Title 17

PART 227 SUBPART C

Subpart C - Requirements for Intermediaries

• 15 U.S.C. 77d, 77d-1, 77s, 77z-3, 78c, 78o, 78q, 78w, 78mm, and Pub. L. 112-106, secs. 301-305, 126 Stat. 306 (2012).
• 80 FR 71537, Nov. 16, 2015, unless otherwise noted.

17:3.0.1.1.10.3.36.1	SECTION 227.300	227.300 Intermediaries.
17:3.0.1.1.10.3.36.2	SECTION 227.301	227.301 Measures to reduce risk of fraud.
17:3.0.1.1.10.3.36.3	SECTION 227.302	227.302 Account opening.
17:3.0.1.1.10.3.36.4	SECTION 227.303	227.303 Requirements with respect to transactions.
17:3.0.1.1.10.3.36.5	SECTION 227.304	227.304 Completion of offerings, cancellations and reconfirmations.
17:3.0.1.1.10.3.36.6	SECTION 227.305	227.305 Payments to third parties.
17:3.0.1.1.10.3.36.7	SECTION 227.306	227.306 xxx

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