Subpart A—General Provisions, Definitions and Exemptions

Sections

• 4.1
  § 4.1 Requirements as to form.
• 4.2-4.4
  §§ 4.2-4.4 [Reserved]
• 4.5
  § 4.5 Exclusion for certain otherwise regulated persons from the definition of the term “commodity pool operator.”
• 4.6
  § 4.6 Exclusion for certain otherwise regulated persons from the definition of the term “commodity trading advisor.”
• 4.7
  § 4.7 Exemption from certain part 4 requirements for commodity pool operators with respect to offerings to qualified eligible persons and for commodity trading advisors with respect to advising qualified eligible persons.
• 4.8
  § 4.8 Exemption from certain requirements of rule 4.26 with respect to pools offered or sold in certain offerings exempt from registration under the Securities Act.
• 4.9
  § 4.9 [Reserved]
• 4.10
  § 4.10 Definitions.
• 4.11
  § 4.11 Exemption from section 4n(3)(B).
• 4.12
  § 4.12 Exemption from provisions of this part.
• 4.13
  § 4.13 Exemption from registration as a commodity pool operator.
• 4.14
  § 4.14 Exemption from registration as a commodity trading advisor.
• 4.15
  § 4.15 Continued applicability of antifraud section.
• 4.16
  § 4.16 Prohibited representations.
• 4.17
  § 4.17 Severability.