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Title 17 Part 170

Title 17 → Chapter I → Part 170

Electronic Code of Federal Regulations e-CFR

Title 17 Part 170

Title 17Chapter IPart 170


TITLE 17—Commodity and Securities Exchanges

CHAPTER I—COMMODITY FUTURES TRADING COMMISSION (CONTINUED)

PART 170—REGISTERED FUTURES ASSOCIATIONS

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Subpart A—STANDARDS GOVERNING COMMISSION REVIEW OF APPLICATIONS FOR REGISTRATION AS A FUTURES ASSOCIATION UNDER SECTION 17 OF THE ACT

§170.1
Demonstration of purposes (section 17(b)(1) of the Act).
§170.2
Membership restrictions (section 17(b)(2) of the Act).
§170.3
Fair and equitable representation of members (section 17(b)(5) of the Act).
§170.4
Allocation of dues (section 17(b)(6) of the Act).
§170.5
Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act).
§170.6
Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act).
§170.7
Membership denial (section 17(b)(9) of the Act).
§170.8
Settlement of customer disputes (section 17(b)(10) of the Act).
§170.9
General standard.
§170.10
Proficiency examinations (sections 4p and 17(p) of the Act).
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Subpart B—REGISTRATION STATEMENT OF FUTURES ASSOCIATIONS TO BE SUBMITTED TO THE COMMISSION

§170.11
Form of registration statement; review of registration statement.
§170.12
Delegation of Authority to Director of the Division of Swap Dealer and Intermediary Oversight.
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Subpart C—MEMBERSHIP IN A REGISTERED FUTURES ASSOCIATION

§170.15
Futures commission merchants.
§170.16
Swap dealers and major swap participants.
§170.17
Introducing brokers, commodity pool operators, and commodity trading advisors.