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Title 13
PART 107 SUBPART G
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Subpart G
Subpart G - Financing of Small Businesses by Licensees
15 U.S.C. 681, 683, 687(c), 687b, 687d, 687g, 687m.
61 FR 3189, Jan. 31, 1996, unless otherwise noted.
13:1.0.1.1.7.7.51
SUBJGRP 51
Determining the Eligibility of a Small Business for SBIC Financing
13:1.0.1.1.7.7.51.1
SECTION 107.700
107.700 Compliance with size standards in part 121 of this chapter as a condition of Assistance.
13:1.0.1.1.7.7.51.2
SECTION 107.710
107.710 Requirement to finance smaller enterprises.
13:1.0.1.1.7.7.51.3
SECTION 107.720
107.720 Small Businesses that may be ineligible for financing.
13:1.0.1.1.7.7.51.4
SECTION 107.730
107.730 Financings which constitute conflicts of interest.
13:1.0.1.1.7.7.51.5
SECTION 107.740
107.740 Portfolio diversification (“overline” limitation).
13:1.0.1.1.7.7.51.6
SECTION 107.750
107.750 Conditions for financing a change of ownership of a Small Business.
13:1.0.1.1.7.7.51.7
SECTION 107.760
107.760 How a change in size or activity of a Portfolio Concern affects the Licensee and the Portfolio Concern.
13:1.0.1.1.7.7.52
SUBJGRP 52
Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing
13:1.0.1.1.7.7.52.8
SECTION 107.800
107.800 Financings in the form of Equity Securities.
13:1.0.1.1.7.7.52.9
SECTION 107.810
107.810 Financings in the form of Loans.
13:1.0.1.1.7.7.52.10
SECTION 107.815
107.815 Financings in the form of Debt Securities.
13:1.0.1.1.7.7.52.11
SECTION 107.820
107.820 Financings in the form of guarantees.
13:1.0.1.1.7.7.52.12
SECTION 107.825
107.825 Purchasing securities from an underwriter or other third party.
13:1.0.1.1.7.7.53
SUBJGRP 53
Structuring Licensee's Financing of an Eligible Small Business: Terms and Conditions of Financing
13:1.0.1.1.7.7.53.13
SECTION 107.830
107.830 Minimum duration/term of financing.
13:1.0.1.1.7.7.53.14
SECTION 107.835
107.835 Exceptions to minimum duration/term of Financing.
13:1.0.1.1.7.7.53.15
SECTION 107.840
107.840 Maximum term of Financing.
13:1.0.1.1.7.7.53.16
SECTION 107.845
107.845 Maximum rate of amortization on Loans and Debt Securities.
13:1.0.1.1.7.7.53.17
SECTION 107.850
107.850 Restrictions on redemption of Equity Securities.
13:1.0.1.1.7.7.53.18
SECTION 107.855
107.855 Interest rate ceiling and limitations on fees charged to Small Businesses (“Cost of Money”).
13:1.0.1.1.7.7.53.19
SECTION 107.860
107.860 Financing fees and expense reimbursements a Licensee may receive from a Small Business.
13:1.0.1.1.7.7.53.20
SECTION 107.865
107.865 Control of a Small Business by a Licensee.
13:1.0.1.1.7.7.53.21
SECTION 107.880
107.880 Assets acquired in liquidation of Portfolio securities.
13:1.0.1.1.7.7.54
SUBJGRP 54
Limitations on Disposition of Assets
13:1.0.1.1.7.7.54.22
SECTION 107.885
107.885 Disposition of assets to Licensee's Associates or to competitors of Portfolio Concern.
13:1.0.1.1.7.7.55
SUBJGRP 55
Management Services and Fees
13:1.0.1.1.7.7.55.23
SECTION 107.900
107.900 Management fees for services provided to a Small Business by Licensee or its Associate.