Title 17
PART 4 SUBPART C
Subpart C - Commodity Trading Advisors
- 7 U.S.C. 1a, 2, 6(c), 6b, 6c, 6l, 6m, 6n, 6o, 12a, and 23.
- 46 FR 26013, May 8, 1981, unless otherwise noted.
17:1.0.1.1.4.3.7.1 | SECTION 4.30 | 4.30 Prohibited activities. | |
17:1.0.1.1.4.3.7.2 | SECTION 4.31 | 4.31 Required delivery of Disclosure Document to prospective clients. | |
17:1.0.1.1.4.3.7.3 | SECTION 4.32 | 4.32 [Reserved] | |
17:1.0.1.1.4.3.7.4 | SECTION 4.33 | 4.33 Recordkeeping. | |
17:1.0.1.1.4.3.7.5 | SECTION 4.34 | 4.34 General disclosures required. | |
17:1.0.1.1.4.3.7.6 | SECTION 4.35 | 4.35 Performance disclosures. | |
17:1.0.1.1.4.3.7.7 | SECTION 4.36 | 4.36 Use, amendment and filing of Disclosure Document. |