Security-Based Swap Dealer and Participant Definitions

1. CFR
2. ›
3. Title 17
4. ›
5. Chapter II
6. ›
7. Part 240
8. ›
9. Subpart A
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11. Subject Group Security-Based Swap Dealer and Participant Definitions

Sections

• 240.3a67-1
  § 240.3a67-1 Definition of “major security-based swap participant.”
• 240.3a67-2
  § 240.3a67-2 Categories of security-based swaps.
• 240.3a67-3
  § 240.3a67-3 Definition of “substantial position.”
• 240.3a67-4
  § 240.3a67-4 Definition of “hedging or mitigating commercial risk.”
• 240.3a67-5
  § 240.3a67-5 Definition of “substantial counterparty exposure.”
• 240.3a67-6
  § 240.3a67-6 Definition of “financial entity.”
• 240.3a67-7
  § 240.3a67-7 Definition of “highly leveraged.”
• 240.3a67-8
  § 240.3a67-8 Timing requirements, reevaluation period, and termination of status.
• 240.3a67-9
  § 240.3a67-9 Calculation of major participant status by certain persons.
• 240.3a67-10
  § 240.3a67-10 Foreign major security-based swap participants.