Subpart A—Standards Governing Commission Review of Applications for Registration as a Futures Association Under Section 17 of the Act
Sections
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170.1
§ 170.1 Demonstration of purposes (section 17(b)(1) of the Act). -
170.2
§ 170.2 Membership restrictions (section 17(b)(2) of the Act). -
170.3
§ 170.3 Fair and equitable representation of members (section 17(b)(5) of the Act). -
170.4
§ 170.4 Allocation of dues (section 17(b)(6) of the Act). -
170.5
§ 170.5 Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act). -
170.6
§ 170.6 Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act). -
170.7
§ 170.7 Membership denial (section 17(b)(9) of the Act). -
170.8
§ 170.8 Settlement of customer disputes (section 17(b)(10) of the Act). -
170.9
§ 170.9 General standard. -
170.10
§ 170.10 Proficiency examinations (sections 4p and 17(p) of the Act).