Exemption of Certain Securities From Section 11(<span class="standard">d</span>)(1)

1. CFR
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3. Title 17
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5. Chapter II
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7. Part 240
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9. Subpart A
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11. Subject Group Exemption of Certain Securities From Section 11(<span class="standard">d</span>)(1)

Sections

• 240.11d1-1
  § 240.11d1-1 Exemption of certain securities from section 11(d)(1).
• 240.11d1-2
  § 240.11d1-2 Exemption from section 11(d)(1) for certain investment company securities held by broker-dealers as collateral in margin accounts.
• 240.11d2-1
  § 240.11d2-1 Exemption from Section 11(d)(2) for certain broker-dealers effecting transactions for customers security futures products in futures accounts.