Title 17

SECTION 37.500

37.500 Core Principle 5 - Ability to obtain information.

§ 37.500 Core Principle 5 - Ability to obtain information.

The swap execution facility shall:

(a) Establish and enforce rules that will allow the facility to obtain any necessary information to perform any of the functions described in section 5h of the Act;

(b) Provide the information to the Commission on request; and

(c) Have the capacity to carry out such international information-sharing agreements as the Commission may require.

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