CFR›Title 17›Chapter I›Part 3›Subpart D ContainsSection 3.70CorpusDaily eCFRDisplayed edition2026-05-21Last updated2026-05-21 Subpart D—Notice Under Section 4k(5) of the Act Sections 3.70 § 3.70 Notification of certain information regarding associated persons. Previous C Subpart C—Denial, Suspension or Revocation of Registration Next E Subpart E—Delegation and Reservation of Authority