Title 13

PART 107 SUBPART F

Subpart F - Recordkeeping, Reporting, and Examination Requirements for Licensees

• 15 U.S.C. 681, 683, 687(c), 687b, 687d, 687g, 687m.
• 61 FR 3189, Jan. 31, 1996, unless otherwise noted.

13:1.0.1.1.7.6.48	SUBJGRP 48	Recordkeeping Requirements for Licensees
13:1.0.1.1.7.6.48.1	SECTION 107.600	107.600 General requirement for Licensee to maintain and preserve records.
13:1.0.1.1.7.6.48.2	SECTION 107.610	107.610 Required certifications for Loans and Investments.
13:1.0.1.1.7.6.48.3	SECTION 107.620	107.620 Requirements to obtain information from Portfolio Concerns.
13:1.0.1.1.7.6.49	SUBJGRP 49	Reporting Requirements for Licensees
13:1.0.1.1.7.6.49.4	SECTION 107.630	107.630 Requirement for Licensees to file financial statements with SBA (Form 468).
13:1.0.1.1.7.6.49.5	SECTION 107.640	107.640 Requirement to file Portfolio Financing Reports (SBA Form 1031).
13:1.0.1.1.7.6.49.6	SECTION 107.650	107.650 Requirement to report portfolio valuations to SBA.
13:1.0.1.1.7.6.49.7	SECTION 107.660	107.660 Other items required to be filed by Licensee with SBA.
13:1.0.1.1.7.6.49.8	SECTION 107.665	107.665 Civil penalties.
13:1.0.1.1.7.6.49.9	SECTION 107.670	107.670 Application for exemption from civil penalty for late filing of reports.
13:1.0.1.1.7.6.49.10	SECTION 107.680	107.680 Reporting changes in Licensee not subject to prior SBA approval.
13:1.0.1.1.7.6.50	SUBJGRP 50	Examinations of Licensees by SBA for Regulatory Compliance
13:1.0.1.1.7.6.50.11	SECTION 107.690	107.690 Examinations.
13:1.0.1.1.7.6.50.12	SECTION 107.691	107.691 Responsibilities of Licensee during examination.
13:1.0.1.1.7.6.50.13	SECTION 107.692	107.692 Examination fees.

---