Recordkeeping Requirements for Licensees

1. CFR
2. ›
3. Title 13
4. ›
5. Chapter I
6. ›
7. Part 107
8. ›
9. Subpart F
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11. Subject Group Recordkeeping Requirements for Licensees

Sections

Section numbering in the official eCFR can be non-consecutive. Omitted section numbers are not treated here as reserved unless the source explicitly labels them that way.

• 107.600
  § 107.600 General requirement for Licensee to maintain and preserve records.
• 107.610
  § 107.610 Required certifications for Loans and Investments.
• 107.620
  § 107.620 Requirements to obtain information from Portfolio Concerns.