Title 17

PART 170 SUBPART A

Subpart A - Standards Governing Commission Review of Applications for Registration as a Futures Association Under Section 17 of the Act

17:2.0.1.1.30.1.1.1SECTION 170.1
   170.1 Demonstration of purposes (section 17(b)(1) of the Act).
17:2.0.1.1.30.1.1.2SECTION 170.2
   170.2 Membership restrictions (section 17(b)(2) of the Act).
17:2.0.1.1.30.1.1.3SECTION 170.3
   170.3 Fair and equitable representation of members (section 17(b)(5) of the Act).
17:2.0.1.1.30.1.1.4SECTION 170.4
   170.4 Allocation of dues (section 17(b)(6) of the Act).
17:2.0.1.1.30.1.1.5SECTION 170.5
   170.5 Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act).
17:2.0.1.1.30.1.1.6SECTION 170.6
   170.6 Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act).
17:2.0.1.1.30.1.1.7SECTION 170.7
   170.7 Membership denial (section 17(b)(9) of the Act).
17:2.0.1.1.30.1.1.8SECTION 170.8
   170.8 Settlement of customer disputes (section 17(b)(10) of the Act).
17:2.0.1.1.30.1.1.9SECTION 170.9
   170.9 General standard.
17:2.0.1.1.30.1.1.10SECTION 170.10
   170.10 Proficiency examinations (sections 4p and 17(p) of the Act).