Title 13
PART 120 SUBPART F
Subpart F - Secondary Market
- 15 U.S.C. 634(b) (6), (b) (7), (b) (14), (h), and note, 636(a), (h) and (m), and note, 650, 657t, and note, 657u, and note, 687(f), 696(3) and (7), and note, and 697(a) and (e), and note.
- 61 FR 3235, Jan. 31, 1996, unless otherwise noted.
| 13:1.0.1.1.16.6.226 | SUBJGRP 226 | Fiscal and Transfer Agent (FTA) | |
| 13:1.0.1.1.16.6.226.1 | SECTION 120.600 | 120.600 Definitions. | |
| 13:1.0.1.1.16.6.226.2 | SECTION 120.601 | 120.601 SBA Secondary Market. | |
| 13:1.0.1.1.16.6.227 | SUBJGRP 227 | Certificates | |
| 13:1.0.1.1.16.6.227.3 | SECTION 120.610 | 120.610 Form and terms of Certificates. | |
| 13:1.0.1.1.16.6.227.4 | SECTION 120.611 | 120.611 Pools backing Pool Certificates. | |
| 13:1.0.1.1.16.6.227.5 | SECTION 120.612 | 120.612 Loans eligible to back Certificates. | |
| 13:1.0.1.1.16.6.227.6 | SECTION 120.613 | 120.613 Secondary Participation Guarantee Agreement. | |
| 13:1.0.1.1.16.6.228 | SUBJGRP 228 | The SBA Guarantee of a Certificate | |
| 13:1.0.1.1.16.6.228.7 | SECTION 120.620 | 120.620 SBA guarantee of a Pool Certificate. | |
| 13:1.0.1.1.16.6.228.8 | SECTION 120.621 | 120.621 SBA guarantee of an Individual Certificate. | |
| 13:1.0.1.1.16.6.229 | SUBJGRP 229 | Pool Assemblers | |
| 13:1.0.1.1.16.6.229.9 | SECTION 120.630 | 120.630 Qualifications to be a Pool Assembler. | |
| 13:1.0.1.1.16.6.229.10 | SECTION 120.631 | 120.631 Suspension or termination of Pool Assembler. | |
| 13:1.0.1.1.16.6.230 | SUBJGRP 230 | Miscellaneous Provisions | |
| 13:1.0.1.1.16.6.230.11 | SECTION 120.640 | 120.640 Administration of the Pool and Individual Certificates. | |
| 13:1.0.1.1.16.6.230.12 | SECTION 120.641 | 120.641 Disclosure to purchasers. | |
| 13:1.0.1.1.16.6.230.13 | SECTION 120.642 | 120.642 Requirements before the FTA issues Pool Certificates. | |
| 13:1.0.1.1.16.6.230.14 | SECTION 120.643 | 120.643 Requirements before the FTA issues Individual Certificates. | |
| 13:1.0.1.1.16.6.230.15 | SECTION 120.644 | 120.644 Transfers of Certificates. | |
| 13:1.0.1.1.16.6.230.16 | SECTION 120.645 | 120.645 Redemption of Certificates. | |
| 13:1.0.1.1.16.6.230.17 | SECTION 120.650 | 120.650 Registration duties of FTA in Secondary Market. | |
| 13:1.0.1.1.16.6.230.18 | SECTION 120.651 | 120.651 Claim to FTA by Registered Holder to replace Certificate. | |
| 13:1.0.1.1.16.6.230.19 | SECTION 120.652 | 120.652 FTA fees. | |
| 13:1.0.1.1.16.6.231 | SUBJGRP 231 | Suspension or Revocation of Participant in Secondary Market | |
| 13:1.0.1.1.16.6.231.20 | SECTION 120.660 | 120.660 Suspension or revocation. |