Title 17

PART 227 SUBPART D

Subpart D - Funding Portal Regulation

• 15 U.S.C. 77d, 77d-1, 77s, 77z-3, 78c, 78o, 78q, 78w, 78mm, and Pub. L. 112-106, secs. 301-305, 126 Stat. 306 (2012).
• 80 FR 71537, Nov. 16, 2015, unless otherwise noted.

17:3.0.1.1.10.4.36.1	SECTION 227.400	227.400 Registration of funding portals.
17:3.0.1.1.10.4.36.2	SECTION 227.401	227.401 Exemption.
17:3.0.1.1.10.4.36.3	SECTION 227.402	227.402 Conditional safe harbor.
17:3.0.1.1.10.4.36.4	SECTION 227.403	227.403 Compliance.
17:3.0.1.1.10.4.36.5	SECTION 227.404	227.404 Records to be made and kept by funding portals.

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