Subpart C—Compliance With Rules

Sections

• 37.200
  § 37.200 Core Principle 2—Compliance with rules.
• 37.201
  § 37.201 Operation of swap execution facility and compliance with rules.
• 37.202
  § 37.202 Access requirements.
• 37.203
  § 37.203 Rule enforcement program.
• 37.204
  § 37.204 Regulatory services provided by a third party.
• 37.205
  § 37.205 Audit trail.
• 37.206
  § 37.206 Disciplinary procedures and sanctions.