.2.7.8 | SECTION 4.27
| 4.27 Additional reporting by commodity pool operators and commodity trading advisors. | |
| 17:1.0.1.1.4.3 | SUBPART C
| Subpart C - Commodity Trading Advisors | |
| 17:1.0.1.1.4.3.7.1 | SECTION 4.30
| 4.30 Prohibited activities. | |
| 17:1.0.1.1.4.3.7.2 | SECTION 4.31
| 4.31 Required delivery of Disclosure Document to prospective clients. | |
| 17:1.0.1.1.4.3.7.3 | SECTION 4.32
| 4.32 [Reserved] | |
| 17:1.0.1.1.4.3.7.4 | SECTION 4.33
| 4.33 Recordkeeping. | |
| 17:1.0.1.1.4.3.7.5 | SECTION 4.34
| 4.34 General disclosures required. | |
| 17:1.0.1.1.4.3.7.6 | SECTION 4.35
| 4.35 Performance disclosures. | |
| 17:1.0.1.1.4.3.7.7 | SECTION 4.36
| 4.36 Use, amendment and filing of Disclosure Document. | |
| 17:1.0.1.1.4.4 | SUBPART D
| Subpart D - Advertising | |
| 17:1.0.1.1.4.4.7.1 | SECTION 4.40
| 4.40 [Reserved] | |
| 17:1.0.1.1.4.4.7.2 | SECTION 4.41
| 4.41 Advertising by commodity pool operators, commodity trading advisors, and the principals thereof. | |
| 17:1.0.1.1.4.5 | SUBPART 0
| | |
| 17:1.0.1.1.4.6.7.1.7 | APPENDIX Appendix A
| Appendix A to Part 4 - Form CPO-PQR | |
| 17:1.0.1.1.4.6.7.1.8 | APPENDIX Appendix B
| Appendix B to Part 4 - Adjustments for Additions and Withdrawals in the Computation of Rate of Return | |
| 17:1.0.1.1.4.6.7.1.9 | APPENDIX Appendix C
| Appendix C to Part 4 - Form CTA-PR | |