Title 17

PART 249 SUBPART B

Subpart B - Forms for Reports To Be Filed by Officers, Directors, and Security Holders

• 15 U.S.C. 78a et seq. and 7201 et seq.; 12 U.S.C. 5461 et seq.; 18 U.S.C. 1350; Sec. 953(b), Pub. L. 111-203, 124 Stat. 1904; Sec. 102(a)(3), Pub. L. 112-106, 126 Stat. 309 (2012); Sec. 107, Pub. L. 112-106, 126 Stat. 313 (2012), and Sec. 72001, Pub. L. 114-94, 129 Stat. 1312 (2015), unless otherwise noted.

17:4.0.1.1.10.2.128.1	SECTION 249.103	249.103 Form 3, initial statement of beneficial ownership of securities.
17:4.0.1.1.10.2.128.2	SECTION 249.104	249.104 Form 4, statement of changes in beneficial ownership of securities.
17:4.0.1.1.10.2.128.3	SECTION 249.105	249.105 Form 5, annual statement of beneficial ownership of securities.

---