Title 17
PART 37 SUBPART P
Subpart P - Designation of Chief Compliance Officer
- 7 U.S.C. 1a, 2, 5, 6, 6c, 7, 7a-2, 7b-3, and 12a, as amended by Titles VII and VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, 124 Stat. 1376.
- 78 FR 33582, June 4, 2013, unless otherwise noted.
17:1.0.1.1.30.16.7.1 | SECTION 37.1500 | 37.1500 Core Principle 15 - Designation of chief compliance officer. | |
17:1.0.1.1.30.16.7.2 | SECTION 37.1501 | 37.1501 Chief compliance officer. |