Rules Under Section 303

Sections

• 260.3(4)-1
  § 260.3(4)-1 Definition of “commission from an underwriter or dealer not in excess of the usual and customary distributors' or sellers' commissions” in section 303(4), for certain transactions.
• 260.3(4)-2
  § 260.3(4)-2 Definition of “distribution” in section 303(4) for certain transactions.
• 260.3(4)-3
  § 260.3(4)-3 Definitions of “participates” and “participation” as used in section 303(4), in relation to certain transactions.