Subpart A—Forms for Registration or Exemption of, and Notification of Action Taken by, National Securities Exchanges
Sections
Section numbering in the official eCFR can be non-consecutive. Omitted section numbers are not treated here as reserved unless the source explicitly labels them that way.
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249.1
§ 249.1 Form 1, for application for, and amendments to applications for, registration as a national securities exchange or exemption from registration pursuant to Section 5 of the Exchange Act. -
249.10
§ 249.10 Form 1-N for notice registration as a national securities exchange. -
249.11
§ 249.11 Form R31 for reporting covered sales and covered round turn transactions under section 31 of the Act. -
249.25
§ 249.25 Form 25, for notification of removal from listing and/or registration. -
249.26
§ 249.26 Form 26, for notification of the admission to trading of a substituted or additional class of security under Rule 12a-5 (§ 240.12a-5 of this chapter).