Title 17

PART 37 SUBPART C

Subpart C - Compliance With Rules

• 7 U.S.C. 1a, 2, 5, 6, 6c, 7, 7a-2, 7b-3, and 12a, as amended by Titles VII and VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, 124 Stat. 1376.
• 78 FR 33582, June 4, 2013, unless otherwise noted.

17:1.0.1.1.30.3.7.1	SECTION 37.200	37.200 Core Principle 2 - Compliance with rules.
17:1.0.1.1.30.3.7.2	SECTION 37.201	37.201 Operation of swap execution facility and compliance with rules.
17:1.0.1.1.30.3.7.3	SECTION 37.202	37.202 Access requirements.
17:1.0.1.1.30.3.7.4	SECTION 37.203	37.203 Rule enforcement program.
17:1.0.1.1.30.3.7.5	SECTION 37.204	37.204 Regulatory services provided by a third party.
17:1.0.1.1.30.3.7.6	SECTION 37.205	37.205 Audit trail.
17:1.0.1.1.30.3.7.7	SECTION 37.206	37.206 Disciplinary procedures and sanctions.

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