Title 17
PART 170 SUBPART A
Subpart A - Standards Governing Commission Review of Applications for Registration as a Futures Association Under Section 17 of the Act
- 7 U.S.C. 6d, 6m, 6p, 6s, 12a, and 21.
- 44 FR 20651, Apr. 6, 1979, unless otherwise noted.
17:2.0.1.1.30.1.1.1 | SECTION 170.1 | 170.1 Demonstration of purposes (section 17(b)(1) of the Act). | |
17:2.0.1.1.30.1.1.2 | SECTION 170.2 | 170.2 Membership restrictions (section 17(b)(2) of the Act). | |
17:2.0.1.1.30.1.1.3 | SECTION 170.3 | 170.3 Fair and equitable representation of members (section 17(b)(5) of the Act). | |
17:2.0.1.1.30.1.1.4 | SECTION 170.4 | 170.4 Allocation of dues (section 17(b)(6) of the Act). | |
17:2.0.1.1.30.1.1.5 | SECTION 170.5 | 170.5 Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act). | |
17:2.0.1.1.30.1.1.6 | SECTION 170.6 | 170.6 Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act). | |
17:2.0.1.1.30.1.1.7 | SECTION 170.7 | 170.7 Membership denial (section 17(b)(9) of the Act). | |
17:2.0.1.1.30.1.1.8 | SECTION 170.8 | 170.8 Settlement of customer disputes (section 17(b)(10) of the Act). | |
17:2.0.1.1.30.1.1.9 | SECTION 170.9 | 170.9 General standard. | |
17:2.0.1.1.30.1.1.10 | SECTION 170.10 | 170.10 Proficiency examinations (sections 4p and 17(p) of the Act). |