Title 33

PART 20

Part 20 - Rules Of Practice, Procedure, And Evidence For Formal Administrative Proceedings Of The Coast Guard

PART 20 - RULES OF PRACTICE, PROCEDURE, AND EVIDENCE FOR FORMAL ADMINISTRATIVE PROCEEDINGS OF THE COAST GUARD Authority:33 U.S.C. 1321; 42 U.S.C. 9609; 46 U.S.C. 7701, 7702; Department of Homeland Security Delegation No. 0170.1, para. 2(73). Source:CGD 98-3472, 64 FR 28062, May 24, 1999, unless otherwise noted.

33:1.0.1.1.11.1SUBPART A
Subpart A - General
33:1.0.1.1.11.1.1.1SECTION 20.101
   20.101 Scope.
33:1.0.1.1.11.1.1.2SECTION 20.102
   20.102 Definitions.
33:1.0.1.1.11.1.1.3SECTION 20.103
   20.103 Construction and waiver of rules.
33:1.0.1.1.11.2SUBPART B
Subpart B - Administrative Law Judges
33:1.0.1.1.11.2.1.1SECTION 20.201
   20.201 Assignment.
33:1.0.1.1.11.2.1.2SECTION 20.202
   20.202 Powers.
33:1.0.1.1.11.2.1.3SECTION 20.203
   20.203 Unavailability.
33:1.0.1.1.11.2.1.4SECTION 20.204
   20.204 Withdrawal or disqualification.
33:1.0.1.1.11.2.1.5SECTION 20.205
   20.205 Ex parte communications.
33:1.0.1.1.11.2.1.6SECTION 20.206
   20.206 Separation of functions.
33:1.0.1.1.11.3SUBPART C
Subpart C - Pleadings and Motions
33:1.0.1.1.11.3.1.1SECTION 20.301
   20.301 Representation.
33:1.0.1.1.11.3.1.2SECTION 20.302
   20.302 Filing of documents and other materials.
33:1.0.1.1.11.3.1.3SECTION 20.303
   20.303 Form and content of filed documents.
33:1.0.1.1.11.3.1.4SECTION 20.304
   20.304 Service of documents.
33:1.0.1.1.11.3.1.5SECTION 20.305
   20.305 Amendment or supplementation of filed documents.
33:1.0.1.1.11.3.1.6SECTION 20.306
   20.306 Computation of time.
33:1.0.1.1.11.3.1.7SECTION 20.307
   20.307 Complaints.
33:1.0.1.1.11.3.1.8SECTION 20.308
   20.308 Answers.
33:1.0.1.1.11.3.1.9SECTION 20.309
   20.309 Motions.
33:1.0.1.1.11.3.1.10SECTION 20.310
   20.310 Default by respondent.
33:1.0.1.1.11.3.1.11SECTION 20.311
   20.311 Withdrawal or dismissal.
33:1.0.1.1.11.4SUBPART D
Subpart D - Proceedings
33:1.0.1.1.11.4.1.1SECTION 20.401
   20.401 Initiation of administrative proceedings.
33:1.0.1.1.11.4.1.2SECTION 20.402
   20.402 Public notice.
33:1.0.1.1.11.4.1.3SECTION 20.403
   20.403 Consolidation and severance.
33:1.0.1.1.11.4.1.4SECTION 20.404
   20.404 Interested persons.
33:1.0.1.1.11.5SUBPART E
Subpart E - Conferences and Settlements
33:1.0.1.1.11.5.1.1SECTION 20.501
   20.501 Conferences.
33:1.0.1.1.11.5.1.2SECTION 20.502
   20.502 Settlements.
33:1.0.1.1.11.6SUBPART F
Subpart F - Discovery
33:1.0.1.1.11.6.1.1SECTION 20.601
   20.601 General.
33:1.0.1.1.11.6.1.2SECTION 20.602
   20.602 Amendatory or supplementary responses.
33:1.0.1.1.11.6.1.3SECTION 20.603
   20.603 Interrogatories.
33:1.0.1.1.11.6.1.4SECTION 20.604
   20.604 Requests for production of documents or things, for inspection or other purposes.
33:1.0.1.1.11.6.1.5SECTION 20.605
   20.605 Depositions.
33:1.0.1.1.11.6.1.6SECTION 20.606
   20.606 Protective orders.
33:1.0.1.1.11.6.1.7SECTION 20.607
   20.607 Sanctions for failure to comply.
33:1.0.1.1.11.6.1.8SECTION 20.608
   20.608 Subpoenas.
33:1.0.1.1.11.6.1.9SECTION 20.609
   20.609 Motions to quash or modify.
33:1.0.1.1.11.7SUBPART G
Subpart G - Hearings
33:1.0.1.1.11.7.1.1SECTION 20.701
   20.701 Standard of proof.
33:1.0.1.1.11.7.1.2SECTION 20.702
   20.702 Burden of proof.
33:1.0.1.1.11.7.1.3SECTION 20.703
   20.703 Presumptions.
33:1.0.1.1.11.7.1.4SECTION 20.704
   20.704 Scheduling and notice of hearings.
33:1.0.1.1.11.7.1.5SECTION 20.705
   20.705 Failure to appear.
33:1.0.1.1.11.7.1.6SECTION 20.706
   20.706 Witnesses.
33:1.0.1.1.11.7.1.7SECTION 20.707
   20.707 Telephonic testimony.
33:1.0.1.1.11.7.1.8SECTION 20.708
   20.708 Witnesses' fees.
33:1.0.1.1.11.7.1.9SECTION 20.709
   20.709 Closing of the record.
33:1.0.1.1.11.7.1.10SECTION 20.710
   20.710 Proposed findings, closing arguments, and briefs.
33:1.0.1.1.11.8SUBPART H
Subpart H - Evidence
33:1.0.1.1.11.8.1.1SECTION 20.801
   20.801 General.
33:1.0.1.1.11.8.1.2SECTION 20.802
   20.802 Admissibility of evidence.
33:1.0.1.1.11.8.1.3SECTION 20.803
   20.803 Hearsay evidence.
33:1.0.1.1.11.8.1.4SECTION 20.804
   20.804 Objections and offers of proof.
33:1.0.1.1.11.8.1.5SECTION 20.805
   20.805 Proprietary information.
33:1.0.1.1.11.8.1.6SECTION 20.806
   20.806 Official notice.
33:1.0.1.1.11.8.1.7SECTION 20.807
   20.807 Exhibits and documents.
33:1.0.1.1.11.8.1.8SECTION 20.808
   20.808 Written testimony.
33:1.0.1.1.11.8.1.9SECTION 20.809
   20.809 Stipulations.
33:1.0.1.1.11.9SUBPART I
Subpart I - Decisions
33:1.0.1.1.11.9.1.1SECTION 20.901
   20.901 Summary decisions.
33:1.0.1.1.11.9.1.2SECTION 20.902
   20.902 Decisions of the ALJ.
33:1.0.1.1.11.9.1.3SECTION 20.903
   20.903 Records of proceedings.
33:1.0.1.1.11.9.1.4SECTION 20.904
   20.904 Reopening.
33:1.0.1.1.11.10SUBPART J
Subpart J - Appeals
33:1.0.1.1.11.10.1.1SECTION 20.1001
   20.1001 General.
33:1.0.1.1.11.10.1.2SECTION 20.1002
   20.1002 Records on appeal.
33:1.0.1.1.11.10.1.3SECTION 20.1003
   20.1003 Procedures for appeal.
33:1.0.1.1.11.10.1.4SECTION 20.1004
   20.1004 Decisions on appeal.
33:1.0.1.1.11.11SUBPART K
Subpart K - Finality, Petitions for Hearing, and Availability of Orders
33:1.0.1.1.11.11.1.1SECTION 20.1101
   20.1101 Finality.
33:1.0.1.1.11.11.1.2SECTION 20.1102
   20.1102 Petitions to set aside decisions and provide hearings for civil penalty proceedings.
33:1.0.1.1.11.11.1.3SECTION 20.1103
   20.1103 Availability of decisions.
33:1.0.1.1.11.12SUBPART L
Subpart L - Expedited Hearings
33:1.0.1.1.11.12.1.1SECTION 20.1201
   20.1201 Application.
33:1.0.1.1.11.12.1.2SECTION 20.1202
   20.1202 Filing of pleadings.
33:1.0.1.1.11.12.1.3SECTION 20.1203
   20.1203 Commencement of expedited hearings.
33:1.0.1.1.11.12.1.4SECTION 20.1205
   20.1205 Motion for return of temporarily suspended merchant mariner credential, license, certificate of registry, or document.
33:1.0.1.1.11.12.1.5SECTION 20.1206
   20.1206 Discontinuance of expedited hearings.
33:1.0.1.1.11.12.1.6SECTION 20.1207
   20.1207 Pre-hearing conferences.
33:1.0.1.1.11.12.1.7SECTION 20.1208
   20.1208 Expedited hearings.
33:1.0.1.1.11.12.1.8SECTION 20.1209
   20.1209 Appeals of ALJs' decisions.
33:1.0.1.1.11.13SUBPART M
Subpart M - Supplementary Evidentiary Rules for Suspension and Revocation Hearings
33:1.0.1.1.11.13.1.1SECTION 20.1301
   20.1301 Purpose.
33:1.0.1.1.11.13.1.2SECTION 20.1303
   20.1303 Authentication and certification of extracts from shipping articles, logbooks, and the like.
33:1.0.1.1.11.13.1.3SECTION 20.1305
   20.1305 Admissibility and weight of entries from logbooks.
33:1.0.1.1.11.13.1.4SECTION 20.1307
   20.1307 Use of judgments of conviction.
33:1.0.1.1.11.13.1.5SECTION 20.1309
   20.1309 Admissibility of respondents' criminal records and records with the Coast Guard before entry of findings and conclusions.
33:1.0.1.1.11.13.1.6SECTION 20.1311
   20.1311 Admissions by respondent.
33:1.0.1.1.11.13.1.7SECTION 20.1313
   20.1313 Medical examination of respondents.
33:1.0.1.1.11.13.1.8SECTION 20.1315
   20.1315 Submission of prior records and evidence in aggravation or mitigation.