Rules Under Section 304

1. CFR
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3. Title 17
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5. Chapter II
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7. Part 260
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9. Subject Group Rules Under Section 304

Sections

• 260.4a-1
  § 260.4a-1 Exempted securities under section 304(a)(8).
• 260.4a-2
  § 260.4a-2 Exempted securities under section 304(d).
• 260.4a-3
  § 260.4a-3 Exempted securities under section 304(a)(9).
• 260.4c-1
  § 260.4c-1 Form for applications under section 304(c).
• 260.4c-2
  § 260.4c-2 General requirements as to form and content of applications.
• 260.4c-3
  § 260.4c-3 Number of copies; filing; signatures; binding.
• 260.4c-4
  § 260.4c-4 Applications under section 304(c)(1).
• 260.4c-5
  § 260.4c-5 Applications under section 304(c)(2).
• 260.4d-7
  § 260.4d-7 Application for exemption from one or more provisions of the Act.
• 260.4d-8
  § 260.4d-8 Content.
• 260.4d-9
  § 260.4d-9 Exemption for Canadian Trust Indentures from Specified Provisions of the Act.
• 260.4d-10
  § 260.4d-10 Exemption for securities issued pursuant to § 230.802 of this chapter.
• 260.4d-11
  § 260.4d-11 Exemption for security-based swaps offered and sold in reliance on Rule 239 under the Securities Act of 1933 (17 CFR 230.239).
• 260.4d-12
  § 260.4d-12 Exemption for security-based swaps offered and sold in reliance on Securities Act of 1933 Rule 240 (§ 230.240).